Clearing House Association
From Wikipedia, the free encyclopedia
The Clearing House Association, LLC
is the United States' oldest banking association representing 17 of the
world's largest commercial banks, which collectively employ over 2
million people and hold more than half of all U.S. deposits. It is a
nonpartisan advocacy organization representing—through regulatory
comment letters, amicus briefs and white papers—the interests of its
owner banks on a variety of systemically important banking issues.
Members of The Clearing House include JPMorgan Chase & Co., Bank of America Corp., Citigroup Inc., Bank of New York Mellon Corp., Deutsche Bank AG, UBS AG, U.S. Bancorp and Wells Fargo & Co.[1] The Clearing House Payments Company, an organization owned by the same banks, was established in New York in 1853 for the purpose of processing transactions among banks.[2][3] It has offices in New York, North Carolina and Washington, D.C.[3]
In September 2009, the Clearing House joined a lawsuit in support of the Federal Reserve after a federal court in New York ruled against the Fed.[1] Filed by Bloomberg News under the Freedom of Information Act, the lawsuit sought records showing where the Fed had lent $2 trillion of taxpayer funds during the bank bailout of the financial crisis of 2008. The Clearing House has filed an appeal before the United States Supreme Court on October 26, 2010.[4] As of March 2011, the case remains on appeal.[5]
The Clearing House was also sued by the State of New York in Andrew Cuomo v. the Clearing House Association, LLC to determine whether the U.S. Treasury's Office of the Comptroller of the Currency (OCC) had the authority to preempt a state's right to enforce its own fair lending laws against national banks.[6] A 5-4 decision by the Supreme Court overturned previous lower court decisions that had ruled in favor of the Clearing House and the OCC.
Members of The Clearing House include JPMorgan Chase & Co., Bank of America Corp., Citigroup Inc., Bank of New York Mellon Corp., Deutsche Bank AG, UBS AG, U.S. Bancorp and Wells Fargo & Co.[1] The Clearing House Payments Company, an organization owned by the same banks, was established in New York in 1853 for the purpose of processing transactions among banks.[2][3] It has offices in New York, North Carolina and Washington, D.C.[3]
In September 2009, the Clearing House joined a lawsuit in support of the Federal Reserve after a federal court in New York ruled against the Fed.[1] Filed by Bloomberg News under the Freedom of Information Act, the lawsuit sought records showing where the Fed had lent $2 trillion of taxpayer funds during the bank bailout of the financial crisis of 2008. The Clearing House has filed an appeal before the United States Supreme Court on October 26, 2010.[4] As of March 2011, the case remains on appeal.[5]
The Clearing House was also sued by the State of New York in Andrew Cuomo v. the Clearing House Association, LLC to determine whether the U.S. Treasury's Office of the Comptroller of the Currency (OCC) had the authority to preempt a state's right to enforce its own fair lending laws against national banks.[6] A 5-4 decision by the Supreme Court overturned previous lower court decisions that had ruled in favor of the Clearing House and the OCC.
Leadership
- James Aramanda serves as Chief Executive Officer of The Clearing House Association.
- Paul Saltzman is President of The Clearing House Association.
- Michael Helfer, General Counsel and Corporate Secretary of Citi, is Chairman of The Clearing House Association Board.
Membership
- Citi
- Banco Santander
- Bank of America
- BNY Mellon
- BB&T
- Capital One
- Comerica
- Deutsche Bank
- HSBC
- JPMorgan Chase
- KeyBank
- PNC
- RBS Citizens
- Union Bank, N.A.
- UBS
- U.S. Bank
- Wells Fargo
See also
- Clearing house (finance)
- Bankers' clearing house
- Clearing House Interbank Payments System
- Automated Clearing House
References
- ^ a b Bob Ivry, "Fed Loses Bid for Review of Bailout Disclosure Ruling" Bloomberg News (August 23, 2010). Retrieved March 10, 2011
- ^ Martin Campbell-Kelly, "Victorian Data Processing", Communications of the ACM, Vol. 53, No. 10, October 2010, pages 19–21
- ^ a b Company description The Clearing House. Retrieved August 29, 2011
- ^ Bob Ivry and Greg Stohr, "Fed Won't Join Supreme Court Appeal on Loan Disclosures" Bloomberg News (October 26, 2010). Retrieved March 10, 2011
- ^ Amicus curiae (PDF) The Clearing House (March 2, 2011). Retrieved March 10, 2011
- ^ Adam Levitin, "Cuomo v. The Clearing House Association: OCC Loses Even with Chevron Deference" Credit Slips financial blog (June 29, 2009). Retrieved March 2, 2011
External links
- Clearing House Payments Company official website. Retrieved March 10, 2011 (updated link 9/19/2011)
- The Clearing House Association's amicus curiae briefs
- American Banker feature on The Clearing House.
Categories:
http://www.dtcc.com/legal/imp_notices/dtc/2013.php?id=div
Note: For Dividends and Compliance notices published before April 1, 2008, please use the Search function.
http://www.dtcc.com/legal/imp_notices/dtc/2013.php?id=div
Legal & Regulatory
Important Notices
The Depository Trust Company (DTC)
Archive/Search| Doc # | Date | P&S No. | Subject |
|---|---|---|---|
 1349-13 |
August 23, 2013 | Depositary Fees Notification Baidu CUSIP: 056752108 Bank of New York Mellon | |
| 1348-13 |
August 23, 2013 | Depositary Fees Notification Socovesa Reg. S CUSIP: 833717309 Bank of New York Mellon | |
| 1347-13 |
August 23, 2013 | Depositary Fees Notification ChinaEdu CUSIP: 16945L107 Bank of New York Mellon | |
| 1346-13 |
August 23, 2013 | Depositary Fees Notification Jupiter Bioscience – Reg. S CUSIP: 48204W102 Bank of New York Mellon | |
| 1345-13 |
August 23, 2013 | Depositary Fees Notification Raj Oil Mills – Reg. S CUSIP: 75102V100 Bank of New York Mellon | |
| 1344-13 |
August 23, 2013 | Depositary Fees Notification China Mobile Games and Entertainment CUSIP: 16952T100 Bank of New York Mellon | |
| 1343-13 |
August 23, 2013 | Depositary Fees Notification Mail.Ru Group LTD 144A CUSIP: 560317109 Citibank | |
| 1363-13 |
August 22, 2013 | Tax Relief – Country: Australia Westfield Group CUSIP: 960224103 Record Date: 08/14/2013 Payable Date: TBD | |
| 1362-13 |
August 22, 2013 | Tax Relief – Country: Australia COCHLEAR CUSIP: 191459205 Record Date: 08/28/2013 Payable Date: 10/04/2013 | |
| 1341-13 |
August 22, 2013 | Tax Relief - Country: The Netherlands Ziggo N.V– New York Shares Cusip: 98954H102 Record Date: 09/05/13 Payable Date: TBA EDS Cut-Off Date: 10/07/13 8.00 PM (EST) | |
| 1340-13 |
August 22, 2013 | Tax Relief - Country: The Netherlands HEINEKEN N V. CUSIP: 423012301 Record Date: 09/03/13 Payable Date: TBD EDS Post-Payable cut off: 10/03/2013 8:00 PM | |
| 1339-13 |
August 22, 2013 | Tax Relief - Country: The Netherlands ADR HEINEKEN HLDG N V CUSIP: 423008101 Record Date: 09/03/13 Payable Date: TBD EDS Post-Payable cut off:10/03/2013 8:00 PM | |
| 1333-13 |
August 22, 2013 | ARC Resources Ltd. (Stock Dividend Program) CUSIP: 00208D408 Record Date: 08/30/2013 Payable Date: 09/16/2013 Rate: 0.10 CAD per share DTC EDS Cut-Off: 09/03/2013, 8:00 P.M., New York time | |
| 1332-13 |
August 22, 2013 | Twin Butte Energy Limited (Stock Dividend Program) CUSIP: 901401307 Record Date: 08/30/2013 Payable Date: 09/16/2013 CDN Rate: 0.016 per share DTC EDS Cut-Off: 09/03/2013 8:00 P.M. NY time | |
| 1331-13 |
August 22, 2013 | Lightstream Resources Ltd. (Stock Dividend Program) CUSIP: 53227K101 Record Date: 08/31/2013 Payable Date: 09/16/2013 Rate: 0.08 CAD per share DTC EDS Cut-Off: 09/04/2013, 8:00 P.M., New York time | |
| 1325-13 |
August 22, 2013 | Warrants Distribution: Mint Income Fund Inc., CUSIP: 60446Q108 Warrants CUSIP 60446Q165 Record Date: 08/12/2013; Rate: One (1) Transferrable Warrant for each unit of Mint Income Fund held. Warrants Expiry Date & Time: January 31, 2014 4 P.M. Toronto time | |
| 1257-13 |
August 22, 2013 | REVISION: RECORD DATE IS 08/09/2013 Rights Offering: Kingsway Financial Services Inc. CUSIP:496904202 Rights CUSIP: 496904111 Record Date: 08/09/2013 Rights Expire: 09/06/2013 5:00 P.M. EST unless extended Rate: One Right for every one share of common stock held. REVISED | |
| 1338-13 |
August 21, 2013 | Tax Relief – Country: Ireland Security: XL Group PLC CUSIP: G98290102 Record Date: 09/13/2013 Payable Date: 09/30/2013 EDS Cut-Off: 09/19/2013 8:00 P.M. EST. Post Pay EDS Cutoff: 10/07/2013 8:00 PM EST. | |
| 1337-13 |
August 21, 2013 | Tax Relief – Country: Ireland Security: INGERSOLL-RAND CUSIP: G47791101 Record Date: 09/13/13 Payable Date: 09/30/13 EDS Cut-Off: 09/20/13 8:00 P.M. | |
| 1258-13 |
August 21, 2013 | Rights: Hotel Outsource Management International Inc. CUSIP: 44144E203 Rights Contra CUSIP: 44144E971 Record Date: 07/12/13 Expires: 08/26/13 no later than 5:00 P.M. New York Time unless extended Rate: 1 Right for each share of common stock held | |
| 1336-13 |
August 20, 2013 | Tax Relief - Country: Ireland CRH PLC– CUSIP: 12626K203 Record Date: 08/30/2013 Pay Date: 11/01/2013 EDS Cut-Off Date: 09/20/2013 | |
| 1330-13 |
August 20, 2013 | Tax Relief – Country: Japan Aeon CUSIP: 007627102 Record Date: 08/29/2013 Payable Date: TBA EDS Cut-Off: 09/06/2013 8:00 P.M | |
| 1329-13 |
August 20, 2013 | Tax Relief – Country: Japan Fast Retailing CUSIP: 31188H101 Record Date: 08/29/2013 Payable Date: TBA EDS Cut-Off: 09/06/2013 8:00 P.M | |
| 1326-13 |
August 20, 2013 | Rights Offering: Unwired Planet CUSIP 91531F103 Rights Contra CUSIP: 91531F996 Record Date: 07/08/2013 Expires: 09/09/2013 5:00 P.M. EST subject to extension or early termination Rate: One Right for each share of common stock held. | |
| 1324-13 |
August 20, 2013 | Optional Dividend: Icahn Enterprises CUSIP: 451100101 Record Date: 08/16/13 Payable Date: 10/09/13 Rate: $1.25 per Depository Unit DTC EDS Cut-Off: 09/04/13 no later than 8:00 P.M. New York time | |
| 1320-13 |
August 20, 2013 | Optional Dividend: DBS Group Holdings Ltd. American Depository Receipts CUSIP: 23304Y100 Record Date: 08/19/13 Payable Date: 10/17/13 Rate: SGD $0.28 per ADS held equating to approximately USD $0.870089 tax exempt. DTC EDS Cut-Off: 09/11/13 no later than 8:00 P.M. New York time. | |
| 1309-13 |
August 20, 2013 | Important Tax Information KKR & Co. L.P. CUSIP:48248M102 | |
| 1328-13 |
August 19, 2013 | Tax Relief – Country: Japan Japan Retail Fund CUSIP: 471095208 Record Date: 08/29/2013 Payable Date: TBA EDS Cut-Off: 09/06/2013 8:00 P.M | |
| 1327-13 |
August 19, 2013 | Tax Relief – Country: Japan Family Mart CUSIP: 30706U107 Record Date: 08/29/2013 Payable Date: TBA EDS Cut-Off: 09/06/2013 8:00 P.M | |
| 1319-13 |
August 19, 2013 | REVISION: Distribution Title Change Only No Revision was made to the actual Important Notice Optional Dividend: Aegon N.V CUSIP: 007924103 Record Date: 08/19/2013 Payable Date: 09/13/13 Rate: $0.11 Euro per share which equates to a gross rate of USD $0.145673per ADR DTC EDS Cut-Off: 09/05/13 no later than 8:00 P.M. New York time REVISED | |
| 1308-13 |
August 16, 2013 | Depositary Fees Notification Federal Grid Company 144A & Reg. S CUSIPS: 313354102 & 313354201 Bank of New York Mellon | |
| 1307-13 |
August 16, 2013 | Tax Relief – Country: Japan Seven & I Holdings Co. LTD CUSIP: 81783H105 Record Date: 08/29/2013 Payable Date: TBA EDS Cut-Off: 09/06/2013 8:00 P.M. | |
| 1217-13 |
August 16, 2013 | ***** Cancellation***** Depositary Fees Notification Parade Technologies 144A & Reg. S CUSIPS: 699002101 & 699002200 Bank of New York Mellon | |
| 1306-13 |
August 15, 2013 | Important Tax Information Apollo Global Management, LLC (“APO”) CUSIPS: 037612108 & 037612207 & 037612306 | |
| 1305-13 |
August 15, 2013 | Important Tax Information Oaktree Capital Group, LLC CUSIP:674001201 | |
| 1304-13 |
August 15, 2013 | Tax Relief - Country: The Philippines Philippine Long Distance Telephone Company CUSIP: 718252604 Record Date: 08/29/13 Payable Date: 10/04/13 EDS Cut-Off Date: 09/04/13 8.00 PM (EST) | |
| 1299-13 |
August 15, 2013 | Tax Relief – Country: Japan GCB ORIX CORP D03/09/12 03.750% MS17 CUSIP: 686330AG6 RECORD DATE: 08/23/2013 PAYABLE DATE: 09/09/2013 EDS Cut-Off: 08/30/2013 8:00 P.M. EST | |
| 1210-13 |
August 15, 2013 | Depositary Fees Notification Partner Communications Co LTD CUSIP: 70211M109 Citibank | |
| 1303-13 |
August 14, 2013 | Depositary Fees Notification Turkcell Iletisim Hizmetleri AS CUSIP: 900111204 Citibank | |
| 1302-13 |
August 14, 2013 | Depositary Fees Notification Phosagro Oao 144A CUSIP: 71922G100 Citibank | |
| 1301-13 |
August 14, 2013 | Tax Relief – Country: Japan GCB NOMURA HLDGS INC FLTG RATE NTS D03/13/13 2.000% CUSIP: 65535HAD1 Record Date: 09/06/13 Payable Date: 09/13/13 EDS Cut-Off: 09/11/2013 8:00 P.M. EST | |
| 1300-13 |
August 14, 2013 | Tax Relief – Country: Japan GCB NOMURA HLDGS INC FLTG RATE NTS D03/13/13 0.010% CUSIP: 65535HAE9 Record Date: 09/06/13 Payable Date: 09/13/13 EDS Cut-Off: 09/11/2013 8:00 P.M. EST | |
| 1105-13 |
August 14, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A CUSIP: 46115HAA5 Record Date: 01/28/2014 Payable Date: 02/12/2014 EDS Cut-Off: 02/11/2014 8:00 P.M | |
| 1311-13 |
August 13, 2013 | Optional Dividend: HSBC Holdings PLC CUSIP: 404280406 Record Date: 08/23/13 Payable Date: 10/09/13 Rate: $0.50 per ADS DTC EDS Cut-Off: 09/20/13 no later than 8:00 P.M. New York time | |
| 1271-13 |
August 13, 2013 | Optional Dividend: Royal DSM N.V. (Sponsored ADR) CUSIP: 780249108 R/D: 08/19/2013; P/D: TBD; Rate Approximate: $ 0.1411 per share DTC EDS Cut-Off: 08/21/2013 8:00 P.M. EST | |
| 1270-13 |
August 13, 2013 | Optional Dividend: Royal Dutch Shell PLC Class ‘B’, Sponsored ADR CUSIP: 780259107 Class B Holders will be eligible to receive Royal Dutch Shell PLC Class ‘A’ ADS CUSIP: 780259206 R/D: 08/16/2013 P/D: 09/26/2013 DTC EDS Cut-Off: 08/23/2013 8:00 P.M. EST Rate: Gross Dividend Rate of $0.90 | |
| 1269-13 |
August 13, 2013 | Optional Dividend: Royal Dutch Shell PLC Class ‘A’, Sponsored ADR CUSIP: 780259206; R/D: 08/16/2013; P/D: 09/26/2013; DTC EDS Cut-Off: 08/23/2013 8:00 P.M. EST Rate: Gross Dividend Rate of $0.90 | |
| 1298-13 |
August 12, 2013 | Depositary Fees Notification Indiabulls Real Estate Limited 144A & Reg. S CUSIPS: 45409E101& 45409E200 Deutsche Bank Trust Company Americas | |
| 1297-13 |
August 12, 2013 | Depositary Fees Notification China Digital TV Holding Co., LTD CUSIP: 16938G107 Deutsche Bank Trust Company Americas | |
| 1296-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A MIZUHO CORPORA D03/21/13 03.500% MS23 CUSIPS: 60688QAS4 / J45995EU7 RECORD DATE: 08/29/2013 PAYABLE DATE: 09/24/2013 EDS Cut-Off: 09/18/2013 8:00 P.M. EST | |
| 1295-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A MIZUHO CORPORA D03/21/13 01.850% MS18 CUSIPS: 60688QAP0 / J45995ET0 RECORD DATE: 08/29/2013 PAYABLE DATE: 09/24/2013 EDS Cut-Off: 09/17/2013 8:00 P.M. EST | |
| 1294-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A MIZUHO CORPORA D03/19/12 02.550% MS17 CUSIPS: 60688QAA3 / J46196AY7 RECORD DATE: 08/23/2013 PAYABLE DATE: 09/17/2013 EDS Cut-Off: 09/10/2013 8:00 P.M. EST | |
| 1291-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/26/13 01.000% CUSIPs: 064255AJ1/J0423YBC7 RECORD DATE: 08/19/2013 PAYABLE DATE: 08/26/2013 EDS Cut-Off: 08/21/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1290-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/26/13 03.200% CUSIPs: 064255AM4/J0423YBF0 RECORD DATE: 08/19/2013 PAYABLE DATE: 08/26/2013 EDS Cut-Off: 08/21/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1289-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/26/13 01.650% CUSIPs: 064255AL6/J0423YBE3 RECORD DATE: 08/19/2013 PAYABLE DATE: 08/26/2013 EDS Cut-Off: 08/21/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1287-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/24/11 0.02.250% 14 CUSIPs: 064255AE2/J04237AP8 RECORD DATE: 08/19/2013 PAYABLE DATE: 08/26/2013 EDS Cut-Off: 08/21/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1286-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/24/11 0.010% 14 CUSIPs: 064255AF9/J04237AQ6 RECORD DATE: 08/20/2013 PAYABLE DATE: 08/27/2013 EDS Cut-Off: 08/22/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1285-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/23/12 02.350% FA17 CUSIPs: 064255AH5/J0423YAT1 RECORD DATE: 08/16/2013 PAYABLE DATE: 08/23/2013 EDS Cut-Off: 08/20/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 1284-13 |
August 12, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/26/13 0.010% 16 CUSIPs: 064255AK8/J0423YBD5 RECORD DATE: 08/20/2013 PAYABLE DATE: 08/27/2013 EDS Cut-Off: 08/22/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| B1248-13 |
August 09, 2013 | Husky Energy Inc. (Stock Dividend Program) CUSIP: 448055103 Record Date: 08/29/2013 Payable Date: 10/01/2013 Rate: CDN $0.30 per share DTC EDS Cut-Off: 08/30/2013 no later than 8:00 P.M. NY time | |
| 1288-13 |
August 09, 2013 | Tax Relief - Country: The Netherlands Nielsen Holdings N.V CUSIP: N63218106 Record Date: 08/28/13 Payable Date: 09/11/13 EDS Cut-Off Date: 09/04/13 8.00 PM (EST) Post Payable EDS Window: 09/12/2013 thru 10/02/2013 8.00 PM (EST) | |
| 1279-13 |
August 09, 2013 | Tax Relief – Country: Japan TIME SENSITIVE GCB NOMURA HOLDING F D03/04/10 6.700% MS20 GCB NOMURA HOLDING F D03/04/10 5.000% MS15 CUSIPs: 65535HAA7 / 65535HAB5 RECORD DATE: 08/28/2013 PAYABLE DATE: 09/04/2013 EDS Cut-Off: 08/30/2013 8:00 PM (EST) TWO DAY EDS CUT OFF | |
| 1278-13 |
August 09, 2013 | Tax Relief – Country: Japan GCB REGS / 144A Dai-Ichi Mutual 3/17/04 5.730% MS14 CUSIPs: J09748AA2 / 23380YAA5 Record Date: 09/01/2013 Payable Date: 09/17/2013 EDS C/O Date: 09/10/2013 8:00 PM (EST) | |
| 1283-13 |
August 08, 2013 | Tax Relief – Country: France Security: Ciments Francais CUSIP: 17185G303 Record Date: 08/09/2013 Payable Date: 08/29/2013 EDS Cut-Off: 08/16/2013 8:00 P.M. | |
| 1255-13 |
August 08, 2013 | Optional Dividend: BP P.L.C. American Depository Shares CUSIP: 055622104 Record Date: 08/09/13 Payable Date: 09/20/13 Rate: USD $0.54 per ADS DTC EDS Cut-Off: 08/30/13 no later than 8:00 P.M. New York time | |
| 1282-13 |
August 07, 2013 | Depositary Fees Notification Camelot Information Systems ADRs CUSIP: 13322V105 Citibank | |
| 1281-13 |
August 07, 2013 | Depositary Fees Notification Noah Holdings LTD CUSIP: 65487X102 Citibank | |
| 1280-13 |
August 07, 2013 | Depositary Fees Notification Rediff.com India LTD CUSIP: 757479100 Citibank | |
| 1277-13 |
August 07, 2013 | TaxRelief - Country: Spain Santander US Debt, S.A. Unipersonal CUSIP: 802815AQ3 Payment Date: 07/20/2013 | |
| 1274-13 |
August 07, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.5% Non-Cumulative Guaranteed Series 5 Preferred Securities CUSIP: 80281R805 Payment Date: 07/31/2013 | |
| 1225-13 |
August 07, 2013 | Depositary Fees Notification Mecox Lane Limited CUSIP: 58403M201 JPMorgan Chase Bank, N.A. | |
| 1224-13 |
August 07, 2013 | Depositary Fees Notification Farmax India Reg. S CUSIP: 30768A106 Bank of New York Mellon | |
| 1223-13 |
August 07, 2013 | Important Tax Information The Carlyle Group L.P. CUSIP:14309L102 | |
| 1218-13 |
August 07, 2013 | Depositary Fees Notification Lecico Egypt 144A CUSIPS: 523240109, 523240208 & 523240307 Bank of New York Mellon | |
| 1276-13 |
August 06, 2013 | DTCC Corporate Actions Transformation Monthly Industry Calls | |
| 1273-13 |
August 06, 2013 | TaxRelief - Country: France NEOPOST S.A. CUSIP: 64051R104 Record Date: 08/05/2013 Pay Date: TBA EDS Cut-Off Date: 08/12/2013 8:00 PM (EST) Documentation Cut-Off Date: 09/06/2013 at 5:00 PM (EST) | |
| 1272-13 |
August 06, 2013 | TaxRelief – Country: Russian Federation MOBILE TELESYSTEMS OJSC CUSIP: 607409109 Record Date: 08/14/2013 Payable Date: TBA | |
| 1268-13 |
August 06, 2013 | Optional Dividend: TNT EXPRESS N.V. ADRS CUSIP: 87262N109 R/D: 08/08/2013 P/D: 08/29/2013 Rate: $.029161 (Approx.) DTC EDS Cut-Off: 08/14/2013 8:00 P.M. New York time. | |
| 1256-13 |
August 06, 2013 | Optional Dividend: Barclays P.L.C. American Depository Shares CUSIP: 06738E204 Record Date: 08/09/13 Payable Date: 09/13/13 Rate: Approximately $0.061104 per ADS DTC EDS Cut-Off: 08/21/13 no later than 8:00 P.M. New York time | |
| 1222-13 |
August 06, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 08/28/2013 Payable Date: 09/12/2013 | |
| 1221-13 |
August 05, 2013 | Tax Relief – Country: Croatia Plava Laguna Reg S CUSIP: 728115205 Record Date: 08/07/2013 Payable Date: TBA EDS Cut-Off: 08/21/2013 8:00 P.M. | |
| 1266-13 |
August 02, 2013 | Tax Relief - Country: Ireland EATON CORP PLC– CUSIP: G29183103 Record Date: 08/05/2013 Pay Date: 08/23/2013 EDS Cut-Off Date: 08/14/2013 8:00 PM (EST) Post Payable EDS Window Open: 08/26/2013 6:00 AM (EST) Post Payable EDS Window Cut-off : 09/03/2013 8:00 PM (EST) | |
| 1254-13 |
August 01, 2013 | Optional Dividend: Liberty All-Star Equity Fund CUSIP: 530158104 Rate: $0.09 per share Record Date: 08/02/13 Payable Date: 09/16/13 DTC EDS Cut-Off: 08/28/2013 8:00 P.M. New York time | |
| 1245-13 |
August 01, 2013 | TaxRelief - Country: Japan PIGEON CORPORATION | CUSIP: 721006104 Record Date: 07/30/13 | Pay Date: TBD EDS Cut-Off Date: 08/07/13 at 8:00 PM (EST) | |
| 1220-13 |
August 01, 2013 | Depositary Fees Notification Chinacache International Holdings CUSIP: 16950M107 Citibank | |
| 1219-13 |
August 01, 2013 | Depositary Fees Notification Bitauto Holdings LTD CUSIP: 091727107 Citibank | |
| 1216-13 |
August 01, 2013 | Depositary Fees Notification Ros Agro 144A & Reg. S CUSIPS: 749655106 & 749655205 Bank of New York Mellon | |
| 1215-13 |
August 01, 2013 | Depositary Fees Notification Beckons Industries Reg. S CUSIP: 075824201 Bank of New York Mellon | |
| 1214-13 |
August 01, 2013 | Depositary Fees Notification Bombay Rayon Fashions Reg. S CUSIP: 09776P107 Bank of New York Mellon | |
| 1213-13 |
August 01, 2013 | Depositary Fees Notification Alliance Bank 144A & Reg. S CUSIPS: 018531301 & 018531509 Bank of New York Mellon | |
| 1212-13 |
August 01, 2013 | Depositary Fees Notification Tatung 144A & Reg. S CUSIPS: 876661307 & 876661406 Bank of New York Mellon | |
| 1211-13 |
August 01, 2013 | Depositary Fees Notification Populi 144A & Reg. S CUSIPS: 733197107 & 733197206 Bank of New York Mellon | |
| 1181-13 |
August 01, 2013 | Optional Dividend: Liberty All-Star Growth Fund CUSIP: 529900102 Rate: $0.08 per share Record Date: 08/02/13 Payable Date: 09/16/13 DTC EDS Cut-Off: 08/28/2013, 8:00 P.M. New York time | |
| 1244-13 |
July 31, 2013 | TaxRelief - Country: France PPR CUSIP: 69353M109 Record Date: 06/19/2013 Pay Date: 07/31/2013 Proceeds from Groupe FNAC S.A. shares | |
| 1209-13 |
July 31, 2013 | Depositary Fees Notification SB Real Estate 144A & Reg. S CUSIPS: 80586J102 & 80586J201 Bank of New York Mellon | |
| 1208-13 |
July 31, 2013 | Depositary Fees Notification Teliani Valley 144A & Reg. S CUSIPS: 87960V106 & 87960V205 Bank of New York Mellon | |
| 1207-13 |
July 31, 2013 | Depositary Fees Notification Liberty Consumer 144A & Reg. S CUSIPS: 53036P101 & 53036P200 Bank of New York Mellon | |
| 1206-13 |
July 31, 2013 | Depositary Fees Notification Polyus Gold International CUSIP: 73180Y203 Bank of New York Mellon | |
| 1205-13 |
July 31, 2013 | Depositary Fees Notification Creativ Group Reg. S CUSIP: 22526U102 Bank of New York Mellon | |
| 1204-13 |
July 31, 2013 | Depositary Fees Notification Light SA CUSIP: 53223N109 Citibank | |
| 1203-13 |
July 31, 2013 | Depositary Fees Notification PDG Realty SA Empreendimentos CUSIP: 70454K109 Citibank | |
| 1202-13 |
July 31, 2013 | Depositary Fees Notification Equatorial Energia SA CUSIP: 294411103 Citibank | |
| 1201-13 |
July 30, 2013 | Tax Relief - Country: The Netherlands Unilever N.V. CUSIP: 904784709 Record Date: 08/09/13 Payable Date: 09/11/13 EDS Cut-Off Date: 8/26/13 8.00 PM (EST) Post Payable EDS Window: 09/12/2013 thru 09/26/2013 8.00 PM (EST) | |
| 1200-13 |
July 29, 2013 | Tax Relief – Country: Ireland Security: Seagate Technologies PLC CUSIP: G7945M107 Record Date: 08/07/2013 Payable Date: 08/21/2013 EDS Cut-Off: 08/13/2013 8:00 P.M. Post Pay EDS Cutoff: 08/28/2013 8:00 PM | |
| 1199-13 |
July 29, 2013 | Depositary Fees Notification CB Retail Investment Reg. S CUSIP: 14983P1060 Bank of New York Mellon | |
| 1198-13 |
July 29, 2013 | Depositary Fees Notification Country Style Cooking Restaurant CUSIP: 22238M109 Citibank | |
| 1249-13 |
July 26, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 08/02/13 Payable Date: 08/20/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 08/05/13 no later than 8:00 P.M. NY time | |
| 1233-13 |
July 26, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. Fixed to Floating Non-Cumulative Guaranteed Series 11 Preferred Securities CUSIP: 80281RAC6 Payment Date: 03/29/2013 | |
| 1228-13 |
July 26, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. Floating Rate (U.S. dollar three-month LIBOR plus 0.52%) Non-Cumulative Guaranteed Series 6 Preferred Securities CUSIP: 80281R888 Payment Date: 03/05/2013 | |
| 1227-13 |
July 26, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. Floating Rate (U.S. dollar three-month LIBOR plus 0.52%) Non-Cumulative Guaranteed Series 6 Preferred Securities CUSIP: 80281R888 Payment Date: 06/05/2013 | |
| 1197-13 |
July 26, 2013 | Important Tax Information KKR Financial Holdings LLC CUSIP:48248M102 | |
| 1196-13 |
July 26, 2013 | Tax Relief - Country: The Netherlands Reed Elsevier N.V. CUSIP: 758204200 Record Date: 8/09/13 Payable Date: 09/05/13 EDS Cut-Off Date: 09/20/13 8.00 PM (EST) | |
| 1195-13 |
July 26, 2013 | Important Tax Information KKR Financial Holdings LLC CUSIP:48248A306 | |
| 1243-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Perpetual, S.A. Unipersonal CUSIP: E86920AA8 Payment Date: 04/24/2013 | |
| 1242-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander US Debt, S.A. Unipersonal CUSIP: E86849AQ4 Payment Date: 04/07/2013 | |
| 1241-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander US Debt, S.A. Unipersonal CUSIP: E86849AP6 Payment Date: 04/07/2013 | |
| 1240-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 10.5% Non-Cumulative Guaranteed Series 10 Preferred Securities CUSIP: E8683R144 Payment Date: 03/29/2013 | |
| 1239-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 10.5% Non-Cumulative Guaranteed Series 10 Preferred Securities CUSIP: E8683R144 Payment Date: 06/29/2013 | |
| 1238-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Issuances, S.A. Unipersonal CUSIP: E8682YAS7 Payment Date: 02/11/2013 | |
| 1237-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander US Debt, S.A. Unipersonal CUSIP: 802815AT7 Payment Date: 04/07/2013 | |
| 1236-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander US Debt, S.A. Unipersonal CUSIP: 802815AS9 Payment Date: 04/07/2013 | |
| 1235-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Perpetual, S.A. Unipersonal CUSIP: 80281YAA5 Payment Date: 04/24/2013 | |
| 1234-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Issuances, S.A. Unipersonal CUSIP: 80281TAD0 Payment Date: 02/11/2013 | |
| 1232-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.5% Non-Cumulative Guaranteed Series 5 Preferred Securities CUSIP: 80281R805 Payment Date: 01/31/2013 | |
| 1231-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.5% Non-Cumulative Guaranteed Series 5 Preferred Securities CUSIP: 80281R805 Payment Date: 04/30/2013 | |
| 1230-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.8% Non-Cumulative Guaranteed Series 4 Preferred Securities CUSIP: 80281R706 Payment Date: 05/21/2013 | |
| 1229-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.8% Non-Cumulative Guaranteed Series 4 Preferred Securities CUSIP: 80281R706 Payment Date: 02/21/2013 | |
| 1226-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.41% Non-Cumulative Guaranteed Series 1 Preferred Securities CUSIP: 80281R300 Payment Date: 03/11/2013 | |
| 1185-13 |
July 24, 2013 | TaxRelief - Country: Spain Santander Finance Preferred, S.A.U. 6.41% Non-Cumulative Guaranteed Series 1 Preferred Securities CUSIP: 80281R300 Payment Date: 06/11/2013 | |
| 1109-13 |
July 24, 2013 | Rights : Zoom Telephonics Inc CUSIP: 98978K107 Contra Cusip: 98978K891 R/D: 07/11/2013 Rights Expire 08/09/2013 5:00 P.M. EST Rate: One Non- Transferable right for every one share of common stock held. | |
| 1194-13 |
July 23, 2013 | Depositary Fees Notification Authousa Limited 144A & Reg. S CUSIPS: 03702N104 & 03702N203 Bank of New York Mellon | |
| 1193-13 |
July 23, 2013 | Depositary Fees Notification VTB Bank 144A & Reg. S CUSIPS: 46630Q103 & 46630Q202 Bank of New York Mellon | |
| 1192-13 |
July 23, 2013 | Depositary Fees Notification Industrial Investment Trust Reg. S CUSIP: 451737100 Bank of New York Mellon | |
| 1191-13 |
July 23, 2013 | Depositary Fees Notification Qihoo 360 Technology CUSIP: 74734M109 Bank of New York Mellon | |
| 1190-13 |
July 23, 2013 | Depositary Fees Notification China Techfaith Wireless Communication CUSIP: 169424108 Bank of New York Mellon | |
| 1189-13 |
July 23, 2013 | Depositary Fees Notification Silicon Motion Technology CUSIP: 82706C108 Bank of New York Mellon | |
| 1188-13 |
July 23, 2013 | Depositary Fees Notification China Ming Yang Wind Power Group LTD CUSIP: 16951C108 Citibank | |
| 1187-13 |
July 23, 2013 | Depositary Fees Notification Xueda Education Group CUSIP: 98418W109 Citibank | |
| 1186-13 |
July 23, 2013 | Depositary Fees Notification Daqo New Energy Corp. CUSIP: 23703Q203 JPMorgan Chase Bank, N.A. | |
| 1174-13 |
July 23, 2013 | Rights Offering: Accelerate Diagnostic, Inc. CUSIP: 00430H102 Rights Contra CUSIP: 00430H995 Record Date: 07/08/2013 Expiration Date: 08/07/2013@ 5:00 P.M. Eastern time Rate: 0.064038 for each share common stock held on the record date | |
| 1167-13 |
July 23, 2013 | Tax Relief – Country: Japan Sekisui House CUSIP: 816078307 Record Date: 07/30/2013 Payable Date: TBA EDS Cut-Off: 08/07/2013 8:00 P.M. | |
| 1184-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KU22 Maturity Date: 07/02/2013 | |
| 1183-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KTR9 Maturity Date: 06/25/2013 | |
| 1182-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KT40 Maturity Date: 06/04/2013 | |
| 1180-13 |
July 22, 2013 | Twin Butte Energy Limited (Stock Dividend Program) CUSIP: 901401307 Record Date: 07/31/2013 Payable Date: 08/15/2013 CDN Rate: 0.016 per share DTC EDS Cut-Off: 08/01/2013 no later than 8:00 P.M. NY time | |
| 1179-13 |
July 22, 2013 | Lightstream Resources Ltd. (Stock Dividend Program) CUSIP: 53227K101 Record Date: 07/31/2013 Payable Date: 08/15/2013 Rate: 0.08 CAD per share DTC EDS Cut-Off: 08/02/2013, 8:00 P.M., New York time | |
| 1170-13 |
July 22, 2013 | ARC Resources Ltd. (Stock Dividend Program) CUSIP: 00208D408 Record Date: 07/31/2013 Payable Date: 08/15/2013 Rate: 0.10 CAD per share DTC EDS Cut-Off: 08/01/2013, 8:00 P.M., New York time | |
| 1166-13 |
July 22, 2013 | Depositary Fees Notification TAL Education Group CUSIP: 874080104 JPMorgan Chase Bank, N.A. | |
| 1165-13 |
July 22, 2013 | Important Tax Information The Blackstone Group L.P. CUSIP:09253U108 | |
| 1157-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KS90 Maturity Date: 05/09/2013 | |
| 1156-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KR26 Maturity Date: 04/02/2013 | |
| 1155-13 |
July 22, 2013 | TaxRelief - Country: Spain SANTANDER COMMERCIAL PAPER, S.A. UNIPERSONAL CUSIP: 80280KQR2 Maturity Date: 03/25/2013 | |
| 1176-13 |
July 19, 2013 | Tax Relief - Country: The Netherlands CSM N.V. CUSIP: 126382100 Record Date: 07/29/13 Payable Date: TBA EDS Post-Payable cut off: 08/21/2013 8:00 PM | |
| 1173-13 |
July 19, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 07/31/13 Payable Date: 08/15/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 08/01/13 no later than 8:00 P.M. NY time | |
| 1169-13 |
July 19, 2013 | Rights Offering: Marlin Gold Mining Ltd. CUSIP: 571175108 Rights CUSIP 571175124 Record Date: 07/15/2013 Rate: One (1) Transferable Right for each share held Expiration Date & Time: August 09, 2013 4:00 P.M. Eastern Standard Time | |
| 1164-13 |
July 19, 2013 | Depositary Fees Notification Changyou.com CUSIP: 15911M107 Bank of New York Mellon | |
| 1163-13 |
July 19, 2013 | Depositary Fees Notification BTA Bank 144A & Reg. S CUSIP: 05574Y100 & 05574Y209 Bank of New York Mellon | |
| 1162-13 |
July 19, 2013 | Depositary Fees Notification 51job, Inc. CUSIP: 316827104 JPMorgan Chase Bank, N.A. | |
| 1161-13 |
July 19, 2013 | Depositary Fees Notification SouFun Holdings Limited CUSIP: 836034108 JPMorgan Chase Bank, N.A. | |
| 1160-13 |
July 19, 2013 | Depositary Fees Notification JSC Severstal 144A & Reg. S CUSIPS: 818150104 & 818150302 Deutsche Bank Trust Company Americas | |
| 1104-13 |
July 19, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A. CUSIP: 46115HAJ6 Record Date: 01/01/2014 Payable Date: 01/16/2014 EDS Cut-Off: 01/15/2014 8:00 P.M | |
| 1103-13 |
July 19, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A. CUSIP: 46115HAG2 Record Date: 12/31/2013 Payable Date: 01/15/2014 EDS Cut-Off: 01/14/2014 8:00 P.M | |
| 1172-13 |
July 18, 2013 | Tax Relief - Country: Ireland Covidien PLC. – CUSIP: G2554F113 Record Date: 07/30/13 Pay Date: 08/15/13 EDS Cut-Off Date: 08/07/13 Post Payable EDS Window Cut-off : 08/22/13 | |
| 1171-13 |
July 18, 2013 | Tax Relief - Country: Ireland Fly Leasing Limited. – CUSIP: 34407D109 Record Date: 07/31/13 Pay Date: 08/20/13 EDS Cut-Off Date: 08/09/13 8:00 PM EST | |
| 1159-13 |
July 17, 2013 | Depositary Fees Notification Wipro Limited CUSIP: 97651M109 JPMorgan Chase Bank, N.A. | |
| 1158-13 |
July 16, 2013 | Depositary Fees Notification Viver Incorporadora E Construtora – Reg. S CUSIP: 92852V206 Bank of New York Mellon | |
| 1101-13 |
July 16, 2013 | Depositary Fees Notification LSR Group 144A & Reg. S CUSIPS: 50218G107 & 50218G206 Deutsche Bank Trust Company Americas | |
| 1146-13 |
July 15, 2013 | Tax Relief – Country: Japan JAPAN FIN CORP D02/07/12 02.125% FA19 CUSIP: 471065AJ1 Record Date: 07/23/2013 Payable Date: 08/07/2013 EDS Cut-Off: 07/30/2013 8:00 P.M. EST | |
| 1100-13 |
July 15, 2013 | Depositary Fees Notification Partner Communications Co. LTD CUSIP: 70211M109 Citibank | |
| 1145-13 |
July 12, 2013 | Tax Relief – Country: Japan GCB144A DEVELOPMENT BK D01/22/13 01.000% JJ18 CUSIPS: 25159MAP2 Record Date: 07/16/2013 Payable Date: 07/22/2013 EDS Cut-Off: 07/17/2013 8:00 P.M. EST | |
| 1144-13 |
July 12, 2013 | Tax Relief – Country: Japan GCB144A/REGS Dai-Ichi Life D03/15/11 7.250% JJ99 CUSIPS: 23380YAB3 & J09748AB0 Record Date: 07/15/13 Payable Date: 07/25/13 EDS Cut-Off: 07/22/13 8:00 P.M. EST | |
| 1110-13 |
July 12, 2013 | REVISION Rights: Victory Nickel Inc CUSIP: 92647F102 Rights Cusip: 92647F136 RD: 06/28/2013 Rights Expire : July 30, 2013 4:00 P.M. (Toronto Time) Rate: One Transferable Right for each one Common share held. REVISION | |
| 1099-13 |
July 11, 2013 | Depositary Fees Notification Jindal Cotex Limited CUSIP: 47760F107 JPMorgan Chase Bank, N.A. | |
| 1148-13 |
July 10, 2013 | Option for Payment in VEF (Venezuelan Bolivar Fuerte) Corimon, C.A. CUSIP: 218728806 Record Date: 07/10/13 Payable Date: TBD | |
| 1143-13 |
July 10, 2013 | TaxRelief Country: Spain | Procedures for Tax Refunds Indra Sistemas CUSIP: 45579R106 Record Date: 07/08/2013 Payable Date: 07/24/2013 | |
| 1142-13 |
July 10, 2013 | Tax Relief - Country: South Africa DRDGOLD CUSIP:26152H301 Record Date: 03/15/13 Payable Date: 03/28/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1141-13 |
July 10, 2013 | Tax Relief - Country: South Africa Standard Bank CUSIP:853118206 Record Date: 04/19/13 Payable Date: 05/02/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1140-13 |
July 10, 2013 | Tax Relief - Country: South Africa Bidvest CUSIP:088836309 Record Date: 03/28/13 Payable Date: 04/12/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1139-13 |
July 10, 2013 | Tax Relief - Country: South Africa Nedbank CUSIP:63975K104 Record Date: 04/05/13 Payable Date: 04/18/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1138-13 |
July 10, 2013 | Tax Relief - Country: South Africa Sasol CUSIP: 803866300 Record Date: 04/12/13 Payable Date: 04/25/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1137-13 |
July 10, 2013 | Tax Relief - Country: South Africa MTN Group CUSIP: 62474M108 Record Date: 03/28/13 Payable Date: 04/12/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1136-13 |
July 10, 2013 | Tax Relief - Country: South Africa GOLD FIELDS CUSIP: 38059T106 Record Date: 03/08/13 Payable Date: 03/21/13 Standard Tax Reclaim Cutoff date:09/01/2015 8:00 PM | |
| 1133-13 |
July 10, 2013 | TaxRelief Country: Spain | Procedures for Tax Refunds Red Electrica CUSIP: 756568101 Record Date: 06/28/2013 Payable Date: 07/16/2013 | |
| 1128-13 |
July 09, 2013 | Optional Dividend: Banco Santander S.A. CUSIP: 05964H105 Record Date: 07/12/13 Payable Date: On or around 08/09/13 Rate: Approximately 0.15 Euro per share equivalent to approx .152273 USD per ADR DTC EDS Cut-Off: 07/19/13 no later than 8:00 P.M. New York time | |
| 1098-13 |
July 09, 2013 | Tax Relief – Country: Japan GCB NOMURA HLDGS INC D01/19/11 04.125% CUSIP: 65535HAC3 Record Date: 07/12/13 Payable Date: 07/19/13 EDS Cut-Off: 07/16/2013 8:00 P.M. EST | |
| 1132-13 |
July 08, 2013 | TaxRelief - Country: Spain, Banco Bilbao Vizcaya Argentaria S.A. (BBVA) CUSIP: 05946K101 Record Date: 07/09/2013 Payable Date: 07/25/2013 EDS Cut-off Date Relief At Source: 07/15/2013 8:00 PM EST EDS Cut-off Date Quick Refund Open: 07/26/2013 6:00 AM EST EDS Cut-off Date Quick Refund Close: 08/02/2013 8:00 PM EST | |
| 1131-13 |
July 08, 2013 | Tax Relief – Country: Japan GCB JAPAN FINANCE F D02/02/10 2.875% FA15 CUSIP: 471065AC6 RECORD DATE: 07/18/2013 PAYABLE DATE: 08/02/2013 EDS C/O DATE: 07/25/2013 8:00 PM (EST) | |
| 1114-13 |
July 08, 2013 | Tax Relief – Country: Japan JAPAN FIN CORP D01/21/11 02.50 % JJ16 CUSIP: 471065AF9 Record Date: 07/06/13 Payable Date: 07/21/13 EDS Cut-Off: 07/12/2013 8:00 P.M. EST | |
| 1097-13 |
July 08, 2013 | Depositary Fees Notification GW Pharmaceuticals PLC CUSIP: 36197T103 Citibank | |
| 1096-13 |
July 08, 2013 | Depositary Fees Notification Kuzbassenergo 144A & Reg. S CUSIP: 501333108 & 501333207 Bank of New York Mellon | |
| 1095-13 |
July 08, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/11 01.900 % JJ14 CUSIPS: 865622AL8 & J7771KNW3 Record Date: 07/05/13 Payable Date: 07/22/13 EDS Cut-Off: 07/15/13 8:00 P.M. (EST) | |
| 1094-13 |
July 08, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/11 0.010 % 14 CUSIPS: 865622AM6 & J7771KNX1 Record Date: 07/05/13 Payable Date: 07/22/13 EDS Cut-Off: 07/15/13 8:00 P.M. (EST) | |
| 1093-13 |
July 08, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/11 02.900 % JJ16 CUSIPS: 865622AN4 & J7771KNY9 Record Date: 07/05/13 Payable Date: 07/22/13 EDS Cut-Off: 07/15/13 8:00 P.M. (EST) | |
| 1092-13 |
July 08, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/10 03.150 % JJ15 CUSIPS: 865622AE4 & J7771KMX2 Record Date: 07/05/13 Payable Date: 07/22/13 EDS Cut-Off: 07/15/13 8:00 P.M. (EST) | |
| 1091-13 |
July 08, 2013 | Tax Relief – Country: Japan GOVT JAPAN BK INTL COO D07/19/12 01.125% JJ17 CUSIP: 471048AE8 Record Date: 07/04/13 Payable Date: 07/19/13 EDS Cut-Off: 07/12/13 8:00 P.M. EST | |
| 0995-13 |
July 08, 2013 | Tax Relief – Country: Japan JAPAN FIN CORP D07/06/11 02.250 % JJ16 CUSIP: 471065AH5 Record Date: 06/29/13 Payable Date: 07/13/13 EDS Cut-Off: 07/08/2013 8:00 P.M. EST | |
| 1127-13 |
July 03, 2013 | Tax Relief - Country: INDONESIA PT INDOSAT INDONESIA– CUSIP#744383100 Record Date: 07/12/13 Pay Date: TBA EDS Cut-Off Date: 07/15/13 | |
| 1113-13 |
July 03, 2013 | Tax Relief – Country: Japan GCB 144A/REGS BANK OF TOKYO D01/22/10 3.850% JJ15 CUSIPs: 064255AB8 | J0423XCJ3 RECORD DATE: 07/15/2013 PAYABLE DATE: 07/22/2013 EDS C/O DATE: 07/17/2013 8:00 PM (EST) | |
| 1108-13 |
July 03, 2013 | Rights: Sussex Bancorp CUSIP: 869245100 Contra Cusip 869245993 R/D: 05/31/2013 Rights Expire 07/29/2013 5:00 P.M. EST Rate: One right for each share of common stock held | |
| 1026-13 |
July 03, 2013 | Optional Dividend: Iberdrola S.A. CUSIP: 450737101 Record Date: 07/02/13 Anticipated Payable Date: 07/30/13 Rate: .508 Euro per ADR equating to Approximately USD $0.657016 DTC EDS Cut-Off: 07/10/13 no later than 8:00 P.M. New York time | |
| 1112-13 |
July 02, 2013 | TaxRelief - Country: Japan GCB DEV BANK JPN F D02/01/07 5.125% FA17 CUSIP: 25159MAH0 Record Date: 07/17/2013 Payable Date: 08/01/2013 EDS Cut-off Date: 07/24/2013 8:00 PM (EST) | |
| 1090-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation D01/18/13 3.000% JJ23 CUSIP: 865622AZ7 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1089-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation D01/18/13 1.500% JJ18 CUSIP: 865622AY0 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1088-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation D01/08/13 0.900% JJ16 CUSIP: 865622AX2 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1087-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation 3.20% D07/08/12 JJ22 CUSIP: 865622AW4 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1086-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation 1.80% D07/08/12 JJ17 CUSIP: 865622AV6 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1085-13 |
July 02, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Banking Corporation 1.35% D07/08/12 JJ15 CUSIP: 865622AU8 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1084-13 |
July 02, 2013 | Tax Relief – Country: Japan NIPPON TELEG & TEL D07/18/12 01.400% JJ17 CUSIP: 654624AE5 Record Date: 07/03/13 Payable Date: 07/18/13 EDS Cut-Off: 07/11/13 8:00 P.M. EST | |
| 1083-13 |
July 02, 2013 | Tax Relief – Country: France Security: ALSTOM CUSIP: 021244207 Record Date: 07/03/2013 Payable Date: 07/30/2013 EDS Cut-Off: 07/11/2013 8:00 P.M. | |
| 1001-13 |
July 02, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIPS: 055299AK7 Record Date 08/01/2013 Payable Date: 08/16/2013 | |
| 1000-13 |
July 02, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 06/28/2013 Payable Date: 08/12/2013 | |
| 0994-13 |
July 02, 2013 | *****Revised EDS Cutoff Date & Paydate***** Tax Relief – Country: Japan JAPAN FIN ORGANIZATION D01/13/11 04.000% JJ21 CUSIP: 471068AA4 Record Date: 06/28/13 Payable Date: 07/16/13 EDS Cut-Off: 07/08/2013 8:00 P.M. EST | |
| 0947-13 |
July 02, 2013 | Tax Relief: Country: Kazakhtelecom Cusip: 48666D204 Record Date: 05/31/13 Payable Date: TBA | |
| 1082-13 |
July 01, 2013 | Depositary Fees Notification Farmax India – Reg. S CUSIP: 30768A106 Bank of New York Mellon | |
| 1052-13 |
July 01, 2013 | Depositary Fees Notification SEL Manufacturing – Reg. S CUSIP: 816084206 Bank of New York Mellon | |
| 1102-13 |
June 28, 2013 | Tax Relief – Country: Italy TERNA-TERE ELETTRICA NAZIONALE. CUSIP: 88088L103 Record Date: 06/26/2013 Payable Date: TBA Post Payable - EDS Cut-Off: 07/24/2013 8:00 P.M | |
| 1081-13 |
June 28, 2013 | Tax Relief – Country: France Security: PERNOD-RICARD SA CUSIP: 714264207 Record Date: 07/01/2013 Payable Date: 07/26/2013 EDS Cut-Off: 07/09/2013 8:00 P.M. (EST) | |
| 1080-13 |
June 28, 2013 | Tax Relief – Country: Austria VIENNA INTERNATIONAL AIRPORT-VIE CUSIP: 926628108 Record Date: 05/03/2013 Payable Date: 05/20/2013 | |
| 1079-13 |
June 28, 2013 | Tax Relief – Country: Austria VIENNA INSURANCE CUSIP: 926627100 Record Date: 05/10/2013 Payable Date: 05/23/2013 | |
| 1078-13 |
June 28, 2013 | Tax Relief – Country: Austria TELEKOM AUSTRIA CUSIP: 87943Q109 Record Date: 05/31/2013 Payable Date: 06/17/2013 | |
| 1077-13 |
June 28, 2013 | Tax Relief – Country: Austria ERSTE GROUP BANK CUSIP: 296036304 Record Date: 05/21/2013 Payable Date: 06/07/2013 | |
| 1075-13 |
June 28, 2013 | Tax Relief – Country: Austria MAYR-MELNHOF KARTON CUSIP: 578471203 Record Date: 04/29/2013 Payable Date: 05/17/2013 | |
| 1070-13 |
June 28, 2013 | Tax Relief – Country: Austria WIENERBERGER CUSIP: 967662107 Record Date: 05/15/2013 Payable Date: 05/31/2013 | |
| 1069-13 |
June 28, 2013 | Tax Relief – Country: Austria VOESTALPINE CUSIP: 928578103 Record Date: 07/05/2013 Payable Date: 07/30/2013 | |
| 1006-13 |
June 28, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Japan GCB144A ® S SUMITOMO MITSU D01/14/11 03.100% JJ16 CUSIPS: 865622AK0 & J7771KNJ2 Record Date: 06/30/13 Payable Date: 07/16/13 EDS Cut-Off: 07/08/13 8:00 P.M. EST | |
| 1005-13 |
June 28, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Japan GCB144A ®S SUMITOMO MITSU D01/14/11 01.950 % JJ14 CUSIPS: 865622AJ3 & J7771KNH6 Record Date: 06/30/13 Payable Date: 07/17/13 EDS Cut-Off: 07/08/13 8:00 P.M. EST | |
| 0999-13 |
June 28, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Japan SUMITOMO MITSU D01/12/12 01.900 % JJ15 CUSIPS: 865622AQ7 & J7771KPG6 Record Date: 06/27/13 Payable Date: 07/12/13 EDS Cut-Off: 07/05/13 8:00 P.M. EST | |
| 0998-13 |
June 28, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Japan SUMITOMO MITSU D01/12/12 02.650 % JJ17 CUSIPS: 865622AR5 & J7771KPH4 Record Date: 06/27/13 Payable Date: 07/12/13 EDS Cut-Off: 07/05/13 8:00 P.M. EST | |
| 0992-13 |
June 28, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Japan SUMITOMO MITSU D01/12/12 03.950 % JJ22 CUSIPS: 865622AT1 & J7771KPK7 Record Date: 06/27/13 Payable Date: 07/12/13 EDS Cut-Off: 07/05/13 8:00 P.M. EST | |
| 1073-13 |
June 27, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 07/09/13 Payable Date: 07/19/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 07/10/13 no later than 8:00 P.M. NY time | |
| 1051-13 |
June 27, 2013 | Tax Relief – Country: France Security: Lafarge CUSIP: 505861401 Record Date: 07/01/2013 Payable Date: TBA EDS Cut-Off: 07/09/2013 8:00 P.M. | |
| 1074-13 |
June 26, 2013 | Tax Relief – Country: Austria OMV AG CUSIP: 670875509 Record Date: 05/21/2013 Payable Date: 05/30/2013 | |
| 1072-13 |
June 26, 2013 | Tax Relief - Country: Spain GRIFOLS S.A (Class B-sponsored) CUSIP: 398438408 Record Date: 06/07/2013 Payable Date: 06/13/2013 | |
| 1071-13 |
June 26, 2013 | Tax Relief - Country: Spain GRIFOLS S.A (Class A-sponsored) CUSIP: 398438200 Record Date: 06/07/2013 Payable Date: 06/13/2013 | |
| 1067-13 |
June 26, 2013 | Tax Relief – Country: Japan CHUGAI PHARMACEUTICAL CO., LTD. CUSIP: 171269103 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1066-13 |
June 26, 2013 | Tax Relief - Country: Spain REPSOL CUSIP: 76026T205 Record Date: 06/19/2013 Payable Date: 07/01/2013 | |
| 1050-13 |
June 26, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/10 02.150 % JJ13 CUSIPS: 865622AD6 & J7771KMW4 Record Date: 07/05/13 Payable Date: 07/22/13 EDS Cut-Off: 07/15/13 8:00 P.M. (EST) | |
| 1024-13 |
June 26, 2013 | Petrominerales Limited (Stock Dividend Program) CUSIP: 71673R107 Record Date: 06/30/13 Payable Date: 07/15/13 CDN Rate: $0.125 per share DTC EDS Cut-Off: 07/02/13 no later than 8:00 P.M. NY time | |
| 1068-13 |
June 25, 2013 | Tax Relief – Country: Italy ENEL S.p.A. CUSIP: 29265W207 Record Date: 06/26/2013 Payable Date: 07/15/2013 Post Payable - EDS Cut-Off: 07/24/2013 8:00 P.M | |
| 1065-13 |
June 25, 2013 | Tax Relief – Country: Korea Security: Hanatour Reg S CUSIP: 409650207 Record Date: 06/28/2013 Payable Date: TBA EDS Cut-Off: 07/����/2013 8:00 P.M. (EST) | |
| 1064-13 |
June 25, 2013 | Tax Relief – Country: Japan GCB REGS RESONA BANK F D07/25/05 7.091% J 99 CUSIP: 76117JAA6 Record Date: 07/15/2013 Payable Date: 07/30/2013 EDS Cut-Off Date: 07/22/2013 8:00 PM (EST) | |
| 1049-13 |
June 25, 2013 | Tax Relief - Country: The Netherlands Nord Gold 144A – Cusip: 65557T106 Record Date: 06/17/13 Payable Date: 06/28/13 EDS Cut-Off Date: 07/12/13 8.00 PM (EST) | |
| 1048-13 |
June 25, 2013 | Tax Relief - Country: The Netherlands Nord Gold Reg. S – Cusip: 65557T205 Record Date: 06/17/13 Payable Date: 06/28/13 EDS Cut-Off Date: 07/12/13 8.00 PM (EST) | |
| 1046-13 |
June 25, 2013 | Tax Relief – Country: Japan BRIDGESTONE CUSIP: 108441205 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 0993-13 |
June 25, 2013 | TaxRelief – Country: Japan GCB ORIX CORPORATION D01/12/11 05.000% JJ16 CUSIP: 686330AF8 Record Date: 06/27/2013 Payable Date: 07/12/2013 EDS Cutoff Date: 07/09/2013 8:00 P.M (EST) | |
| 0990-13 |
June 25, 2013 | Tax Relief – Country: Russia Rushydro 144A CUSIP: 466294204 Record Date: 05/23/2013 Payable Date: TBA EDS Cut-Off: 07/19/2013 8:00 P.M. (EST) REVISED | |
| 0989-13 |
June 25, 2013 | Tax Relief – Country: Russia Rushydro CUSIP: 466294105 Record Date: 05/23/2013 Payable Date: TBA EDS Cut-Off: 07/19/2013 8:00 P.M. (EST) REVISED | |
| 1058-13 |
June 24, 2013 | Tax Relief – Country: Japan JUPITER TELECOMMUNICATIONS CO CUSIP: 48206M102 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. (EST) | |
| 1057-13 |
June 24, 2013 | Tax Relief – Country: Japan KENEDIX CUSIP: 48881R103 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. (EST) | |
| 1055-13 |
June 24, 2013 | Lightstream Resources Ltd. (Stock Dividend Program) CUSIP: 53227K101 Record Date: 06/30/2013 Payable Date: 07/15/2013 Rate: 0.08 CAD per share DTC EDS Cut-Off: 07/03/13, 8:00 P.M., New York time | |
| 1054-13 |
June 24, 2013 | Twin Butte Energy Limited (Stock Dividend Program) CUSIP: 901401307 Record Date: 06/28/13 Payable Date: 07/15/13 CDN Rate: 0.016 per share DTC EDS Cut-Off: 07/02/13 no later than 8:00 P.M. NY time | |
| 1053-13 |
June 24, 2013 | ARC Resources Ltd.(Stock Dividend Program) CUSIP: 00208D408 Record Date: 06/28/2013 Payable Date: 07/15/2013 Rate: 0.10 CAD per share DTC EDS Cut-Off: 07/02/13, 8:00 P.M., New York time | |
| 1047-13 |
June 24, 2013 | Tax Relief – Country: Japan COCA-COLA WEST CUSIP: 191235100 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1045-13 |
June 24, 2013 | Tax Relief – Country: Japan HITACHI KOKI CUSIP: 433575206 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1041-13 |
June 24, 2013 | TaxRelief - Country: France Valeo S.A. CUSIP: 919134304 Record Date: 06/25/2013 Pay Date: TBA EDS Cut-Off Date: 07/01/2013 8:00 PM EST | |
| 1040-13 |
June 24, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 06/30/13 Payable Date: 07/15/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 07/02/13 no later than 8:00 P.M. NY time | |
| 1025-12 |
June 24, 2013 | Right: CEF Gabelli Healthcare & Wellness Trust CUSIP: 36246K103 Rights CUSIP: 36246K129 Record Date: 06/17/2013 Expiration Date: 07/17/2013@ 5:00 P.M. Eastern Time unless extended Rate: One Right for each share common stock held on the record date | |
| 1022-13 |
June 24, 2013 | Tax Relief – Country: Japan FULLCAST CUSIP: 35968P100 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1044-13 |
June 21, 2013 | Tax Relief – Country: Japan Trend Micro CUSIP: 89486M206 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 1043-13 |
June 21, 2013 | Tax Relief – Country: Republic Of Korea S-OIL – COM CUSIP: 78462W106 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/16/2013 8:00 P.M | |
| 1039-13 |
June 20, 2013 | Tax Relief – Country: France Security: TOTAL CUSIP: 89151E109 Record Date: 06/21/2013 Payable Date: 07/19/2013 EDS Cut-Off: 06/28/2013 8:00 P.M. (EST) | |
| 1038-13 |
June 20, 2013 | Tax Relief - Country: Spain Iberdrola S.A. CUSIP: 450737101 Record Date: 07/02/2013 Payable Date: 07/11/2013 | |
| 1037-13 |
June 20, 2013 | Tax Relief - Country: The Netherlands ST Microelectronics – New York Shares Cusip: 861012102 Record Date: 06/26/13 Payable Date: 07/02/13 EDS Cut-Off Date: 07/23/13 8.00 PM (EST) | |
| 1023-13 |
June 20, 2013 | Rights Offering Multiple Issues: CUSIP: M87915274 - Tower Semiconductor Limited CUSIP: 89185U103 - GWTS144A Tower Semiconductor CUSIP: 89185U129 – WTS Tower Semiconductor CUSIP: M87915258 – GWTS Reg S Tower Semiconductor Rights CUSIP: M87915399 for all securities Record Date: 06/13/13 Expires: 06/27/13 no later than 5:00 P.M. Eastern Time, subject to termination. Rate: See breakdown below | |
| 0984-13 |
June 20, 2013 | Rights Offering: Federal Mogul CUSIP 313549404 Rights Contra CUSIP: 313549123 Record Date: 06/07/13 Expires: 06/27/13@ 5:00 P.M. Eastern time subject to extension Rate: One Right for each whole share of common stock held. | |
| 0983-13 |
June 20, 2013 | Tax Relief – Country: Russia SBERBANK OF RUSSIA CUSIP: 80585Y407 Record Date: 04/11/13 Payable Date: TBA EDS Cut-Off: 06/19/13 8:00 P.M. (EST) REVISED | |
| 0982-13 |
June 20, 2013 | Tax Relief – Country: Russia SBERBANK OF RUSSIA CUSIP: 80585Y308 Record Date: 04/11/13 Payable Date: TBA EDS Cut-Off: 06/19/13 8:00 P.M. (EST) REVISED | |
| 1036-13 |
June 19, 2013 | Depositary Fees Notification Shanda Games Limited CUSIP: 81941U105 JPMorgan Chase Bank, N.A. | |
| 1035-13 |
June 19, 2013 | Depositary Fees Notification Wintek – 144A & Reg. S CUSIP: 975733106 & 975733700 & 975733205 Bank of New York Mellon | |
| 1034-13 |
June 19, 2013 | Depositary Fees Notification Temirbank – 144A & Reg. S CUSIP: 87971S100 & 87971S209 Bank of New York Mellon | |
| 1033-13 |
June 19, 2013 | Depositary Fees Notification Magnitogorsk Iron & Steel Works – 144A & Reg. S CUSIP: 559189105 & 559189204 Bank of New York Mellon | |
| 1032-13 |
June 19, 2013 | Depositary Fees Notification JSC Russian Grids Pref – Reg. S CUSIP: 47973C404 Bank of New York Mellon | |
| 1031-13 |
June 19, 2013 | Depositary Fees Notification Teledata Informatics – Reg. S CUSIP: 87931P105 Bank of New York Mellon | |
| 1030-13 |
June 19, 2013 | Depositary Fees Notification Bogdan Motors – Reg. S CUSIP: 05329A100 Bank of New York Mellon | |
| 1029-13 |
June 19, 2013 | Depositary Fees Notification CTrip.com International CUSIP: 22943F100 Bank of New York Mellon | |
| 1028-13 |
June 19, 2013 | Depositary Fees Notification New Oriental Education and Technology CUSIP: 647581107 Deutsche Bank Trust Company Americas | |
| 1019-13 |
June 19, 2013 | Tax Relief – Country: Japan ASAHI GLASS CO LTD CUSIP: 043393206 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1014-13 |
June 19, 2013 | Depositary Fees Notification China Distance Education Holdings Limited CUSIP: 16944W104 Deutsche Bank Trust Company Americas | |
| 1013-13 |
June 19, 2013 | Depositary Fees Notification China Xiniya Fashion Limited CUSIP: 16950W105 Deutsche Bank Trust Company Americas | |
| 1021-13 |
June 18, 2013 | Tax Relief – Country: Japan ASAHI GROUP HOLDINGS LTD CUSIP: 043388107 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1020-13 |
June 18, 2013 | Tax Relief – Country: Japan DON QUIJOTE CO LTD CUSIP: 257569103 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1018-13 |
June 18, 2013 | Tax Relief – Country: Japan HONDA MOTOR CO LTD CUSIP: 438128308 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1017-13 |
June 18, 2013 | Tax Relief – Country: Japan CANON INC CUSIP: 138006309 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M | |
| 1016-13 |
June 18, 2013 | Tax Relief – Country: Japan Kirin Holdings CO LTD CUSIP: 497350306 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. (EST) | |
| 1015-13 |
June 18, 2013 | Tax Relief – Country: Japan KAO CORPORATION CUSIP: 485537302 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. (EST) | |
| 1012-13 |
June 18, 2013 | Tax Relief – Country: Croatia Hrvatski Telekom D.D REG S CUSIP: 44330H200 Record Date: 06/17/2013 Payable Date: TBA EDS Cut-Off: 07/02/2013 8:00 P.M. | |
| 1011-13 |
June 18, 2013 | Tax Relief – Country: Korea SK Telecom Co. LTD CUSIP: 78440P108 Record Date: 06/28/2013 Payable Date: TBA EDS Cut-Off: 07/16/2013 8:00 P.M. Documentation Cut-Off: 07/16/2013 5:00 P.M. | |
| 1010-13 |
June 18, 2013 | Tax Relief – Country: Korea Samsung Electronics Co. LTD (NV) CUSIP: 796050201 Record Date: 06/28/2013 Payable Date: TBA EDS Cut-Off: 07/16/2013 8:00 P.M. Documentation Cut-Off: 07/16/13 5:00 P.M. | |
| 1009-13 |
June 18, 2013 | Tax Relief – Country: Korea Samsung Electronics Co. LTD (V) CUSIP: 796050888 Record Date: 06/28/2013 Payable Date: TBA EDS Cut-Off: 07/16/2013 8:00 P.M. Documentation Cut-Off: 07/16/13 5:00 P.M. | |
| 1008-13 |
June 18, 2013 | Tax Relief – Country: Korea Security: Posco CUSIP: 693483109 Record Date: 6/27/2013 Payable Date: TBA EDS Cut-Off: 7/16/2013 8:00 P.M. Documentation cutoff: 7/16/2013 5:00 P.M. | |
| 1007-13 |
June 18, 2013 | Tax Relief – Country: Japan Showa Denko CUSIP: 825384100 Record Date: 06/27/2013 Payable Date: TBA EDS Cut-Off: 07/08/2013 8:00 P.M. (EST) | |
| 0966-13 |
June 18, 2013 | Optional Dividend: REPSOL YPF, S.A., ADR CUSIP: 76026T205 Record Date: 06/19/2013 Payable Date: 07/19/2013 Rate: $0.601864 (Gross Approximate) DTC EDS Cutoff: 06/26/2013 8:00 p.m. EST | |
| 0978-13 |
June 17, 2013 | TaxRelief - Country: France PPR CUSIP: 69353M109 Record Date: 06/19/2013 Pay Date: 07/12/2013 EDS Cut-Off Date: 06/26/2013 8:00 PM at 5:00 PM (EST) | |
| 0991-13 |
June 14, 2013 | TaxRelief - Country: France Publicis Group S.A. CUSIP: 74463M106 Record Date: 06/13/2013 Pay Date: TBA EDS Cut-Off Date: 06/20/2013 8:00 PM EST Documentation Cut-Off Date: 08/05/2013 at 5:00 PM | |
| 1002-13 |
June 13, 2013 | Tax Relief - Country: The Netherlands Chicago Bridge & Iron N.V. CUSIP: 167250109 Record Date: 06/14/13 Payable Date: 06/28/13 | |
| 0997-13 |
June 13, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 06/27/2013 Payable Date: 07/12/2013 | |
| 0988-13 |
June 13, 2013 | Tax Relief – Country: Russia OAO TMK CUSIP: 87260R300 Record Date: 05/21/2013 Payable Date: TBA EDS Cut-Off: 07/26/2013 8:00 P.M. (EST) | |
| 0987-13 |
June 13, 2013 | Tax Relief – Country: Russia OAO TMK 144A CUSIP: 87260R102 Record Date: 05/21/2013 Payable Date: TBA EDS Cut-Off: 07/26/2013 8:00 P.M. | |
| 980-13 |
June 12, 2013 | Country: Spain, Banco Bilbao Vizcaya Argentaria, S.A. CUSIP: 05946KAA9 & E11805AN3 Record Date: 07/07/2013 Payable Date: 07/22/2013 | |
| 0986-13 |
June 12, 2013 | Country: Spain, Telefonica Emisiones, S.A.U. CUSIP: 879385AD4 | |
| 0985-13 |
June 12, 2013 | Tax Relief – Country: Ireland Security: INGERSOLL-RAND CUSIP: G47791101 Record Date: 06/14/13 Payable Date: 06/28/13 EDS Cut-Off: 06/20/13 8:00 P.M. | |
| 0979-13 |
June 12, 2013 | Important Tax Information PMI Global Services Inc. CUSIP:718172109 | |
| 0977-13 |
June 12, 2013 | Tax Relief – Country: Korea Depository – J.P. Morgan Korea: ADR Market Announcement, June 2013 | |
| 0976-13 |
June 12, 2013 | Tax Relief – Country: Korea Depository – Deutsche Bank Trust Company Americas Korea: ADR Market Announcement, June 2013 | |
| 0975-13 |
June 12, 2013 | Tax Relief – Country: Korea Depository – BNY Mellon Korea: ADR Market Announcement, June 2013 | |
| 0974-13 |
June 12, 2013 | Tax Country: Austria Verbund AG CUSIP: 92336Y107 Record Date: 04/23/2013 Payable Date: 05/17/2013 | |
| 0971-13 |
June 12, 2013 | Tax Relief – Country: Korea Depository – Citibank, N.A. Korea: ADR Market Announcement, June 2013 | |
| 0970-13 |
June 12, 2013 | Optional Dividend: ROYCE MICRO-CAP TRUST INC. CUSIP: 780915104 R/D 06/14/2013 P/D 06/27/2013 Rate : $0.14 payable in Cash or Stock DTC EDS Cut-off: 06/20/13, 8:00 P.M., New York time | |
| 0969-13 |
June 12, 2013 | Optional Dividend: ROYCE VALUE TRUST INC CUSIP: 780910105 R/D 06/14/2013 P/D 06/27/2013 Rate : $0.19, payable in Cash or Stock DTC EDS Cut-off: 06/20/13 8:00 P.M., New York time | |
| 0968-13 |
June 12, 2013 | Optional Dividend: ROYCE FOCUS TRUST INC CUSIP: 78080N108 R/D 06/14/2013 P/D 06/27/2013 Rate : $0.09 , payable in Cash or Stock DTC EDS Cut-off: 06/20/13 8:00 P.M., New York time | |
| 0967-13 |
June 12, 2013 | Warrants Distribution: Enervest Diversified Income Trust Units CUSIP: 292963204 Warrant CUSIP: 292963253 Record Date: 06/04/13 Expiration Date: 11/15/13 no later than 5.00 P.M (Calgary time) DTC Cut-Off Expiration Date: 07/15/13 Rate: 1/3 Warrants for each unit of Enervest Diversified Income Trust Units held. | |
| 0950-13 |
June 12, 2013 | *****Revised EDS Cutoff Date***** Tax Relief - Country: Kazakhstan Kazmunaigas – 144A CUSIP: 48666V105 Record Date: 5/31/13 Payable Date: 07/11/13 EDS Cut-Off Date: 06/14/13 8.00 PM (EST) | |
| 0973-13 |
June 11, 2013 | Tax Relief – Country: Ireland Willis Group Holdings PLC - CUSIP: G96666105 Record Date: 06/28/2013 Payable Date: 07/15/2013 EDS Cut-Off: 07/8/2013 8:00 P.M. Post Payable EDS Window Cut-off : 07/23/2013 by 8 PM | |
| 0972-13 |
June 11, 2013 | Tax Relief – Country: France Security: Hermes International CUSIP: 42751Q105 Record Date: 06/10/2013 Payable Date: TBA EDS Cut-Off: 06/17/2013 8:00 P.M. | |
| 0952-13 |
June 11, 2013 | REVISED: Rate is one right for every two shares of common stock held Rights Offering: Asia Entertainment & Resources Ltd., CUSIP: G0539K108 Rights CUSIP: G0539K124 Record Date: 06/03/2013 Expires: 06/21/2013 @ 5:00 P.M. NY time unless extended. Rate: One Right for every two shares of common stock held. | |
| 0949-13 |
June 11, 2013 | Tax Relief – Country: France Security: Ipsen S.A. CUSIP: 462629205 Record Date: 06/04/2013 Payable Date: TBA EDS Cut-Off: 06/11/2013 8:00 P.M. | |
| 0932-13 |
June 11, 2013 | Tax Relief - Country: Ireland James Hardie Industries – CUSIP: 47030M106 Record Date: 06/27/13 Pay Date: 07/26/13 EDS Cut-Off Date: 07/02/13 at 8PM | |
| 0891-13 |
June 11, 2013 | *****Revised EDS Cutoff Date***** Tax Relief – Country: Ireland Security: Trinity Biotech CUSIP: 896438306 Record Date: 06/10/2013 Payable Date: 07/01/2013 EDS Cut-Off: 06/21/2013 8:00 P.M. | |
| 0960-13 |
June 10, 2013 | Optional Dividend: ADR Dassault System CUSIP: 237545108 Record Date: 06/04/13 Payable Date: 07/08/13 Rate: $0.80 Euro per share (approximately USD $1.032632) DTC EDS Cut-Off: 06/14/13 no later than 8:00 P.M. NY time | |
| 0953-13 |
June 07, 2013 | Rights Offering: Amrep Corporation CUSIP: 032159105 Rights Contra CUSIP: 032159972 Record Date: 05/31/2013 Expires: 06/27/2013 @ 5:00 P.M. NY time unless extended. Rate: One Right for every one share of common stock held. | |
| 0948-13 |
June 07, 2013 | TaxRelief - Country: France VALLOUREC CUSIP: 92023R308 Record Date: 06/05/2013 Pay Date: TBA EDS Cut-Off Date: 06/12/2013 8:00 PM (EST) Documentation Cut-Off Date: 06/25/2013 at 5:00 PM (EST) | |
| 0946-13 |
June 07, 2013 | Tax Relief – Country: Germany Man Se - Common CUSIP: 561641101 Record Date: 06/06/2013 Payable Date: 06/24/13 EDS Cut-Off: 07/08/2013 8:00 P.M. EDS Cut-Off: 08/09/2013 8:00 P.M. | |
| 0951-13 |
June 06, 2013 | Rights Offering: Cornerstone Progressive Return Fund. CUSIP: 21925C101 Rights CUSIP: 21925C978 Record Date: 05/28/13 Expires: 6/21/13 @ 5:00 P.M. NY time unless extended Rate: One Right for each share held. DTC EDS Cut-Off: 6/13/13 no later than 8:00P.M. New York City time | |
| 0945-13 |
June 06, 2013 | Tax Relief – Country: Japan GCB NOMURA HLDGS INC FLTG RATE NTS D03/13/13 0.010% CUSIP: 65535HAE9 Record Date: 06/06/13 Payable Date: 06/13/13 EDS Cut-Off: 06/10/2013 8:00 P.M. EST | |
| 0944-13 |
June 06, 2013 | Tax Relief – Country: Ireland Security: XL Group PLC CUSIP: G98290102 Record Date: 06/14/2013 Payable Date: 07/01/2013 EDS Cut-Off: 06/21/2013 8:00 P.M. EST. Post Pay EDS Cutoff: 07/05/2013 8:00 PM EST. | |
| 0943-13 |
June 06, 2013 | Depositary Fees Notification Gravity CUSIP: 38911N107 Bank of New York Mellon | |
| 0939-13 |
June 06, 2013 | Rights Offering: PolyMet Mining Corp. CUSIP: 731916102 Rights CUSIP: 731916110 Record Date: 06/04/2013 Rate: One (1) transferable Right for each common share held Expiration Date & Time: July 03, 2013, 5:00 p.m. EST | |
| 0705-13 |
June 06, 2013 | *****Revised Payable Date***** Tax Relief - Country: The Netherlands Vimpelcom CUSIP: 92719A106 Record Date: 04/29/13 Payable Date: 05/07/13 EDS Cut-Off Date: 07/02/13 8.00 PM (EST) | |
| 0941-13 |
June 05, 2013 | Tax Relief – Country: France Security: France Telecom CUSIP: 35177Q105 Record Date: 06/05/2013 Payable Date: TBA EDS Cut-Off: 06/12/2013 8:00 P.M. | |
| 0938-13 |
June 04, 2013 | Optional Dividend: ADR National Grid PLC CUSIP: 636274300 R/D: 06/07/2013 P/D: 08/21/2013 Gross Rate: $2.0088 per share DTC EDS Cut-Off: 07/10/2013, 8:00 P.M., New York time | |
| 0935-13 |
June 04, 2013 | Tax Relief – Country: Belgium Solvay SA CUSIP: 834437204 Record Date: 05/15/2013 Payable Date: 06/03/13 NON EDS | |
| 0892-13 |
June 04, 2013 | Tax Relief – Country: France Security: Arkema CUSIP: 041232109 Record Date: 06/05/2013 Payable Date: 07/02/2013 EDS Cut-Off: 06/12/2013 8:00 P.M. | |
| 0933-13 |
June 03, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A. CUSIP: 46115HAC1 Record Date: 08/09/2013 Payable Date: 08/26/2013 EDS Opens: 08/12/2013 9:00 A.M EDS Cut-Off: 08/23/2013 8:00 P.M | |
| 0890-13 |
June 03, 2013 | Depositary Fees Notification Siemens AG CUSIP: 826197501 Deutsche Bank Trust Company Americas | |
| 0889-13 |
June 03, 2013 | Tax Relief - Country: The Netherlands LyondellBasell Industries N.V. CUSIP: N53745100 Record Date: 06/03/2013 Payable Date: 06/24/2013 EDS Relief-At-Source Cut-Off Date: 06/13/2013 8:00 PM EDS Post-Payable Window: 06/25/2013 8:00 AM thru 07/03/2013 8:00 PM | |
| 0888-13 |
June 03, 2013 | TaxRelief - Country: France Electricite de France CUSIP: 285039103 Record Date: 06/05/2013 Pay Date: 07/29/2013 EDS Cut-Off Date:06/12/2013 8:00 PM (EST) Documentation Cut-Off Date: 08/08/2013 at 5:00 PM (EST) | |
| 0867-13 |
June 03, 2013 | Tax Relief – Country: Italy LUXOTTICA GROUP S.p.A. CUSIP: 55068R202 Record Date: 05/22/2013 Payable Date: 05/31/2013 EDS Cut-Off: 06/17/2013 8:00 P.M REVISED | |
| 0934-13 |
May 31, 2013 | Tax Relief: Country: Denmark Pandora: 698341104 Record Date: 03/29/13 Payable Date: 04/10/13 | |
| 0923-13 |
May 31, 2013 | Tax Relief - Country: South Africa ANGLOGOLD ASHANTI CUSIP: 035128206 Record Date: 05/31/2013 Payable Date: 06/24/2013 EDS Relief-At-Source Cut-Off Date: 06/07/2013 8:00 PM | |
| 0919-13 |
May 31, 2013 | Rights: Eastern Virginia Bankshares, Inc. CUSIP: 277196101 Rights Contra CUSIP: 277196994 Record Date: 05/03/13 Expires: 06/14/13 no later than 5:00 P.M. Eastern Time, unless extended. Rate: 1 Right for each common share owned on the record date. | |
| 0910-13 |
May 31, 2013 | Rights: Consumers Bancorp, Inc. CUSIP: 210509105 Rights Contra CUSIP: 210509998 Record Date: 03/26/13 Expires: 06/21/13 no later than 5:00 P.M. Eastern Time, unless extended. Rate: 1 Right for each common stock owned on the record date. | |
| 0927-13 |
May 30, 2013 | Twin Butte Energy Limited (Stock Dividend Program) CUSIP: 901401307 Record Date: 05/31/13 Payable Date: 06/17/13 CDN Rate: $0.016 per share DTC EDS Cut-Off: 06/03/13 no later than 8:00 P.M. NY time | |
| 0922-13 |
May 30, 2013 | Tax Relief - Country: The Netherlands EUROPEAN AERONAUTIC DEFENCE & SPACE (EADS) CUSIP: 29875W100 Record Date: 05/30/13 Payable Date: 06/20/13 EDS Post-Payable cut off: 07/11/2013 8:00 PM | |
| 0906-13 |
May 30, 2013 | Tax Relief – Country: Norway Opera Software CUSIP: 68371J106 Record Date: 06/07/2013 Payable Date: TBD EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 0903-13 |
May 30, 2013 | TaxRelief - Country: France SAFRAN CUSIP: 786584102 Record Date: 05/31/2013 Pay Date: TBA EDS Cut-Off Date: 06/07/2013 8:00 PM (EST) Documentation Cut-Off Date: 07/08/2013 at 5:00 PM (EST) | |
| 0902-13 |
May 30, 2013 | Tax Relief: Country: Denmark Flsmidth & CO A/S Cusip: 343793105 Record Date: 04/10/13 Payable Date: 04/26/13 | |
| 0901-13 |
May 30, 2013 | Tax Relief: Country: Denmark Carlsberg: 142795202 Record Date: 03/26/13 Payable Date: 04/08/13 | |
| 0887-13 |
May 30, 2013 | Tax Relief – Country: France Security: Cap Gemini CUSIP: 139098107 Record Date: 05/31/2013 Payable Date: 06/27/2013 EDS Cut-Off: 06/07/2013 8:00 P.M. | |
| 0687-13 |
May 30, 2013 | *****ONE DAY EDS WINDOW***** Tax Relief – Country: Norway Security: TGS Nopec Geophysical Co CUSIP: 87243K109 Record Date: 06/07/2013 Payable Date: TBD EDS Cut-Off: 06/10/2013 8:00 P.M. EST | |
| 0921-13 |
May 29, 2013 | Optional Dividend: H&Q Life Science Investors CUSIP: 404053100 Rate: $0.34 per share Record Date: 05/28/13 Payable Date: 06/28/13 DTC EDS Cut-Off: 06/18/13 no later than 8:00 P.M. New York time | |
| 0920-13 |
May 29, 2013 | Optional Dividend: H&Q Healthcare Investors CUSIP: 404052102 Rate: $0.42 per share Record Date: 05/28/13 Payable Date: 06/28/13 DTC EDS Cut-Off: 06/18/13 no later than 8:00 P.M. New York time | |
| 0918-13 |
May 29, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 06/05/13 Payable Date: 06/20/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 06/06/13 no later than 8:00 P.M. NY time | |
| 0915-13 |
May 29, 2013 | Subject: ARC Resources Ltd.(Stock Dividend Program) CUSIP: 00208D408 Record Date: 05/31/2013 Payable Date: 06/17/2013 Rate: 0.10 CAD per share DTC EDS Cut-Off: 06/03/13, 8:00 P.M., New York time | |
| 0907-13 |
May 29, 2013 | Tax Relief – Country: Norway Fred Olsen Energy CUSIP: 355613209 Record Date: 05/31/2013 Payable Date: TBD EDS Cut-Off: 06/03/2013 8:00 P.M. | |
| 0905-13 |
May 29, 2013 | Tax Relief – Country: Belgium Delhaize Group (DEG) CUSIP: 29759W101 Record Date: 05/30/2013 Payable Date: 06/05/2013 EDS Open : 05/31/2013 9:00AM EDS Cut-Off: 06/04/2012 8:00 P.M. REVISED | |
| 0897-13 |
May 29, 2013 | Tax Relief - Country: Ireland Greencore – CUSIP: 394181101 Record Date: 06/07/13 Pay Date: 10/15/13 Post Payable EDS Window Cut-off : 07/05/13 | |
| 0863-13 |
May 29, 2013 | Tax Relief – Country: Japan GCB JAPAN BK INTERN F D06/18/08 4.250% JD13 CUSIP: 471048AD0 Record Date: 06/03/2013 Payable Date: 06/18/2013 EDS Cut-Off Date: 06/11/2013 8:00 PM (EST) | |
| 0537-13 |
May 29, 2013 | REVISION Optional Dividend: Societe Generale ADR CUSIP: 83364L109 R/D: 05/28/2013 P/D: 07/05/2013 Rate: $0.116766 (Gross Approximate) DTC EDS Cut-Off: 06/07/2013 8:00 P.M. New York Time REVISION | |
| 0256-13 |
May 29, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A. CUSIP: 46115HAD9 Record Date: 08/09/2013 Payable Date: 08/26/2013 EDS Opens: 08/12/2013 9:00 A.M EDS Cut-Off: 08/23/2013 8:00 P.M REVISED | |
| 0917-13 |
May 28, 2013 | Tax Relief – Country: France Security: Suez Environnement CUSIP: 864691100 Record Date: 05/28/2013 Payable Date: 06/20/2013 EDS Cut-Off: 06/04/2013 8:00 P.M. (EST) | |
| 0914-13 |
May 28, 2013 | Petrobakken Energy Ltd.(Stock Dividend Program) CUSIP: 71647L103 Record Date: 05/31/2013 Payable Date: 06/17/2013 Rate: 0.08 CAD per share DTC EDS Cut-Off: 06/04/13, 8:00 P.M., New York time | |
| 0900-13 |
May 28, 2013 | Tax Relief – Country: France Security: Essilor International CUSIP: 297284200 Record Date: 05/29/2013 Payable Date: 06/25/2013 EDS Cut-Off: 06/05/2013 8:00 P.M. | |
| 0886-13 |
May 28, 2013 | Depositary Fees Notification Melco Crown Entertainment LTD CUSIP: 585464100 Deutsche Bank Trust Company Americas | |
| 0885-13 |
May 28, 2013 | Depositary Fees Notification Zuoan Fashion Limited CUSIP: 98982X103 Deutsche Bank Trust Company Americas | |
| 0884-13 |
May 28, 2013 | Depositary Fees Notification Bona Film Group Limited CUSIP: 09777B107 Deutsche Bank Trust Company Americas | |
| 0883-13 |
May 28, 2013 | Depositary Fees Notification AutoNavi Holdings Limited CUSIP: 05330F106 Deutsche Bank Trust Company Americas | |
| 0882-13 |
May 28, 2013 | Depositary Fees Notification United Bank LTD/Pakistan 144A. CUSIP: 90953P102 Citibank | |
| 0864-13 |
May 28, 2013 | Tax Relief - Country: Portugal ZON MULTIMEDIA CUSIP: 98977Q105 Record Date: 05/28/2013 Payable Date: TBD EDS Cut-Off Date: 05/30/2013 | 8:00 PM (EST) Beneficiary Disclosure Deadline: 05/31/2013 | 5:00 P.M. (EST) | |
| 0911-13 |
May 24, 2013 | REVISION: FINAL RATES RECEIVED Optional Dividend: HSBC Holdings PLC CUSIP: 404280406 Record Date: 05/24/13 Payable Date: 07/11/13 Rate: $0.50 per ADS DTC EDS Cut-Off: 06/20/13 no later than 8:00 P.M. New REVISED | |
| 0899-13 |
May 24, 2013 | Depositary Fees Notification Ambow Education Holding LTD. CUSIP: 02322P101 Citibank | |
| 0898-13 |
May 24, 2013 | Tax Relief - Country: The Netherlands Nielsen Holdings N.V CUSIP: N63218106 Record Date: 06/05/13 Payable Date: 06/19/13 EDS Cut-Off Date: 06/11/13 8.00 PM (EST) Post Payable EDS Window: 06/20/2013 thru 07/02/2013 8.00 PM (EST) | |
| 0486-13 |
May 24, 2013 | REVISED: Optional Dividend: Banco Bilbao Vizcaya Argentaria, SA (BBVA) THERE IS NO AT SOURCE TAX RELIEF FOR THIS DIVIDEND CUSIP: 05946K101 Record Date: 04/05/13 Payable Date: 05/10/13 FINAL Rate: 0.121 Euro per share equivalent to 0.157348 USD per ADR DTC EDS Cut-Off: 04/12/13 no later than 8:00 P.M. NY time REVISED | |
| 0904-13 |
May 23, 2013 | Tax Relief – Country: Italy Italcementi Fabriche Riunite Cemento CUSIP: 465272201 Record Date: 05/22/2013 Payable Date: TBA Post Payable - EDS Cut-Off: 06/21/2013 8:00 P.M REVISED | |
| 0862-13 |
May 23, 2013 | TaxRelief - Country: France Michelin CUSIP: 59410T106 Record Date: 05/23/2013 Pay Date: 07/09/2013 EDS Cut-Off Date: 05/31/2013 8:00 PM (EST) Documentation Cut-Off Date: 07/24/2013 at 5:00 PM (EST) | |
| 0854-13 |
May 23, 2013 | Rights Offering: Prospect Global Resources Inc. CUSIP: 74348X103 Rights Contra CUSIP: 74348X996 Record Date: 05/16/2013 Rate: .751 Right for each common share held Expiration Date & Time: June 06, 2013 5:00 p.m. EST | |
| 0833-13 |
May 23, 2013 | *****Revised ***** Tax Relief – Country: Ireland Security: United Drug CUSIP: 910199108 Record Date: 05/20/2013 Payable Date: 07/31/2013 | |
| 0896-13 |
May 22, 2013 | Important Tax Information Oaktree Capital Group, LLC (“OAK”) CUSIP:674001201 | |
| 0872-13 |
May 22, 2013 | Tax Relief – Country: Italy ATLANTIA CUSIP: 048173108 Record Date: 05/22/2013 Payable Date: 06/07/2013 EDS Cut-Off: 06/21/2013 8:00 P.M | |
| 0871-13 |
May 22, 2013 | Tax Relief – Country: Italy SNAM CUSIP: 78460A106 Record Date: 05/22/2013 Payable Date: TBA EDS Cut-Off: 06/21/2013 8:00 P.M | |
| 0870-13 |
May 22, 2013 | Tax Relief – Country: Italy INTESA SANPAOLO CUSIP: 46115H107 Record Date: 05/22/2013 Payable Date: TBD EDS Cut-Off: 06/21/2013 8:00 P.M REVISED | |
| 0868-13 |
May 22, 2013 | Tax Relief – Country: Italy UNICREDIT - 144A CUSIP: 904678208 Record Date: 05/22/2013 Payable Date: TBA EDS Cut-Off: 06/21/2013 8:00 P.M REVISED | |
| 0866-13 |
May 22, 2013 | Tax Relief – Country: Italy ENI S.p.A CUSIP: 26874R108 Record Date: 05/22/2013 Payable Date: 06/07/2013 EDS Cut-Off: 06/21/2013 8:00 P.M REVISED | |
| 0895-13 |
May 21, 2013 | Depositary Fees Notification Acquity Group Limited CUSIP: 00489C103 JPMorgan Chase Bank, N.A. | |
| 0894-13 |
May 21, 2013 | Depositary Fees Notification IBS Group – Reg. S CUSIP: 450939103 Bank of New York Mellon | |
| 0881-13 |
May 21, 2013 | Depositary Fees Notification TGK 13 – 144A & Reg S CUSIPS: 985818103 & 985818202 Bank of New York Mellon | |
| 0880-13 |
May 21, 2013 | Depositary Fees Notification TGK 6 – 144A & Reg S CUSIPS: 88145N100 & 88145N209 Bank of New York Mellon | |
| 0879-13 |
May 21, 2013 | Depositary Fees Notification TGK 7 – 144A & Reg S CUSIPS: 88145B106 & 88145B205 Bank of New York Mellon | |
| 0878-13 |
May 21, 2013 | Depositary Fees Notification TGK 9 – 144A & Reg S CUSIPS: 88145B106 & 88145B205 Bank of New York Mellon | |
| 0877-13 |
May 21, 2013 | Depositary Fees Notification TGK – 1 Reg. S CUSIP: 88145T206 Bank of New York Mellon | |
| 0876-13 |
May 21, 2013 | Depositary Fees Notification Global Investment House – 144A & Reg S CUSIPS: 37948V306 & 37948V405 Bank of New York Mellon | |
| 0875-13 |
May 21, 2013 | Depositary Fees Notification Denizbank – 144A & Reg S CUSIPS: 248477101 & 248477119 Bank of New York Mellon | |
| 0874-13 |
May 21, 2013 | Depositary Fees Notification Quadra-Power Generation – 144A & Reg S CUSIPS: 74734E107 & 74734E206 Bank of New York Mellon | |
| 0873-13 |
May 21, 2013 | Depositary Fees Notification Winsome Textile Industries – Reg. S CUSIP: 97550T106Bank of New York Mellon | |
| 0869-13 |
May 21, 2013 | Tax Relief – Country: Italy LOTTOMATICA CUSIP: 545697104 Record Date: 05/22/2013 Payable Date: TBA EDS Cut-Off: 06/21/2013 8:00 P.M REVISED | |
| 0861-13 |
May 21, 2013 | TaxRelief - Country: France Revised Custodial Fees | |
| 0829-13 |
May 21, 2013 | Husky Energy Inc. (Stock Dividend Program) CUSIP: 448055103 Record Date: 05/30/2013 Payable Date: 07/02/2013 Rate: CDN $0.30 per share DTC EDS Cut-Off: 05/31/2013 no later than 8:00 P.M. NY time REVISED | |
| 0828-13 |
May 21, 2013 | Right: CEF Gabelli Global CUSIP: 36242L105 Rights CUSIP: 36242L113 Record Date: 05/07/2013 Expiration Date: 06/11/2013@ 5:00 P.M. Eastern Time unless extended Rate: One Right for each share common stock held on the record date | |
| 0765-13 |
May 21, 2013 | TaxRelief - Country: France Sanofi-Aventis CUSIP: 80105N105 Record Date: 05/08/2013 Pay Date: TBA EDS Cut-Off Date: 05/15/2013 8:00 PM (EST) Documentation Cut-Off Date: 05/24/2013 at 5:00 PM (EST) REVISED | |
| 0756-13 |
May 21, 2013 | Depositary Fees Notification Ashco Niulab Industries – Reg. S CUSIP: 043810100 Bank of New York Mellon | |
| 0755-13 |
May 21, 2013 | Depositary Fees Notification Croatian Land Holdings – Reg. S CUSIP: 22677L109 Bank of New York Mellon | |
| 0754-13 |
May 21, 2013 | Depositary Fees Notification Pactera Technology International Limited CUSIP: 695255109 Deutsche Bank Trust Company Americas | |
| 0753-13 |
May 21, 2013 | Depositary Fees Notification HRT Participacoes EM Petroleo S.A CUSIP: 404275109 Deutsche Bank Trust Company Americas | |
| 0856-13 |
May 20, 2013 | Tax Relief - Country: Portugal PORTUGAL TELECOM CUSIP: 737273102 Record Date: 05/16/2013 Payable Date: TBA | |
| 0853-13 |
May 20, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 05/31/13 Payable Date: 06/17/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 06/03/13 no later than 8:00 P.M. NY time | |
| 0852-13 |
May 20, 2013 | Optional Dividend: Icahn Enterprises CUSIP: 451100101 Record Date: 05/13/13 Payable Date: 07/05/13 Rate: $1.00 per Depository Unit DTC EDS Cut-Off: 05/31/13 no later than 8:00 P.M. New York time | |
| 0851-13 |
May 20, 2013 | Optional Dividend: Aegon N.V CUSIP: 007924103 Record Date: 05/21/2013 Payable Date: 06/14/13 Rate: 0.11 Euro per share which equates to a gross rate of USD $0.141790 DTC EDS Cut-Off: 06/06/13 no later than 8:00 P.M. New York time | |
| 0845-13 |
May 17, 2013 | Tax Relief – Country: Germany FRESENIUS SE & CO CUSIP: 35804M105 Record Date: 05/17/2013 Payable Date: TBA Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0841-13 |
May 17, 2013 | Tax Relief - Country: The Netherlands GEMALTO N.V. CUSIP: 36863N208 Record Date: 05/29/13 Payable Date: TBD EDS Post-Payable cut off: 06/19/2013 8:00 PM | |
| 0839-13 |
May 17, 2013 | TaxRelief - Country: France BNP PARIBAS CUSIP: 05565A202 Record Date: 05/20/2013 Pay Date: TBA EDS Cut-Off Date: 05/28/2013 8:00 PM (EST) Documentation Cut-Off Date: 05/31/2013 at 5:00 PM (EST) | |
| 0838-13 |
May 17, 2013 | Tax Relief – Country: Germany SAP AG CUSIP: 803054204 Record Date: 06/04/2013 Payable Date: TBA EDS Cut-Off: 06/21/2013 8:00 P.M. EDS Cut-Off: 07/22/2013 8:00 P.M. | |
| 0837-13 |
May 17, 2013 | Tax Relief – Country: Ireland Warner Chilcott PLC - CUSIP: G94368100 Record Date: 05/31/2013 Payable Date: 06/14/2013 EDS Cut-Off: 06/07/2013 8:00 P.M. Post Payable EDS Window Cut-off : 06/27/2013 by 8 PM | |
| 0686-13 |
May 17, 2013 | ***ONE DAY EDS CUTOFF*** Tax Relief – Country: Norway Telenor ASA CUSIP: 87944W105 Record Date: 05/22/2013 Payable Date: TBD EDS and Documentation Cut-Off: 05/22/13 8:00 PM EST. | |
| 0685-13 |
May 17, 2013 | ****ONE DAY CUTOFF**** Tax Relief – Country: Norway Statoil ASA CUSIP: 85771P102 Record Date: 05/21/2013 Payable Date: TBD EDS Cut-Off: 05/22/2013 8:00 P.M. | |
| 0684-13 |
May 17, 2013 | ****ONE DAY CUTOFF**** Tax Relief – Country: Norway Security: Petroleum Geo-Services CUSIP: 716599105 Record Date: 05/21/2013 Payable Date: TBD EDS Cut-Off: 05/22/13 8:00 PM EST | |
| 0836-13 |
May 16, 2013 | Depositary Fees Notification Spreadtrum Communications CUSIP: 849415203 Citibank | |
| 0835-13 |
May 16, 2013 | Depositary Fees Notification Hyundal Motor Co. CUSIPS: 449187103 & 449187509 &449187707 Citibank | |
| 0823-13 |
May 16, 2013 | Optional Dividend: VEOLIA ENVIRONNEMENT ADR. CUSIP: 92334N103 R/D: 05/17/2013 P/D: 06/25/2013 Rate: Approx. $0.91357 DTC EDS Cut-Off: 05/30/2013 8:00 P.M. EST. | |
| 0844-13 |
May 15, 2013 | Tax Relief – Country: Germany FRESENIUS MEDICAL CARE AG CUSIP: 358029205 Record Date: 05/16/2013 Payable Date: 05/28/13 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0842-13 |
May 15, 2013 | Tax Relief – Country: Germany CONTINENTAL AG CUSIP: 210771200 Record Date: 05/15/2013 Payable Date: TBA Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0834-13 |
May 15, 2013 | TaxRelief - Country: Germany Symrise - Cusip: 87155N109 Record Date: 05/14/13 Payable Date: TBA EDS Cut-Off Date 1: 06/07/13 8PM EST EDS Cut-Off Date 2: 07/08/13 8PM EST | |
| 0813-13 |
May 15, 2013 | Optional Dividend: DBS Group Holdings Ltd. American Depository Receipts CUSIP: 23304Y100 Record Date: 05/14/13 Payable Date: TBD Rate: SGD $0.28 per ADS held equating to approximately USD $0.896502 tax exempt. DTC EDS Cut-Off: 06/05/13 no later than 8:00 P.M. New York time. | |
| 0699-13 |
May 15, 2013 | *****Revised Pay Date****** Tax Relief - Country: The Netherlands Wolters Kluwer N.V Cusip: 977874205 Record Date: 04/30/13 Payable Date: 05/16/13 EDS Cut-Off Date: 06/03/13 8.00 PM (EST) | |
| 832-13 |
May 14, 2013 | Optional Dividend: Koninklijke Philips Electronics N.V. CUSIP: 500472303 Record Date: 05/09/13 Payable Date: 06/05/13 Approximate Gross Rate: USD $0.981900 DTC EDS Cut-Off: 05/29/13 no later than 8:00 P.M. New York time. | |
| 0848-13 |
May 14, 2013 | Tax Relief: Japan DEV BANK OF JAPAN 4.25% GUARANTEED BONDS DUE 2015 CUSIP: 25159MAF4 RECORD DATE: 06/01/2013 PAYABLE DATE: 06/09/2013 EDS C/O DATE: 06/04/2013 8:00 P.M. EST | |
| 0840-13 |
May 14, 2013 | Tax Relief - Country: INDONESIA PT TELEKOMUNIKASI INDONESIA– CUSIP#715684106 Record Date: 05/31/13 Pay Date: TBD EDS Cut-Off Date: 06/03/13 | |
| 0843-13 |
May 13, 2013 | FRESENIUS MEDICAL CARE AG CUSIP: 358029106 Record Date: 05/16/2013 Payable Date: 05/28/13 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0752-13 |
May 13, 2013 | Depositary Fees Notification China Sunergy Co., Ltd. CUSIP: 16942X302 JPMorgan Chase Bank, N.A. | |
| 0751-13 |
May 13, 2013 | Depositary Fees Notification Ossen Innovation Co., Ltd. CUSIP: 688410109 JPMorgan Chase Bank, N.A. | |
| 0750-13 |
May 13, 2013 | Tax Relief – Country: Sweden Security: Tele2 AB CUSIP: 87952P307 Record Date: 05/16/2013 Payable Date: 06/05/2013 EDS Cut-Off: 05/17/2013 8:00 P.M. Documentation Cut-Off: 5/17/2013 5:00 P.M. | |
| 821-13 |
May 10, 2013 | Tax Relief - Country: The Netherlands CSM N.V. CUSIP: 126382100 Record Date: 05/10/13 Payable Date: 06/12/13 EDS Post-Payable cut off: 06/27/2013 8:00 PM | |
| 0831-13 |
May 10, 2013 | TaxRelief - Country: France Vivendi S.A. CUSIP: 92852T201 Record Date: 05/13/2013 Pay Date: TBA EDS Cut-Off Date: 05/23/2013 8:00 PM (EST) Documentation Cut-Off Date: 06/17/2013 at 5:00 PM (EST) | |
| 0830-13 |
May 10, 2013 | Tax Relief - Country: The Netherlands ARCADIS - NEW YORK CUSIP: 03923E107 Record Date: 05/13/2013 Payable Date: 06/03/13 EDS Post-Payable cut off: 06/27/2013 8:00 PM | |
| 0819-13 |
May 10, 2013 | Tax Relief – Country: Norway YARA INTERNATIONAL CUSIP: 984851204 Record Date: 05/16/2013 Payable Date: 06/04/2013 EDS Cut-Off: 05/17/2013 8:00 P.M | |
| 0818-13 |
May 10, 2013 | Tax Relief – Country: Norway NORSK HYDRO AS CUSIP: 656531605 Record Date: 05/14/2013 Payable Date: TBD EDS Cut-Off: 05/15/2013 8:00 P.M | |
| 0811-13 |
May 10, 2013 | Tax Relief – Country: France Security: Accor CUSIP: 00435F200 Record Date: 05/13/2013 Payable Date: 06/20/2013 EDS Cut-Off: 05/20/2013 8:00 P.M. Documentation Cut-Off 07/05/13 5:00 P.M. | |
| 0810-13 |
May 10, 2013 | Tax Relief – Country: France Security: L’Air Liquide CUSIP: 009126202 Record Date: 05/15/2013 Payable Date: TBA EDS Cut-Off: 05/22/2013 8:00 P.M. Documentation Cut-off: 06/21/2013 5:00 P.M. | |
| 0757-13 |
May 10, 2013 | Optional Dividend: Royal DSM N.V. (Sponsored ADR) CUSIP: 780249108 R/D: 05/09/2013; P/D: TBD; Rate Approximate: $ 0.3315 per share DTC EDS Cut-Off: 05/21/2013 8:00 P.M., EST | |
| 0749-13 |
May 10, 2013 | Tax Relief - Country: Canada First Quantum Minerals CUSIP: 335934105 Record Date: 05/08/2013 Pay Date: 05/14/2013 EDS Cut-Off: 05/13/13 | |
| 822-13 |
May 09, 2013 | Tax Relief - Country: The Netherlands ASM INTERNATIONAL NV . CUSIP: N07045102 Record Date: 05/22/2013 Payable Date: 05/30/2013 EDS Post-Payable cut off: 06/14/2013 8:00 PM | |
| 820-13 |
May 09, 2013 | Option for Payment in VEF (Venezuelan Bolivar Fuerte) Mercantil Servicios Financieros, C.A. Series A & B Common Shares CUSIP: 587339300/587339409 Record Date: 05/06/13 Payable Date: TBD | |
| 0817-13 |
May 09, 2013 | Tax Relief – Country: Germany K+S AG CUSIP: 48265W108 Record Date: 05/14/2013 Payable Date: 05/28/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0816-13 |
May 09, 2013 | Tax Relief – Country: Germany HAMBURER HAFEN UND LOGISTIK CUSIP: 406763102 Record Date: 06/13/2013 Payable Date: 07/01/2013 Primary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 08/09/2013 8:00 P.M. | |
| 0815-13 |
May 09, 2013 | Tax Relief – Country: Germany HUGO BOSS AG CUSIP: 444560106 Record Date: 05/16/2013 Payable Date: 05/28/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0814-13 |
May 09, 2013 | Tax Relief – Country: Germany HANNOVER RÜCK SE CUSIP: 410693105 Record Date: 05/07/2013 Payable Date: 05/20/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0809-13 |
May 09, 2013 | Important Tax Information The Carlyle Group CUSIP: 14309L102 | |
| 0808-13 |
May 09, 2013 | Tax Relief – Country: Germany Software AG CUSIP: 83403H101 Record Date: 05/06/2013 Payable Date: 05/16/13 EDS Cut-Off: 06/07/2013 8:00 P.M. EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0807-13 |
May 09, 2013 | Tax Relief – Country: Germany Salzgitter AG CUSIP: 795842202 Record Date: 05/23/2013 Payable Date: 06/10/2013 EDS Cut-Off: 06/07/2013 8:00 P.M. EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0761-13 |
May 09, 2013 | Optional Dividend: BP P.L.C. American Depository Shares CUSIP: 055622104 Record Date: 05/10/13 Payable Date: 06/21/13 Rate: $0.54 per ADS DTC EDS Cut-Off: 05/31/13 no later than 8:00 P.M. New York time | |
| 0759-13 |
May 09, 2013 | Optional Dividend: Royal Dutch Shell PLC Class ‘B’, Sponsored ADR CUSIP: 780259107, Class B Holders will be eligible to receive Royal Dutch Shell PLC Class ‘A’ ADS, CUSIP: 780259206 R/D: 05/17/2013; P/D: 06/27/2013 DTC EDS Cut-Off: 05/24/2013 8:00 P.M. EST Rate: Gross Dividend Rate of $0.90 | |
| 0758-13 |
May 09, 2013 | Optional Dividend: Royal Dutch Shell PLC Class ‘A’, Sponsored ADR CUSIP: 780259206; R/D: 05/17/2013; P/D: 06/27/2013; DTC EDS Cut-Off: 05/24/2013 8:00 P.M. EST Rate: Gross Dividend Rate of $0.90 | |
| 0806-13 |
May 08, 2013 | Tax Relief: Country: Denmark Novozymes A/S: 670108109 Record Date: 03/05/13 Payable Date: 03/21/13 | |
| 0805-13 |
May 08, 2013 | TaxRelief - Country: France AXA CUSIP: 054536107 Record Date: 05/08/2013 Pay Date: 6/04/2013 EDS Cut-Off Date: 05/15/2013 Documentation Cut-Off Date: 06/14/2013 at 5:00 PM | |
| 0766-13 |
May 08, 2013 | Tax Relief – Country: Japan Kewpie Corporation CUSIP: 493054100 Record Date: 05/30/2013 Payable Date: TBA EDS Cut-Off: 06/07/2013 8:00 PM (EST) | |
| 0743-13 |
May 08, 2013 | Tax Relief - Country: The Netherlands Unilever N.V. CUSIP: 904784709 Record Date: 05/10/13 Payable Date: 06/12/13 EDS Cut-Off Date: 05/24/13 8.00 PM (EST) Post Payable EDS Window: 06/13/2013 thru 06/27/2013 8.00 PM (EST) | |
| 0729-13 |
May 08, 2013 | Tax Relief – Country: Sweden Security: Scania CUSIP: 806018305 Record Date: 05/08/2013 Payable Date: 05/29/13 EDS Cut-Off: 05/09/2013 8:00 P.M. Documentation Cut-Off: 5/09/2013 5:00 P.M. | |
| 0748-13 |
May 07, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 05/28/2013 Payable Date: 06/12/2013 | |
| 0742-13 |
May 07, 2013 | Tax Relief – Country: Germany MTU AERO ENGINES CUSIP: 62473G102 Record Date: 05/03/2013 Payable Date: 05/21/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0741-13 |
May 07, 2013 | Tax Relief – Country: Germany BAYERISCHE MOTOREN CUSIP: 072743206 Record Date: 05/14/2013 Payable Date: 06/03/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0740-13 |
May 07, 2013 | Tax Relief – Country: Germany LINDE AG CUSIP: 535223200 Record Date: 05/29/2013 Payable Date: TBA Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0739-13 |
May 07, 2013 | Tax Relief – Country: Germany ADIDAS AG CUSIP: 00687A107 Record Date: 05/08/2013 Payable Date: TBA Primary Post Payable EDS Cut-Off: 05/24/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 06/21/2013 8:00 P.M. | |
| 0728-13 |
May 07, 2013 | Important Tax Information Apollo Global Management, LLC (“APO”) CUSIPS: 037612108 & 037612207 & 037612306 | |
| 0713-13 |
May 07, 2013 | Rights: United Community Financial Corp CUSIP: 909839102 Rights Contra CUSIP: 909839995 Record Date: 03/21/2013 Expires: 05/31/2013 5:00 P.M. EST Rate: 0.06 non- transferable rights for each share of common stock held on the record date. | |
| 0764-13 |
May 06, 2013 | Tax Relief - Country: Hungary Magyar Telekom PLC. | CUSIP: 559776109 Record Date: 05/09/2013 Payable Date: 05/23/2013 EDS Cut-Off Date: 05/10/2013 *ONE DAY EDS CUT-OFF* | |
| 0763-13 |
May 06, 2013 | Tax Relief – Country: France Security: Ingenico CUSIP: 45684W107 Record Date: 05/06/2013 Payable Date: 06/18/2013 EDS Cut-Off: 05/13/2013 8:00 P.M. (EST) Documentation Cut-off at GlobeTax: 07/02/2013 5:00 P.M. (EST) | |
| 0762-13 |
May 06, 2013 | Tax Relief - Country: Ireland EATON CORP PLC– CUSIP: G29183103 Record Date: 05/06/2013 Pay Date: 05/24/2013 EDS Cut-Off Date: 05/14/2013 8:00 PM (EST) Post Payable EDS Window Open: 05/28/2013 6:00 AM (EST) Post Payable EDS Window Cut-off : 06/03/2013 8:00 PM (EST) | |
| 0747-13 |
May 06, 2013 | Depositary Fees Notification Linktone Ltd CUSIPS: 535925101 JPMorgan Chase Bank, N.A. | |
| 0733-13 |
May 06, 2013 | Rights: Empire Resorts, Inc. CUSIP: 292052206 Rights Contra CUSIP:292052982 Record Date: 04/08/13 Expires: 05/30/2013 no later than 5:00 P.M. New York time, subject to early termination. Rate: 1 Right for every 5 shares of common stock owned on the record date. | |
| 0732-13 |
May 06, 2013 | Optional Dividend: Liberty All-Star Equity Fund CUSIP: 530158104 Rate: $0.08 per share Record Date: 05/03/13 Payable Date: 06/17/13 DTC EDS Cut-Off: 05/29/13 no later than 8:00 P.M. New York time | |
| 0693-13 |
May 06, 2013 | Tax Relief - Country: Canada First Service Corporation PFD CONTRA CUSIP 337991517 Record Date: 05/01/2013 Pay Date: 05/03/2013 Original CUSIP 33761N208 EDS Cut-Off: 05/07/13 | |
| 0746-13 |
May 03, 2013 | Depositary Fees Notification CR2 Empreendimentos Imobiliarios CUSIP: 12630C106 Bank of New York Mellon | |
| 0745-13 |
May 03, 2013 | Optional Dividend: Liberty All-Star Growth Fund CUSIP: 529900102 Rate: $0.07 per share Record Date: 05/03/13 Payable Date: 06/17/13 DTC EDS Cut-Off: 05/29/13 no later than 8:00 P.M. New York time | |
| 0738-13 |
May 03, 2013 | Tax Relief – Country: Norway DNB ASA CUSIP: 23328E106 Record Date: 05/06/2013 Payable Date: TBD EDS Post Payable Cut-Off: 05/07/2013 8:00 P.M | |
| 0727-13 |
May 03, 2013 | Tax Relief – Country: Ireland Security: Seagate Technologies PLC CUSIP: G7945M107 Record Date: 05/15/2013 Payable Date: 05/29/2013 EDS Cut-Off: 05/22/2013 8:00 P.M. Post Pay EDS Cutoff: 06/04/2013 8:00 PM | |
| 0709-13 |
May 03, 2013 | Tax Relief – Country: Germany E.ON AG CUSIP: 268780103 Record Date: 05/03/2013 Payable Date: 05/13/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. REVISED | |
| 0726-13 |
May 02, 2013 | Important Tax Information KKR Financial Holdings LLC. (“KFN”) CUSIP: 48248A306 | |
| 0683-13 |
May 02, 2013 | ****TAXABLE SPIN-OFF**** Country: Canada Brookfield Property Partners CUSIP: G16249107 Record Date: 03/26/2013 Payable Date: 04/15/2013 | |
| 0655-13 |
May 02, 2013 | Optional Dividend: Carrefour S.A. CUSIP: 144430204 Record Date: 05/02/13 Payable Date: T.B.A Rate: $0.58 Euro per share approximately USD 0.1508 per share DTC EDS Cut-Off: 05/15/13 no later than 8:00 P.M. NY time | |
| 730-13 |
May 01, 2013 | Tax Relief - Country: The Netherlands AKZO NOBEL N.V. CUSIP#010199305 Record Date: 05/03/13 Payable Date: TBA EDS Post-Payable cut off: 06/06/13 8:00 PM | |
| 720-13 |
May 01, 2013 | Tax Relief - Country: Ireland Fly Leasing Limited. – CUSIP: 34407D109 Record Date: 04/30/13 Pay Date: 05/20/13 EDS Cut-Off Date: 05/10/13 8:00 PM EST | |
| 719-13 |
May 01, 2013 | Tax Relief - Country: Sweden ATLAS COPCO AB B SHARES CUSIP: 049255805 Record Date: 05/03/13 Pay Date: TBA EDS Cut-Off Date: 05/06/2013 8:00 PM Documentation Cut-off date: 05/06/13 5:00 PM | |
| 718-13 |
May 01, 2013 | Tax Relief - Country: Sweden ATLAS COPCO AB A SHARES CUSIP: 049255706 Record Date: 05/03/13 Pay Date: TBA EDS Cut-Off Date: 05/06/2013 8:00 PM Documentation Cut-off date: 05/06/13 5:00 PM | |
| 0731-13 |
May 01, 2013 | TaxRelief - Country: France Scor CUSIP: 80917Q106 Record Date: 05/02/2013 Pay Date: 05/24/2013 EDS Cut-Off Date: 05/09/2013 8:00 PM (EST) Documentation Cut-Off Date: 06/03/2013 at 5:00 PM (EST) | |
| 0725-13 |
May 01, 2013 | Tax Relief – Country: France Security: DANONE CUSIP: 23636T100 Record Date: 05/01/2013 Payable Date: TBA EDS Cut-Off: 05/08/2013 8:00 P.M. Documentation Cut-Off: 5/17/13 5:00 P.M. | |
| 0724-13 |
May 01, 2013 | Tax Relief - Country: The Netherlands Reed Elsevier N.V. CUSIP: 758204200 Record Date: 5/03/13 Payable Date: 05/30/13 EDS Cut-Off Date: 06/21/13 8.00 PM (EST) | |
| 0723-13 |
May 01, 2013 | Important Tax Information KKR & Co. L.P CUSIP: 48248M102 | |
| 0722-13 |
May 01, 2013 | TaxRelief – Country: Russian Federation MOBILE TELESYSTEMS OJSC CUSIP: 607409109 Record Date: 05/09/2013 Payable Date: TBA | |
| 0721-13 |
May 01, 2013 | TaxRelief - Country: France SCHNEIDER ELECTRIC CUSIP: 80687P106 Record Date: 05/01/2013 Pay Date: TBA EDS Cut-Off Date: 05/08/2013 8:00 PM (EST) Documentation Cut-Off Date: 06/06/2013 at 5:00 PM (EST) | |
| 716-13 |
April 30, 2013 | Tax Relief – Country: Sweden Security: Assa Abloy AB CUSIP: 045387107 Record Date: 04/30/2013 Payable Date: TBD EDS Cut-Off: 05/01/2013 8:00 P.M. Documentation Cut-Off: 5/1/2013 by 5 P.M. | |
| 715-13 |
April 30, 2013 | Tax Relief - Country: The Netherlands ADR HEINEKEN HOLDING N V CUSIP: 423008101 Record Date: 05/02/13 Payable Date: TBD EDS Post-Payable cut off: 06/05/2013 8:00 PM | |
| 714-13 |
April 30, 2013 | Tax Relief - Country: The Netherlands ADR HEINEKEN N V. CUSIP: 423012301 Record Date: 05/02/13 Payable Date: TBD EDS Post-Payable cut off: 06/05/2013 8:00 PM | |
| 0717-13 |
April 30, 2013 | TaxRelief - Country: France Technip SA | CUSIP: 878546209 Record Date: 05/06/2013 Pay Date: TBA EDS Cut-Off Date: 05/13/2013 8:00 PM (EST) Documentation Cut-Off Date: 06/06/2013 at 5:00 PM (EST) | |
| 0712-13 |
April 30, 2013 | Rights Offering: Nautilus Minerals Inc. CUSIP: 639097104 Rights CUSIP 639097112 Record Date: 04/25/2013 Rate: One (1) Transferrable Right for each share held Expiration Date & Time: May 31, 2013 2:00 P.M. Vancouver Time | |
| 0710-13 |
April 30, 2013 | Tax Relief – Country: Germany ALLIANZ SE CUSIP: 018805101 Record Date: 05/07/2013 Payable Date: 05/15/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0707-13 |
April 30, 2013 | Pegatron Corp 144A & Reg. S CUSIPS: 705580108 & 705580207 Citibank | |
| 0706-13 |
April 30, 2013 | Depositary Fees Notification Walsin Lihwa Corp 144A CUSIP: 933133100 Citibank | |
| 0704-13 |
April 30, 2013 | TaxRelief - Country: Germany Volkswagen AG – PREF Cusip: 928662402 Record Date: 04/25/13 Payable Date: 05/03/13 EDS Cut-Off Date 1: 05/13/13 8PM EST EDS Cut-Off Date 2: 06/10/13 8PM EST | |
| 0703-13 |
April 30, 2013 | TaxRelief - Country: Germany Volkswagen AG - ORD Cusip: 928662303 Record Date: 04/25/13 Payable Date: 05/03/13 EDS Cut-Off Date 1: 05/13/13 8PM EST EDS Cut-Off Date 2: 06/10/13 8PM EST | |
| 0692-13 |
April 30, 2013 | Depositary Fees Notification Zylog Systems Limited CUSIPS: 98985V104 JPMorgan Chase Bank, N.A. | |
| 0656-13 |
April 30, 2013 | Optional Dividend: Correction Corporation of America CUSIP: 22025Y407 Contra CUSIP: 220OPT994 Rate: $6.63 Record Date: 04/19/13 Payable Date: 05/20/13 | |
| 697-13 |
April 29, 2013 | Tax Relief - Country: The Netherlands ASML HOLDING N.V. CUSIP: N07059210 Record Date: 04/30/13 Payable Date: 05/14/13 EDS Post-Payable cut off: 06/04/2013 8:00 PM | |
| 0708-13 |
April 29, 2013 | Tax Relief – Country: Italy Eni S.p.A. CUSIP: A notes: 26874RAA6 - B notes: 26874RAC2 Record Date: 09/16/2013 Payable Date: 10/01/2013 EDS Cut-Off: 09/30/2013 8:00 P.M. (EST) | |
| 0702-13 |
April 29, 2013 | Tax Relief – Country: Sweden Security: Swedish Match CUSIP: 870309606 Record Date: 04/30/2013 Payable Date: 05/21/2013 EDS Cut-Off: 05/01/2013 8:00 P.M. Documentation Cut-Off: 5/01/2013 5:00 P.M. | |
| 0701-13 |
April 29, 2013 | Tax Relief – Country: Sweden Security: SKF Aktiebolaget CUSIP: 784375404 Record Date: 05/02/2013 Payable Date: TBA EDS Cut-Off: 05/03/2013 8:00 P.M. Documentation Cut-Off: 05/03/2013 5:00 P.M | |
| 0700-13 |
April 29, 2013 | Tax Relief – Country: Sweden Security: Sandvik AB CUSIP: 800212201 Record Date: 04/30/2013 Payable Date: TBA EDS Cut-Off: 05/01/2013 8:00 P.M. Documentation Cut-Off: 5/01/2013 5:00 P.M. | |
| 0698-13 |
April 29, 2013 | Tax Relief – Country: France Security: L’Oreal CUSIP: 502117203 Record Date: 05/06/2013 Payable Date: TBA EDS Cut-Off: 05/13/2013 8:00 P.M. | |
| 0694-13 |
April 26, 2013 | rights Offering: Avenue Income Credit Strategies CUSIP: 05358E106 Rights CUSIP: 05358E122 Record Date: 04/22/2013 Expires: 05/17/2013 @ 5:00 P.M. New York time unless extended. Rate: One Right for every one share of common stock held unless extended | |
| 0665-13 |
April 26, 2013 | Tax Relief – Country: Germany HOCHTIEF CUSIP: 434148102 Record Date: 05/07/2013 Payable Date: 05/23/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0664-13 |
April 26, 2013 | Tax Relief – Country: Germany HEIDELBERGCEMENT CUSIP: 42281P205 Record Date: 05/08/2013 Payable Date: 05/24/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0663-13 |
April 26, 2013 | Tax Relief – Country: Germany DEUTSCHE BOERSE CUSIP: 251542106 Record Date: 05/15/2013 Payable Date: 05/31/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0662-13 |
April 26, 2013 | Tax Relief – Country: Germany COMPUGROUP MEDICAL CUSIP: 20481P100 Record Date: 05/15/2013 Payable Date: 05/31/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0661-13 |
April 26, 2013 | Tax Relief – Country: Germany CELESIO AG CUSIP: 15100H109 Record Date: 05/16/2013 Payable Date: 06/03/2013 Primary Post Payable EDS Cut-Off: 06/07/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0660-13 |
April 26, 2013 | Tax Relief – Country: Germany BRENNTAG CUSIP: 107180101 Record Date: 06/19/2013 Payable Date: 07/05/2013 Primary Post Payable EDS Cut-Off: 07/12/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 08/09/2013 8:00 P.M. | |
| 695-13 |
April 25, 2013 | Tax Relief - Country: Sweden ALFA LAVAL AB– CUSIP: 015393101 Record Date: 04/26/13 Pay Date: TBA EDS Cut-Off Date: 04/29/2013 Documentation Cut-off date: 04/29/13 5:00 PM | |
| 0696-13 |
April 25, 2013 | Tax Relief - Country: Sweden Hennes & Mauritz CUSIP: 425883105 Record Date: 04/26/13 Pay Date: 5/17/13 EDS Cut-Off Date: 04/29/13 Documentation Cut-off date: 04/29/13 5:00 PM REVISED | |
| 0691-13 |
April 25, 2013 | Depositary Fees Notification Partner Communications Co LTD CUSIP: 70211M109 Citibank | |
| 0690-13 |
April 24, 2013 | Depositary Fees Notification JSFC Sistema 144A & Reg. S CUSIP: 48122U105 & 48122U204 Deutsche Bank Trust Company Americas | |
| 0689-13 |
April 24, 2013 | Depositary Fees Notification Revised Nomos Bank OJSC 144A & Reg. S CUSIP: 65538M105 & 65538M204 Deutsche Bank Trust Company Americas | |
| 0682-13 |
April 24, 2013 | Important Tax Information The Blackstone Group CUSIP: 09253U108 | |
| 0681-13 |
April 24, 2013 | ***ONE DAY EDS CUTOFF*** Tax Relief – Country: Norway Security: TOMRA Systems CUSIP: 889905204 Record Date: 04/25/2013 Payable Date: 05/13/2013 EDS and Documentation Cut-Off: 04/26/13 8:00 PM EST. | |
| 0680-13 |
April 24, 2013 | Tax Relief – Country: France Security: Casino Guichard Perrachon S.A. CUSIP: 14758Q206 Record Date: 04/26/2013 Payable Date: TBA EDS Cut-Off: 05/03/2013 8:00 P.M. | |
| 0679-13 |
April 24, 2013 | Depositary Fees Notification OJSC Neftyanaya Companiya “Rosneft” 144 A & Reg S CUSIPS: 67812M108 & 67812M207 JPMorgan Chase Bank, N.A. | |
| 0667-13 |
April 24, 2013 | Tax Relief – Country: Israel AudioCodes Ltd. CUSIP: 050732AB2 Record Date: 04/24/2013 Payable Date: 05/09/2013 EDS Cut-Off: 05/06/2013 8:00 P.M. | |
| 0659-13 |
April 24, 2013 | Tax Relief – Country: Germany BILFINGER SE CUSIP: 09003Q100 Record Date: 04/18/2013 Payable Date: 05/06/2013 Primary Post Payable EDS Cut-Off: 05/13/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 648-13 |
April 23, 2013 | Tax Relief - Country: The Netherlands KONINKLIJKE AHOLD N.V. CUSIP: 500467402 Record Date: 04/23/2013 Payable Date: 05/02/2013 EDS Post-Payable cut off: 05/23/2013 8:00 PM | |
| 0678-13 |
April 23, 2013 | Tax Relief - Country: The Netherlands Ziggo N.V– New York Shares Cusip: 98954H102 Record Date: 04/24/13 Payable Date: 04/29/13 EDS Cut-Off Date: 05/23/13 8.00 PM (EST) | |
| 0677-13 |
April 23, 2013 | Tax Relief – Country: Germany SMA Solar Technology CUSIP: 78446M109 Record Date: 05/23/2013 Payable Date: 06/10/13 EDS Cut-Off: 06/07/2013 8:00 P.M. EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0676-13 |
April 23, 2013 | Tax Relief – Country: Germany Rheinmetall CUSIP: 76206K107 Record Date: 05/14/2013 Payable Date: 05/30/13 EDS Cut-Off: 06/07/2013 8:00 P.M. EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0675-13 |
April 23, 2013 | Tax Relief – Country: Germany Prosiebensat.1 Media CUSIP: 743476202 Record Date: 07/23/2013 Payable Date: 08/08/13 EDS Cut-Off: 08/09/2013 8:00 P.M. EDS Cut-Off: 09/06/2013 8:00 P.M. | |
| 0674-13 |
April 23, 2013 | Depositary Fees Notification Winsome Yarns REG S CUSIP: 97550Q102 Bank of New York Mellon | |
| 0673-13 |
April 23, 2013 | Depositary Fees Notification Teledata Technology Solutions REG S CUSIP: 87931R101 Bank of New York Mellon | |
| 0672-13 |
April 23, 2013 | Depositary Fees Notification Rasoya Proteins REG S CUSIP: 75406G205 Bank of New York Mellon | |
| 0671-13 |
April 23, 2013 | Depositary Fees Notification Mriya Agro 144 A & REG S CUSIPS: 62476F101 & 62476F200 Bank of New York Mellon | |
| 0670-13 |
April 23, 2013 | Depositary Fees Notification Lonrho plc CUSIP: 543377105 Bank of New York Mellon | |
| 0669-13 |
April 23, 2013 | Depositary Fees Notification Joint Stock Company Open Investments REG S CUSIP: 47972M106 Bank of New York Mellon | |
| 0668-13 |
April 23, 2013 | Depositary Fees Notification Cremer 144 A & REG S CUSIPS: 225566108 & 225566207 Bank of New York Mellon | |
| 0666-13 |
April 23, 2013 | Tax Relief – Country: Norway Gjensidige Forsikring CUSIP: 37636X101 Record Date: 04/30/2013 Payable Date: TBA EDS Cut-Off: 05/01/2013 8:00 P.M. | |
| 0658-13 |
April 23, 2013 | Tax Relief – Country: Germany BEIERSDORF AG CUSIP: 07724U103 Record Date: 04/18/2013 Payable Date: 05/06/2013 Primary Post Payable EDS Cut-Off: 05/13/2013 8:00 P.M. Secondary Post Payable EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 0657-13 |
April 23, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 05/03/13 Payable Date: 05/21/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 05/06/13 no later than 8:00 P.M. NY time | |
| 0653-13 |
April 23, 2013 | Depositary Fees Notification Chelyabinsk Zinc Plant 144 A & REG S CUSIPS: 163523103 & 163523202 Bank of New York Mellon | |
| 0652-13 |
April 23, 2013 | Depositary Fees Notification Birla Power Solutions REG S CUSIP: 090882101 Bank of New York Mellon | |
| 0651-13 |
April 23, 2013 | Depositary Fees Notification Birla Cotsyn REG S CUSIP: 09088Q108 Bank of New York Mellon | |
| 0650-13 |
April 23, 2013 | Depositary Fees Notification Axis Bank 144 A & REG S CUSIPS: 05462W307 05462W109 Bank of New York Mellon | |
| 0649-13 |
April 23, 2013 | Depositary Fees Notification LDK Solar co., Ltd. CUSIP: 50183L107 JPMorgan Chase Bank, N.A. | |
| 0647-13 |
April 23, 2013 | Tax Relief – Country: Germany Porsche SE CUSIP: 73328P106 Record Date: 04/30/2013 Payable Date: 05/17/13 EDS Cut-Off: 05/13/2013 8:00 P.M. EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 0646-13 |
April 23, 2013 | Tax Relief – Country: Germany Munich RE Group CUSIP: 626188106 Record Date: 04/25/2013 Payable Date: 05/13/13 EDS Cut-Off: 05/13/2013 8:00 P.M. EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 0645-13 |
April 23, 2013 | Tax Relief – Country: Germany Metro AG CUSIP: 59160R102 Record Date: 05/08/2013 Payable Date: 05/24/13 EDS Cut-Off: 06/07/2013 8:00 P.M. EDS Cut-Off: 07/08/2013 8:00 P.M. | |
| 0644-13 |
April 23, 2013 | Tax Relief – Country: Germany Merck KGAA CUSIP: 589339100 Record Date: 04/26/2013 Payable Date: 05/14/13 EDS Cut-Off: 05/13/2013 8:00 P.M. EDS Cut-Off: 06/10/2013 8:00 P.M. | |
| 0643-13 |
April 23, 2013 | Tax Relief – Country: France Security: GDF Suez CUSIP: 36160B105 Record Date: 04/29/2013 Payable Date: TBA EDS Cut-Off: 05/06/2013 8:00 P.M. | |
| 0642-13 |
April 23, 2013 | Tax Relief – Country: France Security: Bouygues CUSIP: 102117108 Record Date: 04/29/2013 Payable Date: 05/28/2013 EDS Cut-Off: 05/06/2013 8:00 P.M. | |
| 0641-13 |
April 23, 2013 | Tax Relief – Country: France Security: Ciments Francais CUSIP: 17185G303 Record Date: 04/25/2013 Payable Date: 05/23/2013 EDS Cut-Off: 05/02/2013 8:00 P.M. | |
| 0638-13 |
April 22, 2013 | Tax Relief – Country: France Security Name: Vinci CUSIP: 927320101 Record Date: 04/22/2013 Payable Date: 06/06/2013 EDS Cut-Off: 04/29/2013 8:00 P.M. (EST) | |
| 0636-13 |
April 22, 2013 | Tax Relief – Country: Finland SAMPO OYJ CUSIP: 79588J102 Record Date: 04/23/2013 Payable Date: 05/15/2013 EDS Cut-Off: 04/24/2013 8:00 P.M | |
| 0635-13 |
April 19, 2013 | Tax Relief – Country: Finland STORA ENSO OYJ CUSIP: 86210M106 Record Date: 04/26/2013 Payable Date: TBA EDS Post Payable Cut-Off: 05/03/2013 8:00 P.M Documentation Cut off - 5 P.M | |
| 0634-13 |
April 19, 2013 | Tax Relief – Country: Norway Orkla CUSIP: 686331109 Record Date: 04/23/2013 Payable Date: 05/10/2013 EDS Post Payable Cut-Off: 04/24/2013 8:00 P.M PLEASE NOTE: ONE DAY EDS WINDOW | |
| 0633-13 |
April 19, 2013 | Tax Relief – Country: Italy Telecom Italia – Savings Shares CUSIP: 87927Y201 Record Date: 04/24/2013 Payable Date: 05/02/2013 EDS Post Payable Cut-Off: 05/24/2013 8:00 P.M | |
| 0631-13 |
April 19, 2013 | Petrobakken Energy Ltd.(Stock Dividend Program) CUSIP: 71647L103 Record Date: 04/30/2013 Payable Date: 05/15/2013 Rate: 0.08 CAD per share DTC EDS Cut-Off: 05/02/13, 8:00 P.M., New York time | |
| 0629-13 |
April 19, 2013 | REVISION Rights Offering: Nephros Inc. New / WTS Nephros Inc 03/10/16 CUSIP: 640671301 / 640671111 Rights Contra CUSIP: 640671798 Record Date: 04/04/13 Expires: 5/17/13 at 5:00 P.M. Eastern time, subject to extension Rate: 21.632546 (divide code) | |
| 0621-13 |
April 19, 2013 | Tax Relief – Country: Italy Telecom Italia S.p.A. CUSIP: 87927Y102 Record Date: 04/24/2013 Payable Date: 05/02/2013 EDS Post Payable Cut-Off: 05/24/2013 8:00 P.M | |
| 0620-13 |
April 19, 2013 | Tax Relief – Country: Germany BASF SE CUSIP: 055262505 Record Date: 04/26/2013 Payable Date: TBA PRIMARY EDS Post Payable Cut-Off: 05/17/2013 8:00 P.M. SECONDARY EDS Post Payable Cut-Off: 06/14/2013 8:00 P.M. | |
| 0618-13 |
April 19, 2013 | Depositary Fees Notification Gerdau S.A. CUSIP: 373737105 Bank of New York Mellon | |
| 0637-13 |
April 18, 2013 | Tax Relief – Country: Japan GCB Japan Financial Corp D05/16/07 5.000% MN17 CUSIP: 471060AQ6 Record Date: 05/01/2013 Payable Date: 05/16/2013 EDS Cut-Off Date: 05/08/2013 8:00 PM (EST) | |
| 0632-13 |
April 18, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 04/30/13 Payable Date: 05/15/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 05/01/13 no later than 8:00 P.M. NY time | |
| 0617-13 |
April 18, 2013 | Depositary Fees Notification OCI Co Ltd 144 A & REG S CUSIPS: 67085U100 & 67085U209 Citibank | |
| 0616-13 |
April 18, 2013 | Depositary Fees Notification Brisa Auto-Estradas De Portugal SA CUSIP: 10970P109 Citibank | |
| 0615-13 |
April 18, 2013 | Depositary Fees Notification Gol Linhas Aereas Inteligentes CUSIP: 38045R107 Citibank | |
| 627-13 |
April 17, 2013 | Tax Relief – Country: Sweden Security: Investor AB CUSIP: 46145A106 Record Date: 04/18/2013 Payable Date: 05/08/2013 EDS Cut-Off: 04/19/2013 8:00 P.M. Documentation Cut off: 4/19/13 5:00 P.M. | |
| 622-13 |
April 17, 2013 | Tax Relief - Country: Sweden Husqvarna AB – CUSIP: 448103101 Record Date: 04/19/13 Pay Date: TBD REVISED AS PER GLOBETAX REVISED | |
| 0628-13 |
April 17, 2013 | Tax Relief – Country: France Security: LVMH CUSIP: 502441306 Record Date: 04/19/2013 Payable Date: 05/16/2013 EDS Cut-Off: 04/26/2013 8:00 P.M. | |
| 0619-13 |
April 16, 2013 | Tax Relief – Country: Germany HENKEL KGAA - PREFERRED CUSIP: 42550U208 Record Date: 04/15/2013 Payable Date: 04/26/2013 Primary EDS Cut-Off: 05/17/2013 8:00 P.M Secondary EDS Cut-Off: 06/17/2013 8:00 P.M | |
| 0614-13 |
April 16, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIPS: 055299AK7/055299AJ0 Record Date 05/01/2013 Payable Date: 05/16/2013 | |
| 0610-13 |
April 16, 2013 | Tax Relief – Country: Germany HENKEL KGAA - COMMON CUSIP: 42550U109 Record Date: 04/15/2013 Payable Date: 04/26/2013 Primary EDS Cut-Off: 05/17/2013 8:00 P.M Secondary EDS Cut-Off: 06/17/2013 8:00 P.M | |
| 0609-13 |
April 16, 2013 | Tax Relief – Country: Germany BAYER AG CUSIP: 072730302 Record Date: 04/26/2013 Payable Date: 05/09/2013 Primary EDS Cut-Off: 05/17/2013 8:00 P.M Secondary EDS Cut-Off: 06/17/2013 8:00 P.M | |
| 0601-13 |
April 16, 2013 | ****ONE DAY WINDOW**** Tax Relief – Country: Finland Nokian Tyres CUSIP: 65528V107 Record Date: 04/16/2013 Payable Date: 05/13/13 EDS Cut-Off: 04/17/13 8:00 PM EST DOCUMENTATION Cut-Off: 04/17/13 5:00 PM EST | |
| 0600-13 |
April 16, 2013 | Tax Relief – Country: Sweden Skanska AB CUSIP: 830561106 Record Date: 04/16/2013 Payable Date: 05/06/2013 EDS Cut-Off: 04/17/2013 8PM EST Documentation Cut-Off 4/17/13 5PM EST | |
| 0599-13 |
April 16, 2013 | Tax Relief – Country: Switzerland Security: Syngenta AG CUSIP: 87160A100 Record Date: 04/29/2013 Payable Date: 06/17/2013 EDS Cut-Off: 05/07/13 8:00 PM EST Documentation Cut-Off: 05/07/13 5:00 PM EST | |
| 613-13 |
April 15, 2013 | Option for Payment in VEF (Venezuelan Bolivar Fuerte) Mercantil Servicios Financieros, C.A. Series A & B Common Shares CUSIP: 587339300/587339409 Record Date: 04/15/13 Payable Date: TBD | |
| 0606-13 |
April 15, 2013 | Depositary Fees Notification Jiayuan.com International LTD CUSIP: 477374102 Citibank | |
| 0605-13 |
April 15, 2013 | Depositary Fees Notification Commercial Bank of Qatar 144A CUSIP: 202609103 Citibank | |
| 0604-13 |
April 15, 2013 | Depositary Fees Notification Companhia de Energia Eletrica Paulista (CTEEP) Common & Preferred CUSIPS: 20441Q107 & 20441Q206 JPMorgan Chase Bank, N.A. | |
| 0603-13 |
April 15, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 04/28/2013 Payable Date: 05/13/2013 | |
| 0598-13 |
April 15, 2013 | TaxRelief - Country: Germany RWE AG Cusip: 74975E303 Record Date: 04/18/13 Payable Date: 04/29/13 EDS Cut-Off Date 1: 05/17/13 8PM EST EDS Cut-Off Date 2: 06/17/13 8PM EST | |
| 0597-13 |
April 15, 2013 | Depositary Fees Notification Sify Technologies LTD CUSIP: 82655M107 Citibank | |
| 607-13 |
April 12, 2013 | Tax Relief - Country: Ireland Kerry Group PLC. – CUSIP: 492460100 Record Date: 04/12/2013 Pay Date: 05/20/2013 EDS Cut-Off Date: 04/26/2013 | |
| 0608-13 |
April 12, 2013 | Tax Relief – Country: Belgium AB InBev CUSIP: 03524A108 Record Date: 04/25/2013 Payable Date: 05/13/2013 EDS Cut-Off: 05/02/2013 8:00 P.M EDS Cut-Off: 05/17/2013 8:00 P.M | |
| 0572-13 |
April 12, 2013 | Depositary Fees Notification CANCELLATION NOTIFICATION Centrais Eletricas Brasileiras S.A. Common & Preferred CUSIPS: 15234Q207 & 15234Q108 JPMorgan Chase Bank, N.A. | |
| 567-13 |
April 11, 2013 | *****ONE DAY WINDOW***** Tax Relief – Country: Finland Fortum OYJ CUSIP: 34959F106 Record Date: 04/12/2013 Payable Date: 05/06/2013 EDS Cut-Off: 04/15/13 8:00 PM EST DOCUMENTATION Cut-Off: 04/15/13 5:00 PM EST | |
| 0602-13 |
April 11, 2013 | Depositary Fees Notification JinkoSolar Holding Co., Ltd. CUSIP: 47759T100 JPMorgan Chase Bank, N.A. | |
| 0588-13 |
April 11, 2013 | Rights Offering: Cache Inc., CUSIP: 127150308 Rights CUSIP: 127150126 Record Date: 04/04/13 Expires: 4/25/13 at 5:00 P.M. Eastern time, subject to extension Rate: 0.359 Right for each share of common stock held | |
| 0595-13 |
April 10, 2013 | Tax Relief – Country: Belgium Belgacom SA CUSIP: 077701100 Record Date: 04/25/2013 Payable Date: 05/13/2013 | |
| 0594-13 |
April 10, 2013 | Tax Relief – Country: Korea Depository – J.P.Morgan | |
| 0593-13 |
April 10, 2013 | Tax Relief – Country: Korea Depository – Deutsche Bank | |
| 0592-13 |
April 10, 2013 | Tax Relief – Country: Korea Depository – Citibank, N.A. | |
| 0591-13 |
April 10, 2013 | Tax Relief – Country: Korea Depository – Bank of New York Mellon | |
| 0565-13 |
April 10, 2013 | Depositary Fees Notification Grifols S.A. CUSIPS: 398438200 & 398438408 Deutsche Bank Trust Company Americas | |
| 0536-13 |
April 10, 2013 | Rights Offering: ADR Samson Oil & Gas Ltd. CUSIP: 796043107; Rights Contra CUSIP: 796043891; Record Date: 04/08/13; Expiration Date & Time: 04/24/13 5:00 p.m. New York City Time Rate: 1 right for every 3 ADS held | |
| 0531-13 |
April 10, 2013 | Tax Relief – Country: Germany DAIMLER AG CUSIP: 233825108 Record Date: 04/10/2013 Payable Date: TBA Primary EDS Cut-Off: 04/30/2013 8:00 P.M Secondary EDS Cut-Off: 05/28/13 8:00 P.M | |
| 0260-13 |
April 10, 2013 | 2nd REVISED Optional Dividend: TNT EXPRESS N.V. ADRS CUSIP: 87262N109 R/D: 04/11/2013 P/D: 05/14/2013 Rate: $.040152 (Approx.) DTC EDS Cut-Off: 04/25/2013 8:00 P.M. New York time. 2nd REVISED | |
| 0576-13 |
April 09, 2013 | Country: Spain, Abengoa Finance, S.A.U. CUSIPs: 00289RAA0 & E0002VAC8 Record Date: 04/15/2013 Payable Date: 05/02/2013 | |
| 0566-13 |
April 09, 2013 | Tax Relief – Country: Germany Wincor Nixdorf CUSIP: 97315H108 Record Date: 01/22/2013 Payable Date: 02/06/13 EDS Cut-Off: 04/19/2013 8:00 P.M. EDS Cut-Off: 05/17/2013 8:00 P.M. | |
| 0564-13 |
April 09, 2013 | Tax Relief – Country: Switzerland Nestle S.A. CUSIP: 641069406 Record Date: 04/17/2013 Payable Date: 05/24/2013 EDS Cut-Off: 04/22/2013 8:00 PM EST Documentation Cut-Off: 04/22/2013 5:00 PM EST | |
| 0575-13 |
April 08, 2013 | Depositary Fees Notification WuXi PharmaTech (Cayman) Inc. CUSIP: 929352102 JPMorgan Chase Bank, N.A. | |
| 0563-13 |
April 08, 2013 | Depositary Fees Notification Ninetowns Internet Technology Group Company Limited CUSIP: 654407105 JPMorgan Chase Bank, N.A. | |
| 0562-13 |
April 08, 2013 | Tax Relief – Country: Sweden Svenska Cellulosa CUSIP: 869587402 Record Date: 04/15/2013 Payable Date: TBA EDS Cut-Off: 04/16/2013 8:00 PM EST Documentation Cut-Off: 4/16/13 5PM EST | |
| 586-13 |
April 05, 2013 | Tax Relief - Country: Ireland ACCENTURE PLC– CUSIP: G1151C101 Record Date: 04/12/13 Pay Date: 05/15/13 EDS Cut-Off Date: 05/02/13 Post Payable EDS Window Cut-off : 05/23/13 | |
| 0581-13 |
April 05, 2013 | Optional Dividend: Banco Santander S.A. CUSIP: 05964H105 Record Date: 04/11/13 Payable Date: On or around 05/10/13 Rate: Approximately 0.146 Euro per share equivalent to approx .187157 USD per ADR DTC EDS Cut-Off: 04/18/13 no later than 8:00 P.M. New York time | |
| 0509-13 |
April 05, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/24/11 0.010% 14 CUSIPs: 064255AF9/J04237AQ6 RECORD DATE: 05/17/2013 PAYABLE DATE: 05/24/2013 EDS Cut-Off: 05/21/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 0508-13 |
April 05, 2013 | Tax Relief – Country: Japan GCB144A BANK OF TOKYO D02/26/13 0.010% 16 CUSIPs: 064255AK8/J0423YBD5 RECORD DATE: 05/20/2013 PAYABLE DATE: 05/28/2013 EDS Cut-Off: 05/22/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 0574-13 |
April 04, 2013 | Depositary Fees Notification AirMedia Group Inc. CUSIP: 009411109 JPMorgan Chase Bank, N.A. | |
| 0573-13 |
April 04, 2013 | Depositary Fees Notification OJSC Rostelecom CUSIP: 778529107 JPMorgan Chase Bank, N.A. | |
| 0561-13 |
April 04, 2013 | Tax Relief - Country: The Netherlands Randstad Holding N.V. CUSIP: 75279Q108 Record Date: 4/5/13 Payable Date: TBA EDS Cut-Off Date: 05/17/13 8.00 PM (EST) | |
| 0560-13 |
April 04, 2013 | Tax Relief – Country: Japan Sky Perfect Jsat CUSIP: 83083K101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0559-13 |
April 04, 2013 | Important Tax Information KKR Financial Holdings LLC 7.375% Series A LLC Preferred Shares CUSIP: 48248A603 | |
| 0558-13 |
April 04, 2013 | Tax Relief - Country: Sweden VOLVO AB – CUSIP: 928856400 Record Date: 04/09/2013 Pay Date: TBA EDS Cut-Off Date: 04/10/2013 8PM EST Documentation Cut-Off Date: 4/10/13 5PM EST | |
| 0510-13 |
April 04, 2013 | Tax Relief – Country: Japan GCB JAPAN FINANCE F D05/18/11 02.500% NM16 CUSIP: 471065AG7 Record Date: 05/03/13 Payable Date: 05/18/13 EDS Cut-Off: 05/10/2013 8:00 P.M. EST | |
| 0278-13 |
April 04, 2013 | Country: Spain, Telefonica Emisiones, S.A.U. CUSIP: VARIOUS CUSIPs | |
| 0557-13 |
April 03, 2013 | Tax Relief: Country: Denmark H Lundbeck A/S: 40422M206 Record Date: 03/26/13 Payable Date: 04/03/13 | |
| 0530-13 |
April 03, 2013 | Tax Relief – Country: FINLAND UPM KYMMENE CUSIP: 915436109 Record Date: 04/09/2013 Payable Date: 04/26/2013 EDS Cut-Off: 04/11/2013 8:00 P.M DOCUMENTATION RECEIPT DEADLINE (ALL TIMES EST) 5:00 P.M. | |
| 0529-13 |
April 03, 2013 | Tax Relief – Country: Germany CARL ZEISS MEDITEC AG CUSIP: 14218T105 Record Date: 03/05/2013 Payable Date: 03/21/2013 PRIMARY BATCH EDS Cut-Off: 04/12/2013 8:00 P.M SECONDARY BATCH EDS Cut-Off: 05/10/2013 8:00 P.M | |
| 0281-13 |
April 03, 2013 | Tax Relief - Country: Switzerland Swisscom – CUSIP: 871013108 Record Date: 04/10/13 Payable Date: 05/24/13 EDS Cut-Off Date: 04/19/2013 8:00 PM EST Documentation Cut-Off Date: 04/19/2013 5:00 PM EST | |
| 577-13 |
April 02, 2013 | Tax Relief - Country: Sweden L.M. Ericsson Telephone CUSIP: 294821608 Record Date: 04/12/13 Pay Date: TBD EDS Cut-Off Date: 04/17/2013 8:00 PM EST. Documentation Cut-off date: 04/17/13 5:00 PM EST. | |
| 0579-13 |
April 02, 2013 | TaxRelief – Country: Belgium AGEAS S.A. CUSIP: 00844W208 Record Date: 04/25/2013 Payable Date: 05/13/2013 | |
| 0578-13 |
April 02, 2013 | TaxRelief – Country: Spain ABERTIS INFRAESTRUCTURAS CUSIP: 003381100 Record Date: 04/02/2013 Payable Date: 04/18/2013 | |
| 0528-13 |
April 02, 2013 | Tax Relief – Country: Japan FUJI ELECTRIC HOLDINGS CO LTD CUSIP: 35955T107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0571-13 |
April 01, 2013 | Tax Relief – Country: Australia COCHLEAR CUSIP: 191459205 Record Date: 02/26/2013 Payable Date: 03/27/2013 | |
| 0556-13 |
April 01, 2013 | Tax Relief – Country: Japan Wacoal Holdings Corporation CUSIP: 930004205 Record Date: 03/28/2013 Payable Date: TBA EDS Cut‐Off: 04/08/2013 8:00 P.M. (EST) | |
| 0555-13 |
March 28, 2013 | Tax Relief – Country: Japan Yamato Holdings Co. CUSIP: 98463V105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0554-13 |
March 28, 2013 | Tax Relief – Country: Japan Yahoo Japan Corp. CUSIP: 98433V102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0553-12 |
March 28, 2013 | Tax Relief – Country: Japan West Japan Corporation CUSIP: 953432101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0552-13 |
March 28, 2013 | Tax Relief – Country: Japan Toyota Industries Corp. CUSIP: 892330101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0551-13 |
March 28, 2013 | Tax Relief – Country: Japan Toyoda Gosei Co. LTD CUSIP: 892316100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0550-13 |
March 28, 2013 | Tax Relief – Country: Japan Toshiba Corporation CUSIP: 891493306 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0549-13 |
March 28, 2013 | Tax Relief – Country: Japan Tokyu Corp. CUSIP: 889144101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0548-13 |
March 28, 2013 | Tax Relief – Country: Japan Tokyo Gas Co. LTD CUSIP: 889115101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0547-13 |
March 28, 2013 | Tax Relief – Country: Japan Tokyo Electron LTD CUSIP: 889110102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0546-13 |
March 28, 2013 | Tax Relief – Country: Japan Tohoku Electric Power CUSIP: 88907E108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0545-13 |
March 28, 2013 | Tax Relief – Country: Japan Terumo Corp. CUSIP: 88156J105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0544-13 |
March 28, 2013 | Tax Relief – Country: Japan Takata Corporation CUSIP: 87405B103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0543-13 |
March 28, 2013 | Tax Relief – Country: Japan T and D Holdings Inc. CUSIP: 872120100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0542-13 |
March 28, 2013 | Tax Relief – Country: Japan Suzuki Motor Corporation CUSIP: 86959X107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0541-13 |
March 28, 2013 | Tax Relief – Country: Japan Sumitomo Heavy Industries LTD CUSIP: 865620108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0540-13 |
March 28, 2013 | Tax Relief – Country: Japan Sumitomo Chemical Co. LTD CUSIP: 865612105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0539-13 |
March 28, 2013 | Tax Relief – Country: Japan Sony Financial Holdings Inc. CUSIP: 835707100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0538-13 |
March 28, 2013 | Tax Relief – Country: Japan Softbank Corp CUSIP: 83404D109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0512-13 |
March 28, 2013 | Depositary Fees Notification Net Servicos de Comunicacap S.A. CUSIP: 64109T201 JPMorgan Chase Bank, N.A. | |
| 0487-13 |
March 28, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 04/05/13 Payable Date: 04/19/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 04/08/13 no later than 8:00 P.M. NY time | |
| 0464-13 |
March 28, 2013 | Tax Relief – Country: Japan GCB JAPAN FIN CORP F D04/21/05 4.625% AO15 Record Date: 04/01/2013 Payable Date: 04/21/2013 CUSIP: 471060AN3 EDS Cutoff Date: 04/12/2013 8:00 PM (EST) | |
| 0568-13 |
March 27, 2013 | Tax Relief – Country: Japan OMRON CORPORATION CUSIP: 682151303 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0534-13 |
March 27, 2013 | Tax Relief – Country: Japan NIPPON STEEL AND SUMITOMO ELECTRIC CUSIP: 65461T101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0527-13 |
March 27, 2013 | Tax Relief – Country: Japan THE BANK OF YOKOHAMA LTD. CUSIP: 066011206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0526-13 |
March 27, 2013 | Tax Relief – Country: Japan HITACHI CONSTRUCTION MACHINERY CO LTD CUSIP: 43358L101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0525-13 |
March 27, 2013 | Tax Relief – Country: Japan HITACHI CHEMICAL CO LTD CUSIP: 43358K103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0524-13 |
March 27, 2013 | Tax Relief – Country: Japan FANUC LTD CUSIP: 307305102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0523-13 |
March 27, 2013 | Tax Relief – Country: Japan ELECTRIC POWER DEVELOPMENT CO LTD CUSIP: 28500N105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0522-13 |
March 27, 2013 | Tax Relief – Country: Japan EAST JAPAN RAILWAY COMPANY CUSIP: 273202101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0521-13 |
March 27, 2013 | Tax Relief – Country: Japan DENTSU INC CUSIP: 249034109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0520-13 |
March 27, 2013 | Tax Relief – Country: Japan DAITO TRUST CONSTRUCTION CO, LTD. CUSIP: 23405X100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0519-13 |
March 27, 2013 | Tax Relief – Country: Japan DAIKIN INDUSTRIES LTD. CUSIP: 23381B106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0518-13 |
March 27, 2013 | Tax Relief – Country: Japan DAIHATSU MOTOR CO., LTD CUSIP: 23381A108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0517-13 |
March 27, 2013 | Tax Relief – Country: Japan CENTRAL JAPAN RAILWAY COMPANY CUSIP: 153766100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0516-13 |
March 27, 2013 | BENESSE HOLDINGS INC. CUSIP: 081794109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0515-13 |
March 27, 2013 | Tax Relief – Country: Japan ASTELLAS PHARMA INC CUSIP: 04623U102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0514-13 |
March 27, 2013 | Tax Relief – Country: Japan AOZORA BANK LIMITED CUSIP: 037400108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0511-13 |
March 27, 2013 | Depositary Fees Notification Kcell JSC 144 A & REG S CUSIP: 48668G106 & 48668G205 Deutsche Bank Trust Company Americas | |
| 0507-13 |
March 27, 2013 | Depositary Fees Notification JSC TGK-5 CUSIP: 881459101 Bank of New York Mellon | |
| 0506-13 |
March 27, 2013 | Tax Relief – Country: Japan OSAKA GAS CO. LTD. CUSIP: 687739102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0505-13 |
March 27, 2013 | Tax Relief – Country: Japan NOMURA RESEARCH INSTITUTE LTD CUSIP: 65538C107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0504-13 |
March 27, 2013 | Tax Relief – Country: Japan NIPPON EXPRESS CO LTD CUSIP: 654563105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0503-13 |
March 27, 2013 | Tax Relief – Country: Japan MONEX GROUP INC. CUSIP: 60935V204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0502-13 |
March 27, 2013 | Tax Relief – Country: Japan MITSUI FUDOSAN CO LTD CUSIP: 60683M109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0501-13 |
March 27, 2013 | Tax Relief – Country: Japan MITSUI CHEMICALS, INC. CUSIP: 606836104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0499-13 |
March 27, 2013 | Tax Relief – Country: Japan MITSUBISHI CHEMICAL HOLDINGS CORP CUSIP: 606763100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0498-13 |
March 27, 2013 | Tax Relief – Country: Japan LIXIL GROUP CORPORATION CUSIP: 53931R103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0497-13 |
March 27, 2013 | Tax Relief – Country: Japan KURARAY CO., LTD. CUSIP: 50127R103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0496-13 |
March 27, 2013 | Tax Relief – Country: Japan KONICA MINOLTA HOLDINGS INC CUSIP: 50048B104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0495-13 |
March 27, 2013 | Tax Relief – Country: Japan KIKKOMAN CORP CUSIP: 49387U103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0494-13 |
March 27, 2013 | Tax Relief – Country: Japan KDDI CORPORATION CUSIP: 48667L106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0493-13 |
March 27, 2013 | Tax Relief – Country: Japan KANSAI ELECTRIC POWER CO CUSIP: 484602305 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0492-13 |
March 27, 2013 | Tax Relief – Country: Japan JTEKT CORPORATION CUSIP: 48124H102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0490-13 |
March 27, 2013 | Tax Relief – Country: Japan INPEX HOLDINGS INC CUSIP: 45790H101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0489-13 |
March 27, 2013 | Tax Relief – Country: Japan IDEMITSU KOSAN CO LTD CUSIP: 45166E104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0484-13 |
March 27, 2013 | Tax Relief – Country: Japan DAIWA SECURITIES GROUP INC CUSIP: 234064301 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0483-13 |
March 27, 2013 | Tax Relief – Country: Japan DAIICHI SANKYO KABUSHIKI CUSIP: 23381D102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0407-13 |
March 27, 2013 | Tax Relief – Country: Japan Shin-Etsu Chemical Co. LTD CUSIP: 824551105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0406-13 |
March 27, 2013 | Tax Relief – Country: Japan Seven Bank CUSIP: 81782G108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0405-13 |
March 27, 2013 | Tax Relief – Country: Japan Sekisui Chemical Co. LTD CUSIP: 81607R107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0404-13 |
March 27, 2013 | Tax Relief – Country: Japan Seiko Epson Corp. CUSIP: 81603X108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0403-13 |
March 27, 2013 | Tax Relief – Country: Japan Rohm Co. LTD CUSIP: 775376106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0402-13 |
March 27, 2013 | Tax Relief – Country: Japan Yamaha Corporation CUSIP: 984627109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0401-13 |
March 27, 2013 | Tax Relief - Country: Sweden Teliasonera AB – CUSIP: 87960M205 Record Date: 04/08/2013 Pay Date: 04/26/2013 EDS Cut-Off Date: 04/09/2013 8PM EST Documentation Cut-Off Date: 04/09/13 5PM EST | |
| 0302-13 |
March 27, 2013 | Optional Dividend: HSBC Holdings PLC CUSIP: 404280406 Record Date: 03/22/13 Payable Date: 05/08/13 Rate: $0.90 per ADS DTC EDS Cut-Off: 04/18/13 no later than 8:00 P.M. New York time | |
| 488-13 |
March 26, 2013 | Tax Relief - Country: Ireland Covidien PLC. – CUSIP: G2554F113 Record Date: 04/04/13 Pay Date: 05/03/13 EDS Cut-Off Date: 04/18/13 Post Payable EDS Window Cut-off : 05/07/13 | |
| 0513-13 |
March 26, 2013 | Tax Relief – Country: Japan HOYA CORPORATION CUSIP: 443251103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0491-13 |
March 26, 2013 | Tax Relief – Country: Japan JGC CORP. CUSIP: 466140100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0482-13 |
March 26, 2013 | Tax Relief – Country: Japan Fuji Film Holdings Corporation CUSIP: 35958N107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0481-13 |
March 26, 2013 | Tax Relief – Country: Japan DAIWA HOUSE INDUSTRY CO CUSIP: 234062206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0480-13 |
March 26, 2013 | Tax Relief – Country: Japan ALPS ELECTRIC CO., LTD. CUSIP: 021090204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0479-13 |
March 26, 2013 | Tax Relief – Country: Japan AJINOMOTO COMPANY INC. CUSIP: 009707100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0478-13 |
March 26, 2013 | Tax Relief – Country: Japan HINO MOTORS LTD CUSIP: 433406204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0477-13 |
March 26, 2013 | Tax Relief – Country: Japan FURUKAWA ELECTRIC CO LTD CUSIP: 361118102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0476-13 |
March 26, 2013 | Tax Relief – Country: Japan FUJITSU LIMITED CUSIP: 359590304 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0475-13 |
March 26, 2013 | Tax Relief – Country: Japan FUJI HEAVY INDUSTRIES LTD. CUSIP: 359556206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0474-13 |
March 26, 2013 | Tax Relief – Country: Japan EBARA CORPORATION CUSIP: 278614201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0473-13 |
March 26, 2013 | Tax Relief – Country: Japan DENSO CORPORATION CUSIP: 24872B100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0472-13 |
March 26, 2013 | Tax Relief – Country: Japan CHIYODA CORPORATION CUSIP: 17025X102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0471-13 |
March 26, 2013 | Tax Relief – Country: Japan CASIO COMPUTER CO., LTD CUSIP: 147618201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0470-13 |
March 26, 2013 | Tax Relief – Country: Japan ASAHI KASEI CORPORATION CUSIP: 043400100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0469-13 |
March 26, 2013 | Tax Relief – Country: Japan AMADA CO, LTD. CUSIP: 022631204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0468-13 |
March 26, 2013 | Tax Relief – Country: Japan AISIN SEIKI CO. LTD CUSIP: 00956Q106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0467-13 |
March 26, 2013 | AIDA ENGINEERING LTD CUSIP: 008712200 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0382-13 |
March 26, 2013 | TaxRelief - Country: Denmark Novo Nordisk – CUSIP: 670100205 Record Date: 03/25/13 Pay Date: 04/02/13 EDS Cut-Off Date: 4/12/13 Post Payable EDS window cut-off 2: 5/24/2013 Post Payable EDS window cut-off 3: 7/25/2013 | |
| 0371-13 |
March 26, 2013 | Tax Relief – Country: Japan Unicharm Corporation CUSIP: 90460M204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0370-13 |
March 26, 2013 | Tax Relief – Country: Japan Toyota Motor Corporation CUSIP: 892331307 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0369-13 |
March 26, 2013 | Tax Relief – Country: Japan Toppan Printing CUSIP: 890747306 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0368-13 |
March 26, 2013 | Tax Relief – Country: Japan Takeda Pharmaceutical CUSIP: 874060205 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0366-13 |
March 26, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Trust Holdings CUSIP: 86562X106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0365-13 |
March 26, 2013 | Tax Relief – Country: Japan Shiseido Company LTD. CUSIP: 824841407 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0364-13 |
March 26, 2013 | Tax Relief – Country: Japan Shinsei Bank LTD. CUSIP: 824631105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0363-13 |
March 26, 2013 | Tax Relief – Country: Japan Sega Sammy Holdings Inc. CUSIP: 815794102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0346-13 |
March 26, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 03/31/13 Payable Date: 04/15/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 04/01/13 no later than 8:00 P.M. NY time | |
| 349-13 |
March 25, 2013 | Tax Relief - Country: Sweden Getinge AB – CUSIP: 37427X104 Record Date: 03/26/13 Pay Date: TBD EDS Cut-Off Date: 03/27/2013 8:00 PM EST. Documentation Cut-Off: 3/27/2013 5:00 PM EST” | |
| 348-13 |
March 25, 2013 | Tax Relief - Country: Sweden Electrolux – CUSIP: 010198208 Record Date: 04/02/13 Pay Date: TBD EDS Cut-Off Date: 04/03/2013 8:00 PM EST. Documentation Cut-Off: 04/03/2013 5:00 PM EST” | |
| 0466-13 |
March 25, 2013 | Tax Relief – Country: Japan HOCHIKI CORP CUSIP: 434143202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0465-13 |
March 25, 2013 | Tax Relief – Country: Japan HITACHI METALS CUSIP: 433584208 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0463-13 |
March 25, 2013 | Tax Relief – Country: Japan OTSUKA CUSIP: 689164101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0462-13 |
March 25, 2013 | Tax Relief – Country: Japan ORIENTAL LAND CUSIP: 68620X104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0461-13 |
March 25, 2013 | Tax Relief – Country: Japan ONO PHARMACEUTICAL CUSIP: 682736103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0460-13 |
March 25, 2013 | Tax Relief – Country: Japan NITTO DENKO CORPORATION CUSIP: 654802206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0459-13 |
March 25, 2013 | Tax Relief – Country: Japan NIPPON SUISAN KAISHA LTD CUSIP: 654620202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0458-13 |
March 25, 2013 | Tax Relief – Country: Japan NIPPON KAYAKU CUSIP: 654573104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0457-13 |
March 25, 2013 | Tax Relief – Country: Japan NINTENDO CO., LTD. CUSIP: 654445303 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0456-13 |
March 25, 2013 | Tax Relief – Country: Japan NIFCO INC CUSIP: 654101203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0455-13 |
March 25, 2013 | Tax Relief – Country: Japan MATSUI SECURITIES CO LTD CUSIP: 576875207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0454-13 |
March 25, 2013 | Tax Relief – Country: Japan JX HOLDINGS, INC. CUSIP: 466295102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0453-13 |
March 25, 2013 | Tax Relief – Country: Japan JAPAN STEEL WORKS LTD CUSIP: 471100206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0452-13 |
March 25, 2013 | Tax Relief – Country: Japan ITOCHU CORPORATION CUSIP: 465717106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0400-13 |
March 25, 2013 | Depositary Fees Notification Gafisa SA 144A & ADS CUSIP: 362607103 & 362607301 Citibank | |
| 0399-13 |
March 25, 2013 | Tax Relief – Country: Japan Renesas Electronics Corporation CUSIP: 75972B101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0398-13 |
March 25, 2013 | Tax Relief – Country: Ireland Willis Group Holdings PLC - CUSIP: G96666105 Record Date: 03/28/2013 Payable Date: 04/15/2013 EDS Cut-Off: 04/5/2013 8:00 P.M. Post Payable EDS Window Cut-off : 04/22/2013 by 8 PM | |
| 0397-13 |
March 25, 2013 | Tax Relief – Country: Japan Toyo Suisan Kaisha CUSIP: 892306200 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0396-13 |
March 25, 2013 | Tax Relief – Country: Japan Toto LTD. CUSIP: 891515207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0395-13 |
March 25, 2013 | Tax Relief – Country: Japan Taiyo Yuden Co., LTD. CUSIP: 874047202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0394-13 |
March 25, 2013 | Tax Relief – Country: Japan Sumitomo Electric Industries LTD. CUSIP: 865617203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0393-13 |
March 25, 2013 | Tax Relief – Country: Japan Secom CO CUSIP: 813113206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0392-13 |
March 25, 2013 | Tax Relief – Country: Japan Toyobo Co. LTD CUSIP: 892314204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0391-13 |
March 25, 2013 | Tax Relief – Country: Japan Toray Industries Inc. CUSIP: 890880206 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0390-13 |
March 25, 2013 | Tax Relief – Country: Japan Tokyo Electric Power Co. CUSIP: 889109104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0389-13 |
March 25, 2013 | Tax Relief – Country: Japan Shizuoka Bank LTD CUSIP: 824882203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0388-13 |
March 25, 2013 | Tax Relief – Country: Japan Sharp Corporation CUSIP: 819882200 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0329-13 |
March 25, 2013 | Tax Relief – Country: Japan HACHIJUNI BANK LTD CUSIP: 404508202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0328-13 |
March 25, 2013 | Tax Relief – Country: Japan FUNAI ELECTRIC CO CUSIP: 36076N201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0327-13 |
March 25, 2013 | Tax Relief – Country: Japan DAIBIRU CORPORATION CUSIP: 233920107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0326-13 |
March 25, 2013 | Tax Relief – Country: Japan COSMO OIL CUSIP: 221299100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0325-13 |
March 25, 2013 | Tax Relief – Country: Japan BROTHER INDS LTD CUSIP: 114813207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0324-13 |
March 25, 2013 | AIFUL CORPORATION CUSIP: 00873N103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0280-13 |
March 25, 2013 | *****One Day Window***** Tax Relief – Country: Finland Metso CUSIP: 592671101 Record Date: 04/04/2013 Payable Date: 04/22/2013 EDS Cut-Off: 04/05/2013 8:00 P.M EST Documentation Cut-Off: 04/05/2013 5:00 PM EST | |
| 0451-13 |
March 22, 2013 | Tax Relief – Country: Japan OJI PAPER CUSIP: 678123100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0450-13 |
March 22, 2013 | Tax Relief – Country: Japan NSK LTD. CUSIP: 670184100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0449-13 |
March 22, 2013 | Tax Relief – Country: Japan MURATA MANUFACTURING CO CUSIP: 626425102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0448-13 |
March 22, 2013 | Tax Relief – Country: Japan MS & AD INSURANCE GROUP HOLDINGS, INC. CUSIP: 553491101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0447-13 |
March 22, 2013 | Tax Relief – Country: Japan MITSUI O.S.K. LINES LTD CUSIP: 60685L109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0446-13 |
March 22, 2013 | Tax Relief – Country: Japan MITSUBISHI ELECTRIC CORP CUSIP: 606776201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0445-13 |
March 22, 2013 | Tax Relief – Country: Japan MEDIPAL HOLDINGS CORP CUSIP: 58502T107 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0444-13 |
March 22, 2013 | Tax Relief – Country: Japan MARUBENI CORPORATION CUSIP: 573810207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0443-13 |
March 22, 2013 | Tax Relief – Country: Japan KYUSHU ELECTRIC POWER CUSIP: 501590103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0442-13 |
March 22, 2013 | Tax Relief – Country: Japan KAJIMA CORPORATION CUSIP: 483111209 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0441-13 |
March 22, 2013 | Tax Relief – Country: Japan JSR CORP CUSIP: 46632X106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0440-13 |
March 22, 2013 | Tax Relief – Country: Japan ISUZU MOTORS LIMITED CUSIP: 465254209 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0439-13 |
March 22, 2013 | Tax Relief – Country: Japan NIKON CORPORATION CUSIP: 654111202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0438-13 |
March 22, 2013 | Tax Relief – Country: Japan MITSUBISHI ESTATE COMPANY LIMITED CUSIP: 606783207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0437-13 |
March 22, 2013 | Tax Relief – Country: Japan MARUI GROUP CO., LTD CUSIP: 573814308 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0422-13 |
March 22, 2013 | Tax Relief – Country: Japan OLYMPUS CORPORATION CUSIP: 68163W109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0421-13 |
March 22, 2013 | Tax Relief – Country: Japan NTT DOCOMO INC CUSIP: 62942M201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0420-13 |
March 22, 2013 | Tax Relief – Country: Japan NOMURA HOLDINGS INC. CUSIP: 65535H208 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0419-13 |
March 22, 2013 | Tax Relief – Country: Japan NIPPON YUSEN KABUSHIKI KAISHA CUSIP: 654633304 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0418-13 |
March 22, 2013 | Tax Relief – Country: Japan NIPPON SHOKUBAI CO, LTD. CUSIP: 48283C100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0417-13 |
March 22, 2013 | Tax Relief – Country: Japan MORI SEIKI CO. LTD. CUSIP: 617578109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0416-13 |
March 22, 2013 | Tax Relief – Country: Japan MIZUHO FINANCIAL GROUP INC. CUSIP: 60687Y109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0415-13 |
March 22, 2013 | Tax Relief – Country: Japan MITSUBISHI UFJ FINANCIAL GROUP CUSIP: 606822104 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0414-13 |
March 22, 2013 | Tax Relief – Country: Japan MITSUBISHI CORP CUSIP: 606769305 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0413-13 |
March 22, 2013 | Tax Relief – Country: Japan MINEBEA CO LTD CUSIP: 602725301 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0412-13 |
March 22, 2013 | Tax Relief – Country: Japan MAKITA CORPORATION CUSIP: 560877300 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0410-13 |
March 22, 2013 | Tax Relief – Country: Japan KOMATSU LTD CUSIP: 500458401 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0409-13 |
March 22, 2013 | Tax Relief – Country: Japan KAWASAKI HEAVY INDUSTRIES, LTD. CUSIP: 486359201 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0408-13 |
March 22, 2013 | Tax Relief – Country: Japan INTERNET INITIATIVE JAPAN CUSIP: 46059T109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0387-13 |
March 22, 2013 | Depositary Fees Notification MD Medical Group Investments 144 A & REG S CUSIPS: 55279C101 & 55279C200 JPMorgan Chase Bank, N.A. | |
| 0386-13 |
March 22, 2013 | Tax Relief - Country: Sweden Svenska Handelsbanken AB – CUSIP: 86959C103 Record Date: 03/25/2013 Pay Date: 04/12/2013 EDS Cut-Off Date: 03/26/2013 8PM EST Documentation Cut-Off Date: 03/26/2013 5PM EST | |
| 0385-13 |
March 22, 2013 | Tax Relief – Country: Japan Santen Pharmaceutical CUSIP: 80287P100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0384-13 |
March 22, 2013 | Tax Relief - Country: Ireland XLIT LTD. Series “E” Preference Ordinary shares – CUSIP: 98372PAJ7 Record Date: 04/01/13 Pay Date: 04/15/13 EDS Cut-Off Date: 04/08/2013 Post Payable EDS Window Cut-off : 04/22/13 | |
| 0383-13 |
March 22, 2013 | Tax Relief – Country: Japan Yokogawa Electric CUSIP: 986008100 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0381-13 |
March 22, 2013 | Tax Relief – Country: Japan USS CO LTD CUSIP: 90344T102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0380-13 |
March 22, 2013 | Tax Relief – Country: Japan Tokyu Land Corporation CUSIP: 889146205 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0379-13 |
March 22, 2013 | Tax Relief – Country: Japan THK CO CUSIP: 872434105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0378-13 |
March 22, 2013 | Tax Relief – Country: Japan Teijin LTD CUSIP: 879063204 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0377-13 |
March 22, 2013 | Tax Relief – Country: Japan Taisei Corporation CUSIP: 874018203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0376-13 |
March 22, 2013 | Tax Relief – Country: Japan Taiheiyo Cement Corporation CUSIP: 87401G106 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0375-13 |
March 22, 2013 | Tax Relief – Country: Japan Sysmex Corporation CUSIP: 87184P109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0374-13 |
March 22, 2013 | Tax Relief – Country: Japan Suruga Bank Limited CUSIP: 869007203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0323-13 |
March 22, 2013 | Tax Relief – Country: Japan DAI NIPPON PRINTING CUSIP: 233806306 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0322-13 |
March 22, 2013 | Tax Relief – Country: Japan BELLUNA CO. LTD. CUSIP: 07986W102 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0321-13 |
March 22, 2013 | Tax Relief – Country: Japan Tax Relief – Country: Japan ARISAWA MANUFACTURING . CUSIP: 04040P207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0320-13 |
March 22, 2013 | Tax Relief – Country: Japan ALL NIPPON AIRWAYS CO. CUSIP: 016630303 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0319-13 |
March 22, 2013 | Tax Relief – Country: Japan ACOM CO. CUSIP: 004845202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0318-13 |
March 22, 2013 | Tax Relief – Country: Japan HITACHI LTD CUSIP: 433578507 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0423-13 |
March 21, 2013 | Tax Relief – Country: Japan ORIX CORPORATION CUSIP: 686330101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0411-13 |
March 21, 2013 | Tax Relief – Country: Japan KYOCERA CORPORATION CUSIP: 501556203 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0373-13 |
March 21, 2013 | Tax Relief - Country: Sweden SWEDBANK AB – CUSIP: 870195104 Record Date: 03/25/13 Pay Date: TBD EDS Cut-Off Date: 03/26/2013 8PM EST Documentation Cut-Off 3/26/13 5PM EST | |
| 0372-13 |
March 21, 2013 | Depositary Fees Notification Bahamas Petroleum CUSIP: 056742109 Bank of New York Mellon | |
| 0362-13 |
March 20, 2013 | Tax Relief – Country: Japan Ricoh Company LTD CUSIP: 765658307 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0361-13 |
March 20, 2013 | Tax Relief – Country: Japan Sumitomo Mitsui Financial Group CUSIP: 86562M209 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0360-13 |
March 20, 2013 | Tax Relief – Country: Japan TDK Corporation CUSIP: 872351408 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 347-13 |
March 19, 2013 | Subject: Tax Relief - Country: South Africa ANGLOGOLD ASHANTI CUSIP: 035128206 Record Date: 03/15/2013 Payable Date: 04/08/2013 EDS Relief-At-Source Cut-Off Date: 03/22/2013 8:00 PM | |
| 279-13 |
March 19, 2013 | Tax Relief - Country: New Zealand Telecom Corporation of New Zealand. – CUSIP: 879278208 Record Date: 03/14/2013 Payable Date: 04/12/2013 EDS Cut-Off Date: 03/22/2013 at 8:00 PM EST | |
| 257-13 |
March 19, 2013 | Tax Relief - Country: Ireland CRH– CUSIP: 12626K203 Record Date: 03/08/2013 Pay Date: 05/20/2013 EDS Cut-Off Date: 03/21/2013 | |
| 0367-13 |
March 19, 2013 | California State Treasury Issues Payable April 1, 2013 | |
| 0359-13 |
March 19, 2013 | Tax Relief – Country: Japan Yaskawa Electric CUSIP: 985087105 Record Date: 03/19/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. | |
| 0358-13 |
March 19, 2013 | Depositary Fees Notification IDGC-Pref-144A CUSIP: 46071X302 Bank of New York Mellon | |
| 0357-13 |
March 19, 2013 | Depositary Fees Notification Paramount Communications – Reg. S CUSIP: 69921M102 Bank of New York Mellon | |
| 0356-13 |
March 19, 2013 | Depositary Fees Notification Hinduja Foundries – Reg. S CUSIP: 43321P106 Bank of New York Mellon | |
| 0355-13 |
March 19, 2013 | Depositary Fees Notification O2Micro International CUSIP: 67107W100 Bank of New York Mellon | |
| 0353-13 |
March 19, 2013 | Depositary Fees Notification Eternit S.A. CUSIP: 29760F105 Bank of New York Mellon | |
| 0352-13 |
March 19, 2013 | Depositary Fees Notification BDO Unibank – 144A & Reg. S CUSIP: 05537Y106 & 05537Y205 Bank of New York Mellon | |
| 0350-13 |
March 19, 2013 | Petrobakken Energy Ltd.(Stock Dividend Program) CUSIP: 71647L103 Record Date: 03/31/13 Payable Date: 04/15/13 Rate: 0.08 CAD per share DTC EDS Cut-Off: 04/03/13, 8:00 P.M., New York time | |
| 0345-13 |
March 19, 2013 | TaxRelief – Country: Japan GCB REGS / 144A Resona Bank F D079/15/05 5.850% AO99 CUSIP: J64480AC0 / 76117JAB4 Record Date: 04/01/2013 Payable Date: 04/15/2013 EDS C/O Date: 04/09/2013 8:00 PM (EST) | |
| 0344-13 |
March 19, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AL5 Record Date: 03/25/2013 Payable Date: 04/09/2013 | |
| 0343-13 |
March 19, 2013 | Country: Spain, BBVA International Preferred, S.A. Unipersonal CUSIP: 05530RAB4 Record Date: 04/03/2013 Payable Date: 04/18/2013 | |
| 0342-13 |
March 19, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 03/28/2013 Payable Date: 04/12/2013 | |
| 0341-13 |
March 19, 2013 | Rights Offering: Dundee Energy Ltd CUSIP: 26518Q102 Rights CUSIP: 26518Q110 Record Date: 03/12/13 Expiration Date & Time: 04/04/13 at 5:00 p.m. Toronto Time Rate: 1:1 | |
| 0334-13 |
March 19, 2013 | Depositary Fees Notification X5 Retail Group – 144A & Reg. S CUSIP: 98387E106 & 98387E205 Bank of New York Mellon | |
| 0333-13 |
March 19, 2013 | Depositary Fees Notification Deutsche Lufthansa AG CUSIP: 251561304 Deutsche Bank Trust Company Americas | |
| 0314-13 |
March 19, 2013 | TaxRelief – Country: Japan GCB 144A/Regs Sumitomo Banking D07/22/05 5.625% AO99 CUSIP: 865622AB0 / J7771KGY7 Record Date: 04/01/2013 Payable Date: 04/15/2013 EDS C/O Date: 04/09/2013 8:00 PM (EST) | |
| 0313-13 |
March 19, 2013 | Tax Relief – Country: Japan GCB 144A/REGS Chuo Mitsui D02/24/08 5.506% A099 CUSIP: 17133PAA6 / J0753MAA8 Record Date: 04/01/2013 Payable Date: 04/15/2013 EDS C/O Date: 04/09/2013 8:00 PM (EST) | |
| 0332-13 |
March 18, 2013 | Important Tax Information The Carlyle Group CUSIP: 14309L102 | |
| 0312-13 |
March 18, 2013 | Tax Relief – Country: France Security: TOTAL CUSIP: 89151E109 Record Date: 03/15/2013 Payable Date: 04/11/2013 EDS Cut-Off: 03/22/2013 8:00 P.M. (EST) | |
| 330-13 |
March 15, 2013 | Tax Relief - Country: Sweden NORDEA BANK AB – CUSIP: 65557A206 Record Date: 03/19/13 Pay Date: TBA EDS Cut-Off: 03/20/2013 8:00 PM EST. Documentation Cut-Off: 3/20/2013 5:00 PM EST | |
| 0331-13 |
March 14, 2013 | Depositary Fees Notification Partner Communications Co. LTD CUSIP: 70211M109 Citibank | |
| 0294-13 |
March 14, 2013 | Tax Relief – Country: Japan Tokio Marine Holdings CUSIP: 889094108 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0293-13 |
March 14, 2013 | Tax Relief – Country: Japan Sumitomo Corporation CUSIP: 865613103 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. | |
| 0292-13 |
March 14, 2013 | Tax Relief – Country: Japan Sony Corporation CUSIP: 835699307 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. | |
| 0286-13 |
March 14, 2013 | Tax Relief – Country: Japan GCB144A & REG S NIPPON LIFE IN D10/18/12 05.000% AO42 CUSIPS: 654579AA9 & J54675AA1 RECORD DATE: 04/03/2013 PAYABLE DATE: 04/18/2013 EDS Cut-Off: 04/11/2013 8:00 P.M. EST | |
| 0317-13 |
March 13, 2013 | Tax Relief – Country: Japan HONDA MOTOR CO LTD CUSIP: 438128308 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0316-13 |
March 13, 2013 | Tax Relief – Country: Japan EISAI CORPORATION CUSIP: 282579309 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0315-13 |
March 13, 2013 | Tax Relief – Country: Japan Advantest Corporation CUSIP: 00762U200 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M | |
| 0311-13 |
March 13, 2013 | Tax Relief – Country: Japan PANASONIC CORPORATION CUSIP: 69832A205 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0310-13 |
March 13, 2013 | Tax Relief – Country: Japan NISSAN CORPORATION CUSIP: 654744408 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0309-13 |
March 13, 2013 | Tax Relief – Country: Japan NIPPON T&T CORPORATION CUSIP: 654624105 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0308-13 |
March 13, 2013 | Tax Relief – Country: Japan NIDEC CORPORATION CUSIP: 654090109 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0307-13 |
March 13, 2013 | Tax Relief – Country: Japan MITSUI & CO LTD CUSIP: 606827202 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0306-13 |
March 13, 2013 | Tax Relief – Country: Japan KUBOTA CORPORATION CUSIP: 501173207 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0305-13 |
March 13, 2013 | Tax Relief – Country: Japan KONAMI CORPORATION CUSIP: 50046R101 Record Date: 03/28/2013 Payable Date: TBA EDS Cut-Off: 04/08/2013 8:00 P.M. (EST) | |
| 0288-13 |
March 13, 2013 | Tax Relief – Country: Japan GCB ORIX CORPORATION D04/27/10 4.710% AO15 CUSIP: 686330AE1 RECORD DATE: 04/12/2013 PAYABLE DATE: 04/27/2013 EDS Cut-Off: 04/19/2013 8:00 P.M. EST | |
| 0287-13 |
March 13, 2013 | Tax Relief – Country: Japan SUMITOMO MITSU D07/22/11 0.010 % 14 CUSIPS: 865622AM6 & J7771KNX1 Record Date: 04/07/13 Payable Date: 04/22/13 EDS Cut-Off: 04/16/13 8:00 P.M. (EST) | |
| 0285-13 |
March 13, 2013 | Tax Relief – Country: Japan GCB144A DEVELOPMENT BK D10/05/11 01.625% AO16 CUSIP: 25159MAM9 RECORD DATE: 04/01/2013 PAYABLE DATE: 04/05/2013 EDS Cut-Off: 04/03/2013 8:00 P.M. EST TWO DAYS EDS CUT OFF | |
| 304-13 |
March 12, 2013 | Tax Relief - Country: The Netherlands Chicago Bridge & Iron N.V. CUSIP: 167250109 Record Date: 03/18/13 Payable Date: 03/28/13 | |
| 277-13 |
March 12, 2013 | ****Revised**** Tax Relief - Country: Switzerland Roche Holding Ltd – CUSIP: 771195104 Record Date: 03/11/13 Pay Date: 04/11/13 EDS Cut-Off Date: 03/15/2013 at 8:00 PM EST Documentation Cut-Off Date: 03/15/2013 at 5:00 PM EST | |
| 0296-13 |
March 12, 2013 | Rights Offering: Bluelinx Holdings, Inc. CUSIP 09624H109 Rights CUSIP: 09624H125 Record Date: 03/04/13 Expires: 3/27/13@ 5:00 P.M. Eastern time, subject to extension or early termination Rate: One Right for each share of common stock held. | |
| 0291-13 |
March 12, 2013 | Inportant Tax Information Mindesta Provides Tax information on its January 25, 2012 Distribution to Shareholders (Final Taxable Dividend Per Share and Return of Capital Per Share)" | |
| 0290-13 |
March 12, 2013 | Tax Relief - Country: The Philippines Philippine Long Distance Telephone Company CUSIP: 718252604 Record Date: 03/18/13 Payable Date: 04/25/13 EDS Cut-Off Date: 03/22/13 8.00 PM (EST) | |
| 0178-13 |
March 08, 2013 | Husky Energy Inc. (Stock Dividend Program) CUSIP: 448055103 Record Date: 03/07/2013 Payable Date: 04/01/2013 Rate: CDN $0.30 per share DTC EDS Cut-Off: 03/08/2013 no later than 8:00 P.M. NY time | |
| 289-13 |
March 06, 2013 | Tax Relief - Country: Ireland EATON CORP PLC– CUSIP: G29183103 Record Date: 03/11/13 Pay Date: 03/2/13 EDS Cut-Off Date: 03/15/2013 Post Payable EDS Window Cut-off : 04/02/2013 | |
| 0284-13 |
March 06, 2013 | Tax Relief – Country: Japan 144A/ REGS MIZUHO CORPORAT D10/17/12 02.950% AO22 CUSIPS: 60688QAD7 / J46196BB6 RECORD DATE: 03/27/2013 PAYABLE DATE: 04/17/2013 EDS Cut-Off: 04/10/2013 8:00 P.M. EST | |
| 0283-13 |
March 06, 2013 | Tax Relief – Country: Japan 144A/REGS MIZUHO CORPORAT D10/17/12 01.550% AO17 CUSIPS: 60688QAC9 / J46196BA8 RECORD DATE: 03/27/2013 PAYABLE DATE: 04/17/2013 EDS Cut-Off: 04/10/2013 8:00 P.M. EST | |
| 0282-13 |
March 06, 2013 | Tax Relief – Country: Japan CB144A EACCESS LTD D04/01/11 08.250% OA18 GCBREGS EACCESS LTD D04/01/11 08.250% OA18 CUSIPS: 26938NAA9 & J12548AD5 Record Date: 03/15/13 Payable Date: 04/01/13 EDS Cut-Off: 03/22/13 8:00 P.M. EST | |
| 0273-13 |
March 06, 2013 | Depositary Fees Notification Phoenix New Media Limited CUSIP: 71910C103 Deutsche Bank Trust Company Americas | |
| 0272-13 |
March 06, 2013 | Depositary Fees Notification NQ Mobile Inc. CUSIP: 64118U108 Deutsche Bank Trust Company Americas | |
| 0261-13 |
March 06, 2013 | Rights Offering: Enersis S.A. CUSIP: 29274F104 Contra CUSIP: 29274F112 Record Date: 02/25/13 Expires: 03/21/13 no later than 2:15 P.M. NY time Rate: One ADS rights entitles the holder to .504 ADS rights | |
| 230-13 |
March 05, 2013 | Tax Relief – Country: Finland Amer Sports Corporation CUSIP: 023512205 Record Date: 03/12/2013 Payable Date: 04/11/2013 EDS Cut-Off: 03/20/2013 8:00 PM EST. Documentation Cut-Off: 3/20/2013 5:00 PM EST | |
| 225-13 |
March 05, 2013 | Rights Offering: Asian Mineral Resources Ltd CUSIP: 045173101 Rights CUSIP: 045173119 Record Date: 02/28/13 Rate: One (1) Right for each share held on record date. Expiration Date: 03/26/13 @ 4:00 P.M Toronto time | |
| 0271-13 |
March 05, 2013 | Depositary Fees Notification JSC Federal Grip Company of United Energy System CUSIPS: 313354102 & 313354201 Deutsche Bank Trust Company Americas | |
| 0270-13 |
March 05, 2013 | Finance Company of Pennsylvania. Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 317369106 | |
| 0258-13 |
March 05, 2013 | Tax Relief – Country: Finland WARTSILA CUSIP: 936544105 Record Date: 03/12/2013 Payable Date: 04/03/2013 EDS cut-off: 3/13/2013 8:00pm Documentation cut-off:3/13/2013 5:00pm EST | |
| 0268-13 |
March 04, 2013 | Optional Dividend Multiple Issues: H&Q Life Science Investors CUSIP: 404053100 Rate: $0.30 per share H&Q Healthcare Investors CUSIP: 404052102 Rate: $0.37 per share Record Date: 03/01/13 Payable Date: 03/28/13 DTC EDS Cut-Off: 03/18/13 no later than 8:00 P.M. New York time | |
| 0226-13 |
March 04, 2013 | Rights Offering: Community Financial Shares Inc. CUSIP 20366P100 Rights Contra CUSIP: 20366P993 Record Date: 12/20/12 Expires: 3/18/13@ 5:00 P.M. Eastern time subject to extension Rate: One Right for each share of common stock held. | |
| 0259-13 |
March 01, 2013 | Optional Dividends: ROYCE TRUSTS, R/D 03/06/13 , P/D 03/25/13 Royce Focus Trust Inc., CUSIP 78080N108, Rate : $0.10 in Cash or Stock Royce Value Trust Inc., CUSIP 780910105, Rate: $0.19 in Cash or Stock Royce Micro-Cap Trust Inc., CUSIP 780915104, Rate $0.13 in Cash or Stock DTC EDS Cut-off: 03/12/13 8:00 p.m. New York time | |
| 0229-13 |
March 01, 2013 | Tax Relief - Country: The Netherlands Nielsen Holdings N.V CUSIP: N63218106 Record Date: 03/06/13 Payable Date: 03/20/13 EDS Cut-Off Date: 03/14/13 8.00 PM (EST) Post Payable EDS Window: 03/21/2013 thru 04/04/2013 8.00 PM (EST) | |
| 0267-13 |
February 28, 2013 | Depositary Fees Notification Fibria Celulose SA CUSIP: 31573A109 Citibank | |
| 0266-13 |
February 28, 2013 | Depositary Fees Notification WSP Holdings Limited CUSIP: 92934F104 JPMorgan Chase Bank, N.A. | |
| 0265-13 |
February 28, 2013 | Depositary Fees Notification Pixelplus Co., LTD. CUSIP: 72582A201 JPMorgan Chase Bank, N.A. | |
| 231-13 |
February 27, 2013 | *****One Day Window***** TaxRelief – Country: Finland Kone OYJ CUSIP: 50048H101 Record Date: 02/28/2013 Payable Date: TBD EDS Cut-Off: 03/01/2013 8:00 PM EST Documentation Cut-Off: 03/01/2013 5:00PM EST | |
| 0264-13 |
February 27, 2013 | Tax Relief – Country: France Security: Hermes International CUSIP: 42751Q105 Record Date: 02/28/2013 Payable Date: TBA EDS Cut-Off: 03/07/2013 8:00 P.M. | |
| 0263-13 |
February 27, 2013 | Important Tax Information AST 1099 Questionnaire Summary for Perceptron Inc. (05067) CUSIP: 382381442 | |
| 0255-13 |
February 27, 2013 | Important Tax Information Orient Paper Inc. CUSIP: 68619F205 | |
| 0201-13 |
February 27, 2013 | Tax Relief – Country: Italy Intesa Sanpaolo S.p.A. CUSIP: 46115HAC1 Record Date: 05/09/2013 Payable Date: 05/24/2013 EDS Cut-Off: 05/23/2013 8:00 P.M | |
| 245-13 |
February 26, 2013 | Tax Relief – Country: Ireland Security: INGERSOLL-RAND CUSIP: G47791101 Record Date: 03/12/2013 Payable Date: 03/29/2013 EDS Cut-Off: 03/20/13 8:00 P.M. | |
| 0254-13 |
February 26, 2013 | Tax Relief – Country: Ireland Security: XL Group PLC CUSIP: G98290102 Record Date: 03/15/2013 Payable Date: 04/01/2013 EDS Cut-Off: 03/22/2013 8:00 P.M. EST. Post Pay EDS Cutoff: 04/04/2013 8:00 PM EST. | |
| 0253-13 |
February 26, 2013 | Depositary Fees Notification Diamond Bank – 144A CUSIP: 25256V109 Bank of New York Mellon | |
| 0252-13 |
February 26, 2013 | Depositary Fees Notification 3SBio Inc. CUSIP: 88575Y105 JPMorgan Chase Bank, N.A. | |
| 0251-13 |
February 26, 2013 | Depositary Fees Notification Webzen Inc. CUSIP: 94846M102 JPMorgan Chase Bank, N.A. | |
| 0250-13 |
February 26, 2013 | Depositary Fees Notification Charm Communciations LTD. CUSIP: 16112R101 JPMorgan Chase Bank, N.A | |
| 0249-13 |
February 26, 2013 | Depositary Fees Notification Catcher Technology Co. LTD. CUSIPS: 14912K103 & 14912K202 JPMorgan Chase Bank, N.A. | |
| 0248-13 |
February 26, 2013 | Depositary Fees Notification Farglory Land S.A – 144A & Reg S. CUSIPS: 30744V109 & 30744V208 JPMorgan Chase Bank, N.A. | |
| 0247-13 |
February 26, 2013 | Depositary Fees Notification Diagnosticos da America S.A – 144A & Reg S. CUSIPS: 25246T107 & 25246T206 JPMorgan Chase Bank, N.A. | |
| 0246-13 |
February 26, 2013 | Depositary Fees Notification Johnson Electric Holdings Limited CUSIP: 479087207 JPMorgan Chase Bank, N.A. | |
| 0243-13 |
February 25, 2013 | Important Tax Information Healthcare Trust of America Inc. CUSIPS: 42225P105, 42225P204, 42225P303 & 42225P402 | |
| 0242-13 |
February 25, 2013 | Important Tax Information The Carlyle Group L. P. Qualified Notice CUSIP: 14309L102 | |
| 0241-13 |
February 25, 2013 | Special Opportunities Fund, Inc. Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 84741T104 | |
| 0240-13 |
February 25, 2013 | Capital Southwest Corporation. Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 140501107 | |
| 0224-13 |
February 25, 2013 | Optional Dividend: Icahn Enterprises CUSIP: 451100101 Record Date: 02/21/13 Payable Date: on or about 04/15/13 Rate: $1.00 per Depository Unit DTC EDS Cut-Off: 03/13/13 no later than 8:00 P.M. New York time | |
| 0200-13 |
February 25, 2013 | Tax Relief - Country: The Netherlands LyondellBasell Industries N.V. CUSIP: N53745100 Record Date: 02/25/2013 Payable Date: 03/18/2013 EDS Relief-At-Source Cut-Off Date: 03/06/2013 8:00 PM EDS Post-Payable Window: 03/19/2013 8:00 AM thru 04/03/2013 8:00 PM | |
| 0244-13 |
February 22, 2013 | Tax Relief – Country: Japan Japan Retail Fund CUSIP: 471095208 Record Date: 02/27/2013 Payable Date: TBA EDS Cut-Off: 03/07/2013 8:00 P.M. (EST) | |
| 0239-13 |
February 22, 2013 | Important Tax Information Enzon Pharmaceuticals CUSIP: 293904108 | |
| 0238-13 |
February 22, 2013 | Petrobakken Energy Ltd.(Stock Dividend Program) CUSIP: 71647L103 Record Date: 02/28/13 Payable Date: 03/15/13 Rate: 0.08 CAD per share DTC EDS Cut-Off: 03/04/13, 8:00 P.M., New York time | |
| 0223-13 |
February 22, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 03/05/13 Payable Date: 03/20/13 CDN Rate: $0.09 per share DTC EDS Cut-Off: 03/06/13 no later than 8:00 P.M. NY time | |
| 0222-13 |
February 22, 2013 | Bonavista Energy Corporation (Stock Dividend Program) CUSIP: 09784Y108 Record Date: 02/28/13 Payable Date: 03/15/13 CDN Rate: $0.07 per share DTC EDS Cut-Off: 03/01/13 no later than 8:00 P.M. NY time | |
| 0228-13 |
February 21, 2013 | *****Cancellation***** Depositary Fees Notification Maxcom Telecomunicaciones CUSIP: 57773A508 Bank of New York Mellon | |
| 0227-13 |
February 21, 2013 | Depositary Fees Notification ING Groep CUSIP: 456837103 JPMorgan Chase Bank, N.A. | |
| 0218-13 |
February 21, 2013 | Depositary Fees Notification Telefonica SA CUSIP: 879382208 Citibank | |
| 0217-13 |
February 21, 2013 | Tax Relief - Country: Switzerland Novartis AG. – CUSIP: 66987V109 Record Date: 02/28/13 Payable Date: 04/05/13 EDS Cut-Off Date: 03/06/2013 at 8:00 PM Documentation Cut-off Date: 03/06/2013 at 5:00 PM | |
| 0221-13 |
February 20, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 02/25/2013 Payable Date: 03/12/2013 | |
| 0192-13 |
February 20, 2013 | Country: Spain, Telefonica Emisiones, S.A.U. CUSIP: VARIOUS CUSIPs | |
| 0219-13 |
February 19, 2013 | Optional Dividend: BP P.L.C. American Depository Shares CUSIP: 055622104 Record Date: 02/15/13 Payable Date: 03/28/13 Rate: $0.54 per ADS DTC EDS Cut-Off: 03/08/13 no later than 8:00 P.M. New York time | |
| 0216-13 |
February 19, 2013 | Depositary Fees Notification China Lodging Group LTD CUSIP: 16949N109 Citibank | |
| 0215-13 |
February 19, 2013 | Depositary Fees Notification Larsen and Toubro LTD 144A & Reg. S CUSIPS: 51729V104 & Y5217N118 Citibank | |
| 0214-13 |
February 19, 2013 | Depositary Fees Notification Vipshop Holdings Limited CUSIP: 92763W103 Deutsche Bank Trust Company Americas | |
| 0213-13 |
February 19, 2013 | Depositary Fees Notification Neha International - Reg S CUSIP: 64015A106 Bank of New York Mellon | |
| 0212-13 |
February 19, 2013 | Depositary Fees Notification Rainbow Papers - Reg S CUSIP: 750846206 Bank of New York Mellon | |
| 0211-13 |
February 19, 2013 | Depositary Fees Notification Karur K.C.P Packkagings - Reg S CUSIP: 48576W102 Bank of New York Mellon | |
| 0210-13 |
February 19, 2013 | Depositary Fees Notification S.E. Investments - Reg S CUSIP: 78413C100 Bank of New York Mellon | |
| 0209-13 |
February 19, 2013 | Depositary Fees Notification Avtokraz - Reg S CUSIP: 05452Y107 Bank of New York Mellon | |
| 0208-13 |
February 19, 2013 | Depositary Fees Notification JHSF Participacoes S.A – 144A & Reg S CUSIPS: 46619F102 & 46619F201 Bank of New York Mellon | |
| 0207-13 |
February 19, 2013 | Depositary Fees Notification CSU Cardsystem S.A – 144A & Reg S CUSIPS: 126403104 & 126403203 Bank of New York Mellon | |
| 0206-13 |
February 19, 2013 | *****Cancelled***** Depositary Fees Notification MHP – 144A & Reg S CUSIPS: 55302T105 & 55302T204 Bank of New York Mellon | |
| 0194-13 |
February 19, 2013 | Depositary Fees Notification Trader Media East – 144A & Reg S CUSIPS: 89255G109 & 89255G208 Bank of New York Mellon | |
| 0193-13 |
February 19, 2013 | Depositary Fees Notification Kotak Mahindra BK LTD – 144A & Reg S CUSIPS: 50071Q101 & 50071Q200 Bank of New York Mellon | |
| 0191-13 |
February 15, 2013 | Tax Relief – Country: Japan Seven & I Holdings Co. LTD CUSIP: 81783H105 Record Date: 02/27/2013 Payable Date: TBA EDS Cut-Off: 03/07/2013 8:00 P.M. | |
| 0190-13 |
February 13, 2013 | Tax Relief - Country: The Netherlands ST Microelectronics – New York Shares Cusip: 861012102 Record Date: 02/20/13 Payable Date: 02/26/13 EDS Cut-Off Date: 03/19/13 8.00 PM (EST) | |
| 0152-13 |
February 12, 2013 | Depositary Fees Notification Hals-Development – 144A & Reg S CUSIPS: 40637J105& 40637J204 Bank of New York Mellon | |
| 0182-13 |
February 11, 2013 | Important Tax Information KKR & Co. L.P. CUSIP: 48248M102 | |
| 0181-13 |
February 11, 2013 | Important Tax Information KKR Financial Holdings LLC CUSIP: 48248A306 | |
| 0180-13 |
February 11, 2013 | Important Tax Information Apollo Global Management, LLC (“APO”) CUSIPS: 037612108 -037612207 -037612306 | |
| 0151-13 |
February 11, 2013 | Depositary Fees Notification JA Solar CUSIP: 466090206 Bank of New York Mellon | |
| 0131-13 |
February 07, 2013 | Rights: Uranium Resources, Inc. CUSIP: 916901606 Rights Contra CUSIP: 916901994 R/D: 01/28/2013 Expires: 02/27/2013, 5:00 P.M. E.S.T.Rate: One non- transferable Right for one share of URRE common stock held. Rights will be Allocated 02/08/13 | |
| 0168-13 |
February 06, 2013 | Important Tax Information The Blackstone Group CUSIP: 09253U108 | |
| 0164-13 |
February 06, 2013 | Optional Dividend: Royal Dutch Shell PLC Class “A” Cusip: 780259206 R/D 02/15/2013 P/D 03/28/2013 DTC EDS Cut-Off: 02/22/2013, 8:00p.m., N.Y.C. time Rate: Gross Dividend Rate $0.86 Please see the attached Globe Tax Important notice for further details. | |
| 0163-13 |
February 06, 2013 | Optional Dividend: Royal Dutch Shell PLC, Cl B Cusip 780259107, Class ‘B’: Holders will be eligible to receive Royal Dutch Shell PLC Class ‘A’ ADS, Cusip 780259206 R/D 02/15/2013 P/D 03/28/2013 DTC EDS Cut-off: 02/22/2013, 8:00pm N.Y.C. time Rate: Gross Dividend Rate $0.86 | |
| 0154-13 |
February 05, 2013 | Babson Capital Corporate Investors Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 05617K109 | |
| 0153-13 |
February 05, 2013 | Babson Capital Participation Investors Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 05616B100 | |
| 0150-13 |
January 30, 2013 | Depositary Fees Notification Korea Electric Power Corporation CUSIP: 500631106 JPMorgan Chase Bank, N.A. | |
| 0149-13 |
January 30, 2013 | Depositary Fees Notification Alcatel-Lucent CUSIP: 013904305 JPMorgan Chase Bank, N.A. | |
| 0148-13 |
January 30, 2013 | Depositary Fees Notification Anhanguera Educacional – 144A & Reg S CUSIPS:035220102 & 035220201 Bank of New York Mellon | |
| 0147-13 |
January 30, 2013 | Depositary Fees Notification NEPC India – 144A & Reg S CUSIPS: 629088105 & Y6264B114 Bank of New York Mellon | |
| 0146-13 |
January 30, 2013 | Depositary Fees Notification ORG Infomatic – Reg. S CUSIP: 67103E203 Bank of New York Mellon | |
| 0145-13 |
January 30, 2013 | Depositary Fees Notification Visesh Infotecnics – Reg. S CUSIP: 92829H108 Bank of New York Mellon | |
| 0144-13 |
January 30, 2013 | Depositary Fees Notification KLG Systel – Reg. S CUSIP: 498590108 Bank of New York Mellon | |
| 0143-13 |
January 30, 2013 | Depositary Fees Notification Shah Alloys – Reg. S CUSIP: 819013103 Bank of New York Mellon | |
| 0142-13 |
January 30, 2013 | Depositary Fees Notification GV Films – Reg. S CUSIP: 36244H102 Bank of New York Mellon | |
| 0141-13 |
January 30, 2013 | Depositary Fees Notification Granules India – Reg. S CUSIP: 388483208 Bank of New York Mellon | |
| 0140-13 |
January 30, 2013 | Depositary Fees Notification Shreyas Shipping & Logistics – Reg. S CUSIP: 825540107 Bank of New York Mellon | |
| 0138-13 |
January 30, 2013 | Optional Dividend Multiple Issues: Liberty All-Star Growth Fund CUSIP: 529900102 Rate: $0.07 per share Liberty All-Star Equity Fund CUSIP: 530158104 Rate: $0.08 per share R/D: 01/25/13 P/D: 03/11/13 DTC EDS Cut-Off: 02/20/13 no later than 8:00 P.M. New York time | |
| 0137-13 |
January 29, 2013 | Depositary Fees Notification United Phosphorus – Reg. S CUSIP: 911330108 Bank of New York Mellon | |
| 0136-13 |
January 29, 2013 | Depositary Fees Notification Nu Tek India – Reg. S CUSIP: 629434101 Bank of New York Mellon | |
| 0135-13 |
January 29, 2013 | Tax Relief - Country: The Netherlands Unilever N.V. CUSIP: 904784709 Record Date: 02/08/13 Payable Date: 03/13/13 EDS Cut-Off Date: 02/22/13 8.00 PM (EST) Post Payable EDS Window: 03/14/2013 thru 03/27/2013 8.00 PM (EST) | |
| 0134-13 |
January 29, 2013 | Depositary Fees Notification ATF Bank – Reg. S CUSIP: 046820106 Bank of New York Mellon | |
| 0133-13 |
January 29, 2013 | Depositary Fees Notification Home Inns & Hotels Management CUSIP: 43713W107 Bank of New York Mellon | |
| 0132-13 |
January 29, 2013 | Enerplus Corporation (Stock Dividend Program) CUSIP: 292766102 Record Date: 02/05/13 Payable Date: 02/20/13 Rate: CDN $0.09 per share DTC EDS Cut-Off: 02/06/13 no later than 8:00 P.M. NY time | |
| 0130-13 |
January 29, 2013 | Rights Offering: Purepoint Uranium Group, Inc. CUSIP: 746234103 Record Date: 01/30/2013 Rate: One (1) Transferrable Right for each common share Expiration Date & Time: March 04, 2013, 5:00 PM, Toronto Time | |
| 0112-13 |
January 29, 2013 | Petrobakken Energy Ltd.(Stock Dividend Program) CUSIP: 71647L103 Record Date: 01/31/13 Payable Date: 02/15/13 Rate: 0.08 CAD per share DTC EDS Cut-Off 02/04/13, 8:00 P.M., New York time | |
| 0128-13 |
January 28, 2013 | TaxRelief - Country: Netherlands Netherlands Market Announcement Effective January 1, 2013 | |
| 0127-13 |
January 28, 2013 | TaxRelief - Country: Netherlands Netherlands Market Announcement Effective January 1, 2013 | |
| 0126-13 |
January 28, 2013 | TaxRelief - Country: Netherlands Netherlands Market Announcement Effective January 1, 2013 | |
| 0125-13 |
January 28, 2013 | Triangle Capital Corporation Notice To Shareholders of Undistributed Long Term Capital Gains (Form # 2439) CUSIP: 895848109 | |
| 0124-13 |
January 28, 2013 | Depositary Fees Notification Hydraulic Machines & Systems HMS – 144A CUSIP: 40425X100 Bank of New York Mellon | |
| 0123-13 |
January 25, 2013 | Depositary Fees Notification Emco – Reg. S CUSIP: 290840107 Bank of New York Mellon | |
| 0122-13 |
January 25, 2013 | Depositary Fees Notification Cybermate Infotek – Reg. S CUSIP: 232481101 Bank of New York Mellon | |
| 0121-13 |
January 24, 2013 | Depositary Fees Notification Braskem CUSIP: 105532105 Bank of New York Mellon | |
| 0120-13 |
January 24, 2013 | Depositary Fees Notification Innolux Corporation 144A & REG S CUSIPS: 45779M303 & 45779M402 Citibank | |
| 0103-13 |
January 24, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIPS: 055299AK7/US055299AK75 Payable Date: 02/19/2013 | |
| 0107-13 |
January 23, 2013 | Depositary Fees Notification RBC Information Systems CUSIP: 75523Q102 Bank of New York Mellon | |
| 0106-13 |
January 23, 2013 | Depositary Fees Notification Renren Inc. CUSIP: 759892102 Citibank | |
| 0105-13 |
January 23, 2013 | Depositary Fees Notification Ryanair CUSIP: 783513104 Bank of New York Mellon | |
| 0111-13 |
January 22, 2013 | Rights: Oxford Lane Capital Corp CUSIP: 691543102; Contra CUSIP: 691543896 R/D: 01/18/2013 Expires: 02/15/2013, 5:00 PM Eastern Standard Time Rate: One (1) Non-Transferrable Right for each common share held on the record date. Rights are anticipated to allocate January 23, 2013. | |
| 0104-13 |
January 22, 2013 | TaxRelief - Country: Germany Siemens AG Cusip: 826197501 Record Date: 01/23/13 Payable Date: TBA EDS Cut-Off Date 1: 02/12/13 8PM EST EDS Cut-Off Date 2: 03/05/13 8PM EST | |
| 0102-13 |
January 22, 2013 | Tax Relief – Country: Japan Sekisui House CUSIP: 816078307 Record Date: 01/30/2013 Payable Date: TBA EDS Cut-Off: 02/07/2013 8:00 P.M. | |
| 0039-13 |
January 22, 2013 | Tax Relief – Country: Japan JAPAN FIN CORP D02/07/12 02.125% FA19 CUSIP: 471065AJ1 Record Date: 01/23/13 Payable Date: 02/07/13 EDS Cut-Off: 02/01/2013 8:00 P.M. EST | |
| 0100-13 |
January 18, 2013 | Depositary Fees Notification 21 Vianet Group Inc. CUSIP: 90138A103 Citibank | |
| 0099-13 |
January 18, 2013 | Depositary Fees Notification Ecopetrol S.A CUSIP: 279158109 JPMorgan Chase Bank, N.A. | |
| 0098-13 |
January 18, 2013 | Depositary Fees Notification Himatsingka Seide – 144A & Reg S CUSIPS: 43289Q104 & 43289Q203 Bank of New York Mellon | |
| 0097-13 |
January 18, 2013 | Depositary Fees Notification Balrampur Chini Mills – 144A & Reg S CUSIPS: 058788100 & 058788209 Bank of New York Mellon | |
| 0096-13 |
January 18, 2013 | Depositary Fees Notification Cipla – 144A & Reg S CUSIPS: 172977100 & 172977209 Bank of New York Mellon | |
| 0095-13 |
January 18, 2013 | Depositary Fees Notification Kazkommertsbank – 144A & Reg S CUSIPS: 48666E509 & 48666E608 Bank of New York Mellon | |
| 0094-13 |
January 18, 2013 | Depositary Fees Notification Davento – 144A & Reg S CUSIPS: 238526107 & 238526206 Bank of New York Mellon | |
| 0093-13 |
January 18, 2013 | Depositary Fees Notification Kazakhstan Kagazy – 144A & Reg S CUSIPS: 48667M104 & 48667M203 Bank of New York Mellon | |
| 0092-13 |
January 18, 2013 | Depositary Fees Notification DCW – 144A & Reg S CUSIPS: 233160100 & Y20245117 Bank of New York Mellon | |
| 0091-13 |
January 18, 2013 | Depositary Fees Notification LIC Housing Finance – 144A & Reg S CUSIPS: 50186U104 & 50186U203 Bank of New York Mellon | |
| 0090-13 |
January 18, 2013 | Depositary Fees Notification K Sera Sera – Reg. S CUSIPS: 48269T101 & 48269T200 Bank of New York Mellon | |
| 0089-13 |
January 18, 2013 | Depositary Fees Notification Easun Reyrolle – Reg. S CUSIP: 27785G108 Bank of New York Mellon | |
| 0088-13 |
January 18, 2013 | Depositary Fees Notification Dwarikesh Sugar Industries – Reg. S CUSIP: 26740P104 Bank of New York Mellon | |
| 0087-13 |
January 18, 2013 | Depositary Fees Notification VisionChina Media CUSIP: 92833U202 Bank of New York Mellon | |
| 0086-13 |
January 18, 2013 | Depositary Fees Notification China Zenix Auto International CUSIP: 16951E104 Bank of New York Mellon | |
| 0085-13 |
January 18, 2013 | Depositary Fees Notification JK Paper – Reg. S CUSIP: 466208105 Bank of New York Mellon | |
| 0084-13 |
January 18, 2013 | Depositary Fees Notification Era Infra Engineering – Reg. S CUSIP: 26884G100 Bank of New York Mellon | |
| 0083-13 |
January 18, 2013 | Depositary Fees Notification Maan Aluminium – Reg. S CUSIP: 554058107 Bank of New York Mellon | |
| 0082-13 |
January 18, 2013 | Depositary Fees Notification Simcere Pharmaceutical CUSIP: 82859P104 Bank of New York Mellon | |
| 0101-13 |
January 17, 2013 | Country: Spain, BBVA U.S. Senior, S.A. Unipersonal CUSIP: 055299AG6 & E2248EAE2 Record Date: 01/28/2013 Payable Date: 02/12/2013 | |
| 0081-13 |
January 17, 2013 | Depositary Fees Notification Great Offshore – Reg. S CUSIP: 39114R101 Bank of New York Mellon | |
| 0080-13 |
January 17, 2013 | Depositary Fees Notification Bhoruka Aluminium – Reg. S CUSIP: 088605100 Bank of New York Mellon | |
| 0079-13 |
January 17, 2013 | Depositary Fees Notification Elder Pharmaceuticals CUSIP: 284502200 Bank of New York Mellon | |
| 0078-13 |
January 17, 2013 | Depositary Fees Notification Trina Solar CUSIP: 89628E104 Bank of New York Mellon | |
| 0077-13 |
January 17, 2013 | Depositary Fees Notification Micro Technologies (India) – Reg. S CUSIP: 59501G104 Bank of New York Mellon | |
| 0076-13 |
January 17, 2013 | Depositary Fees Notification Kingtone Wirelessinfo Solution CUSIP: 496880204 Bank of New York Mellon | |
| 0075-13 |
January 17, 2013 | Depositary Fees Notification Eveready Industries India – Reg. S CUSIP: 29976W108 Bank of New York Mellon | |
| 0074-13 |
January 17, 2013 | Depositary Fees Notification Amtek Auto – Reg. S CUSIP: 03233Q105 Bank of New York Mellon | |
| 0073-13 |
January 17, 2013 | Depositary Fees Notification Crew B.O.S Products – Reg. S CUSIP: 22652P109 Bank of New York Mellon | |
| 0072-13 |
January 17, 2013 | Depositary Fees Notification Noah Education CUSIP: 65487R303 Bank of New York Mellon | |
| 0071-13 |
January 17, 2013 | Depositary Fees Notification Cranes Software International – Reg. S CUSIP: 224455105 Bank of New York Mellon | |
| 0070-13 |
January 17, 2013 | Depositary Fees Notification Wanbury – Reg. S CUSIP: 93368L104 Bank of New York Mellon | |
| 0069-13 |
January 17, 2013 | Depositary Fees Notification IKF Technologies – Reg. S CUSIP: 44963E102 Bank of New York Mellon | |
| 0068-13 |
January 17, 2013 | Depositary Fees Notification China New Borun CUSIP: 16890T105 Bank of New York Mellon | |
| 0067-13 |
January 17, 2013 | Depositary Fees Notification Caucasus Energy and Infrastructure – Reg. S CUSIP: 149484107 Bank of New York Mellon | |
| 0066-13 |
January 17, 2013 | Depositary Fees Notification Gammon India – Reg. S CUSIP: 36467M200 Bank of New York Mellon | |
| 0065-13 |
January 17, 2013 | Depositary Fees Notification Hydraulic Machines & Systems-HMS – Reg. S CUSIP: 40425X209 Bank of New York Mellon | |
| 0064-13 |
January 17, 2013 | Depositary Fees Notification Kaashyap Technologies – Reg. S CUSIP: 48282X105 Bank of New York Mellon | |
| 0063-13 |
January 17, 2013 | Depositary Fees Notification Ram Kaashyap Investment – Reg. S CUSIP: 751304106 Bank of New York Mellon | |
| 0062-13 |
January 17, 2013 | Depositary Fees Notification Alps Industries – Reg. S CUSIP: 02109V107 Bank of New York Mellon | |
| 0061-13 |
January 17, 2013 | Depositary Fees Notification Lloyd Electric & Engineering – Reg. S CUSIP: 539373100 Bank of New York Mellon | |
| 0060-13 |
January 17, 2013 | Depositary Fees Notification Essar Oil – Reg. S CUSIP: 29667P107 Bank of New York Mellon | |
| 0059-13 |
January 17, 2013 | Depositary Fees Notification Hanwha Solarone CUSIP: 41135V103 Bank of New York Mellon | |
| 0058-13 |
January 17, 2013 | Depositary Fees Notification MARG Reg S CUSIP: 56656Q101 Bank of New York Mellon | |
| 0108-13 |
January 16, 2013 | Stock Dividend Event: Sino Agro Food Incorporated. CUSIP: 829355106 R/D: 09/28/2012 P/D: 01/17/2013 Rate: 0.01 | |
| 0048-13 |
January 14, 2013 | *****Cancellation***** Depositary Fees Notification Duoyuan Global Water Inc. CUSIP: 266043108 Deutsche Bank Trust Company Americas | |
| 0047-13 |
January 11, 2013 | Important Tax Information Cott Corporation ISIN - CA22163N1069 Record Date: 04 Dec 2012 Payment Date: 20 Dec 2012 Rate: $0.06 CAD Symbol: NYSE: COT (TSX: BCB) | |
| 0046-13 |
January 11, 2013 | Country: Spain, Santander Issuances, S.A. Unipersonal CUSIPs: 80281TAD0 & E8682YAS7 Record Date: 01/27/2013 Payable Date: 02/11/2013 | |
| 0045-13 |
January 11, 2013 | Tax Relief – Country: Canada Important Tax Relief Information | |
| 0040-13 |
January 11, 2013 | Optional Dividend: Banco Santander S.A. CUSIP: 05964H105 Record Date: 01/14/13 Payable Date: On or around 02/08/13 Rate: Approximately 0.150 Euro per share equivalent to approx .196650 USD per ADR DTC EDS Cut-Off: 01/22/13 no later than 8:00 P.M. New York time | |
| 0033-13 |
January 10, 2013 | Subscription Offer Multiple CUSIPS: JSC Rush Hydro ADS’s CUSIPs: 466294105 & 782183123 Contra CUSIP: 466294790 JSC Rush Hydro 144A GDR’s CUSIP: 466294204 Contra CUSIP: 466294899 Record Date: 10/11/12 Expires: 02/15/13 no later than 5:00 P.M. NY time Rate: 1 Subscription Right for each ADS or GDR held respectively | |
| 0032-13 |
January 09, 2013 | Rights Offering: ERHC Energy CUSIP:26884J104 Rights Contra CUSIP: 26884J997 Record Date: 12/17/12 Expires: 01/31/13 @ 5:00 P.M. Central time subject to extension or early termination. Rate: One Right for every three shares of common stock held. | |
| 0035-13 |
January 08, 2013 | Depositary Fees Notification Epistar Corp. 144A & REG S CUSIPS: 29428C106 & 29428C205 Citibank | |
| 0034-13 |
January 08, 2013 | Depositary Fees Notification Motech Industries Inc. 144A & REG S CUSIPS: 619731102 & 619731201 Citibank | |
| 0012-13 |
January 08, 2013 | Depositary Fees Notification Yang Ming Marine Transport 144A & REG S CUSIPS: 984749101 & 984749200 Citibank | |
| 0011-13 |
January 08, 2013 | Depositary Fees Notification Shin Kong Financial Holding Co. 144A & REG S CUSIPS: 82455T104 & 82455T203 Citibank | |
| 0010-13 |
January 08, 2013 | Depositary Fees Notification Neo Solar Power Corp. 144A & REG S CUSIPS: 64046D103 & 64046D202 Citibank | |
| 0031-13 |
January 07, 2013 | Optional Dividend: The Central European & Russia Fund, Inc. CUSIP: 153436100 Record Date: 12/31/12 Payable Date: 01/28/13 Rate: $1.0875 DTC EDS Cut-Off: 01/22/2013 no later than 8:00 P.M. NY time | |
| 0030-13 |
January 07, 2013 | Optional Dividend: The European Equity Fund, Inc. CUSIP: 298768102 R/D: 12/31/2012 P/D: on 01/28/2013 Rate: $0.1520 per share DTC EDS Cut-Off: 01/22/13 no later than 8:00 P.M. NY time | |
| 0014-13 |
January 07, 2013 | Optional Dividend: The New Germany Fund Inc., CUSIP: 644465106 R/D: 12/31/2012; P/D: 01/28/2013 Total distribution Rate: $0.6334 per share. DTC EDS Cut-Off: 01/22/13, 8:00 P.M., NYC time | |
| 0005-13 |
January 05, 2013 | Rights: Manhattan Bancorp CUSIP: 562754101 Rights Contra CUSIP: 562754994 Record Date: 11/28/12 Expires: 01/25/13 no later than 5:00 P.M. Eastern time, unless extended. Rate: 1 Right for every 2 shares of common stock owned on the record date | |
| 0013-13 |
January 04, 2013 | Rights Offering: Mint Income Fund, Inc. CUSIP: 60446Q108 Rights CUSIP 60446Q157 Record Date: 01/02/2013 Rate: One (1) Transferrable Right for each unit held. Expiration Date & Time: January 28th, 2013, 4p.m., Toronto Time | |
| 0008-13 |
January 03, 2013 | Depositary Fees Notification ShangPharma Corporation CUSIP: 81943P104 JPMorgan Chase Bank, N.A. | |
| 0004-13 |
January 03, 2013 | Optional Dividend: The Asia Tigers Fund Inc. CUSIP: 04516T105 R/D: 12/21/12 P/D: 01/31/13 Rate: $2.65502 per share EDS Cut-Off: 01/23/13 no later than 8:00 P.M. NY time | |
| 0003-13 |
January 03, 2013 | Optional Dividend: India Fund CUSIP: 454089103 R/D: 12/21/12 P/D: 01/31/13 Rate: $2.371234 per share EDS Cut-Off: 01/23/13 no later than 8:00 P.M. NYC time |
